Department: SECURITIES AND EXCHANGE COMMISSION
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc 03-32175] 1.
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 16, 2003, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission [[Page 75702]]
(``Commission'') the proposed rule change as
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32169] 2. Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information, Washington, DC 20549.
Extension:
Rule 17Ad16, SEC File No. 270363, OMB Control No. 32350413.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32174] 3.
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 15, 2003, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') submitted to the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32170] 4. Proposed Collection; Comment Request
Upon written request, copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension: Rule 17Ad2(c), (d), and (h); SEC File No. 270149; OMB Control No. 32350130.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32181] 5.
December 23, 2003.
Pursuant to Rule 11Aa32 \1\ under the Securities Exchange Act of 1934 (``Act''), notice is hereby given that on November 28, 2003, the Consolidated Tape Association (``CTA'') Plan and Consolidated Quotation (``CQ'') Plan Participants (``Participants'') \2\ filed with the Securities and Exchange Commission (``SEC'' or
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32182] 6.
December 23, 2003.
Pursuant to Rule 11Aa32 \1\ under the Securities Exchange Act of 1934 (``Act''), notice is hereby given that on November 28, 2003, the Consolidated Tape Association (``CTA'') Plan and Consolidated Quotation (``CQ'') Plan Participants (``Participants'')\2\ filed with the Securities and Exchange Commission (``SEC'' or
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32172] 7.
December 19, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on December 5, 2003, the American Stock Exchange LLC (``Exchange'' or ``Amex'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32177] 8.
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on May 14, 2003, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32184] 9.
December 24, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 21, 2003, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32176] 10.
December 23, 2003.
I. Introduction
On June 20, 2003, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to permit, under
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32173] 11.
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on June 16, 2003, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32178] 12.
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 26, 2003, the Chicago Stock Exchange, Inc. (``CHX'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II,
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32131] 13.
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 28, 2003, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32171] 14.
December 23, 2003.
I. Introduction
On March 18, 2003, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, the Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and Exchange Commission (``Commission'') a proposed rule change to modify an existing pilot program relating to the bid price test of
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32179] 15.
December 22, 2003.
On January 17, 2003, the National Association of Securities Dealers, Inc. (``NASD''), filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend NASD Rules 1011, 1014 and
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32180] 16.
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 9, 2003, the National Association of Securities Dealers, Inc. (``NASD''), filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32183] 17.
December 23, 2003.
I. Introduction
On January 21, 2000, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change amending NASD
Published: 2003-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-31949] 18.
December 18, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on April 4, 2003, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as
Published: 2003-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-31950] 19.
December 18, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on December 11, 2003, the International Securities Exchange, Inc.
(``Exchange'' or ``ISE'') filed with the Securities and Exchange [[Page 75297]]
Commission (``Commission'') the
Published: 2003-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-31948] 20.
December 19, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 12, 2003, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2003-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32037] 21.
December 22, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2003, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq'') filed with the
Published: 2003-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32038] 22.
December 22, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 11, 2003, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and
Published: 2003-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32039] 23.
December 22, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2003, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2003-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32035] 24.
December 22, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 12, 2003, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items
Published: 2003-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 03-32036] 25.
December 22, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 12, 2003, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items
Published: 2003-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013