Department: SECURITIES AND EXCHANGE COMMISSION
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc 04-28699] 1. Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94409, that the Securities and Exchange Commission will hold the following meeting during the week of January 3, 2005:
A closed meeting will be held on Thursday, January 6, 2005, at 10 a.m.
Commissioners, Counsel to the Commissioners, the
Published: 2004-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28600] 2.
December 23, 2004.
I. Introduction
On June 30, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934,\1\ as amended (the ``Act''), and Rule 19b4 thereunder,\2\ a proposed rule change to amend its
Published: 2004-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28581] 3.
December 22, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 16, 2004, the Municipal Securities Rulemaking Board (``MSRB'' or ``Board'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule
Published: 2004-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28582] 4.
December 22, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 21, 2004, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and
Published: 2004-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28480] 5.
December 22, 2004.
On July 30, 2004, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change relating to the Exchange's
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3866] 6.
December 20, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on October 7, 2004, the Fixed Income Clearing Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3864] 7.
December 21, 2004
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2004, the International Securities Exchange, Inc. (the ``Exchange'' or the ``ISE'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28442] 8.
December 21, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 2, 2004, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28443] 9.Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of
December 20, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 2, 2004, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change, as
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28478] 10.
December 22, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 15, 2004, the National Association of Securities Dealers, Inc., through its subsidiary, the Nasdaq Stock Market,
[[Page 78080]]
Inc. (``Nasdaq'') filed with the Securities and
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3865] 11.
December 21, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 31, 2004, the National Stock ExchangeSM (``NSX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change, as
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28481] 12.
December 22, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 28, 2004, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3868] 13.
December 14, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 24, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3862] 14.
December 20, 2004.
I. Introduction
On June 8, 2004, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') proposed rule change SROCC200411 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\1\ Notice of the proposal was published in the Federal Register on
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3879] 15.
December 21, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3876] 16.
December 21, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 26, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3877] 17.
December 21, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 7, 2004, the Boston Stock Exchange, Inc. (``BSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28479] 18.
December 22, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on December 14, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28477] 19.
December 22, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 3, 2004, the Boston Stock Exchange, Inc., (``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change as described in
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3875] 20.
December 23, 2004.
Merrill Lynch, Pierce, Fenner & Smith Incorporated (``MLPF&S''), a brokerdealer registered with the Securities and Exchange Commission (``Commission''), and its ultimate holding company, Merrill Lynch & Co., Inc., (``ML & Co.''), have indicated their desire to be supervised by the Commission as a consolidated supervised
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28482] 21.
December 22, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 7, 2004, the Boston Stock Exchange (``BSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3878] 22.
December 21, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2004, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3880] 23.
December 22, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 15, 2004, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28476] 24.
December 22, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act''),\1\ notice is hereby given that on December 8, 2004, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities Exchange Commission (``Commission'') the proposed rule change as described in Items
Published: 2004-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-28473] 25. In the Matter of Artec, Inc.; Order of Suspension of Trading
December 23, 2004.
It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Artec, Inc. (``ATKJ'') because of questions regarding the accuracy of assertions by ATKJ and others, on ATKJ's Web site, in ATKJ's press releases, and in public statements to investors
Published: 2004-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013