Department: SECURITIES AND EXCHANGE COMMISSION
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc E6-22392] 1.
December 20, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 18, 2006, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22394] 2.
December 21, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 22, 2006, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22397] 3.
December 21, 2006.
I. Introduction
On November 3, 2006, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend NYSE Rule 300 to
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22399] 4.
December 22, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 6, 2006, the New York Stock Exchange LLC (``Exchange'' or ``NYSE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22401] 5.
December 20, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on July 13, 2006, the New York Stock Exchange LLC (``NYSE'' or the ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22396] 6.
December 21, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 20, 2006, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') through its wholly owned subsidiary NYSE Arca Equities, Inc. (``NYSE Arca Equities''), filed with the Securities and
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22402] 7.
December 21, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 18, 2006, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22404] 8.
December 21, 2006.
I. Introduction
On May 12, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, as amended (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change relating to the
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 06-9932] 9. Executive Compensation Disclosure
The Securities and Exchange Commission is adopting, as interim final rules, amendments to the disclosure requirements for executive and director compensation. The amendments to Item 402 of Regulations S K and SB revise Summary Compensation Table and Director Compensation Table disclosure with respect to stock awards and option awards to provide
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22398] 10.
December 21, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 16, 2006, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22400] 11.
December 20, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 13, 2006, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22395] 12.
December 21, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 14, 2006, the Boston Stock Exchange, Inc. (``BSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described
Published: 2006-12-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22199] 13.
December 20, 2006.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\1 and Rule 19b4 thereunder,\2\ notice is hereby given that on December 20, 2006, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22196] 14.
December 19, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2006, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22201] 15.
December 20, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2006, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22261] 16.
December 21, 2006.
On September 21, 2006, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend NYSE Arca Rule 3.3 to provide that the
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22192] 17.
December 20, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 12, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22194] 18.
December 20, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22252] 19.
December 20, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 28, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22262] 20. Barclays Global Fund Advisors, et al.; Notice of Application
Summary of Application: Applicants request an order to amend a prior order that permits: (a) An openend management investment company, whose series are based on certain fixed income securities indices, to issue shares of limited redeemability; (b) secondary market transactions in the shares of the series to occur at negotiated prices; and (c)
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22200] 21. Forum Funds, et al.; Notice of Application
December 20, 2006.
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22198] 22.
December 20, 2006.
I. Introduction and Description
On December 12, 2006, NYSE Arca, Inc. (``NYSEArca''), on behalf of itself and the American Stock Exchange LLC (``Amex''), the Boston Stock Exchange, Inc. (``BSE''), the Chicago Stock Exchange, Inc. (``CHX''), the Chicago Board Options Exchange, Incorporated (``CBOE''), the International
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22193] 23.
December 20, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 21, 2006, the International Securities Exchange, LLC (``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission the proposed rule change, as described in Items
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22197] 24.
December 18, 2006.
I. Introduction
On March 22, 2006, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to: (1) Amend NASD rules
Published: 2006-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-22087] 25.
December 18, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 12, 2006, The NASDAQ Stock Market LLC (``Nasdaq'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II
Published: 2006-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013