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Department: SECURITIES AND EXCHANGE COMMISSION

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The Federal Register

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1. Compliance Programs of Investment Companies and Investment Advisers

Part II: Securities and Exchange Commission,

The Securities and Exchange Commission is adopting new rules under the Investment Company Act of 1940 and the Investment Advisers Act of 1940 that require each investment company and investment adviser registered with the Commission to adopt and implement written policies and procedures reasonably designed to prevent violation of the federal
SECURITIES AND EXCHANGE COMMISSION : Veterans Affairs Department

2. Request for Comments on Measures To Improve Disclosure of Mutual Fund Transaction Costs

Part VI: Securities and Exchange Commission,

The Securities and Exchange Commission is seeking public comment on a number of issues related to the disclosure of mutual fund transaction costs. We seek comment on, among other things, whether mutual funds should be required to quantify and disclose to investors the amount of transaction costs they incur, include transaction costs in their
SECURITIES AND EXCHANGE COMMISSION : Veterans Affairs Department

3. Disclosure of Breakpoint Discounts by Mutual Funds

Part III: Securities and Exchange Commission,

The Securities and Exchange Commission is proposing amendments to Form N1A under the Securities Act of 1933 and the Investment Company Act of 1940 to require an openend management investment company to provide enhanced disclosure regarding breakpoint discounts on frontend sales loads. Under the proposed amendments, an openend management investment
SECURITIES AND EXCHANGE COMMISSION : Veterans Affairs Department

4. Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

NOTICES: Deregistration applications—; Mutual Investment Fund of Connecticut, Inc., et al.,

December 19, 2003.

The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of December, 2003. A copy of each application may be obtained for a fee at the SEC's Public Reference Branch, 450 Fifth St., NW., Washington, DC 205490102 (tel. 2029428090). An order granting

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Midland National Life Insurance Company, et al.

NOTICES: Order applications—; Midland National Life Insurance Co. et al.,

The Applicants hereby apply for an order of the Commission exempting them with respect to the support of variable annuity contracts described herein (the ``Contracts'') and other variable annuity contracts that are similar in all material respects to the contracts described herein, that Midland may issue in the future (``Future Contracts''), and
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American

NOTICES: American Stock Exchange, LLC,

December 17, 2003.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 11, 2003, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

7. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National

NOTICES: National Association of Securities Dealers, Inc.,

December 17, 2003.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 24, 2003, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

8. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National

NOTICES: National Association of Securities Dealers, Inc.,

December 17, 2003.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 24, 2003, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

9. Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Order Granting Approval of Proposed

NOTICES: National Association of Securities Dealers, Inc.,

December 16, 2003.

I. Introduction and Description of the Proposal

On November 19, 2002, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

10. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National

NOTICES: National Association of Securities Dealers, Inc.,

December 16, 2003.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 2, 2003, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

11. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National

NOTICES: National Association of Securities Dealers, Inc.,

December 16, 2003.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 11, 2003, the National Association of Securities Dealers, Inc. (``NASD'') submitted to the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

12. Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness

NOTICES: National Securities Clearing Corp.,

December 11, 2003.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on June 30, 2003, the National Securities Clearing Corporation (``NSCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

13. Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to the

NOTICES: New York Stock Exchange, Inc.,

December 17, 2003.

I. Introduction

On November 7, 2003, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

14. Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a

NOTICES: Options Clearing Corp.,

December 11, 2003.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on July 21, 2003, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in items I, II, and III below, which items have

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

15. Self Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Accelerated Approval to Proposed Rule Change To

NOTICES: Pacific Exchange, Inc.,

December 16, 2003.

On September 25, 2003, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend PCXE Rule 7.37(d) to clarify the process

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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