Department: SECURITIES AND EXCHANGE COMMISSION
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc E7-25368] 1.
December 21, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on July 16, 2007, NYSE Arca, Inc. (``Exchange''), through its wholly owned subsidiary NYSE Arca Equities, Inc. (``NYSE Arca Equities''), filed with the Securities and Exchange Commission
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25355] 2.
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 6, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25366] 3.
December 21, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25367] 4.
December 20, 2007.
On October 29, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to expand the type of business that
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25375] 5.
December 21, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on December 12, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25178] 6. Staff Accounting Bulletin No. 110
This staff accounting bulletin (``SAB'') expresses the views of the staff regarding the use of a ``simplified'' method, as discussed in SAB No. 107 (``SAB 107''), in developing an estimate of expected term of ``plain vanilla'' share options in accordance with Statement of Financial Accounting Standards No. 123 (revised 2004), ShareBased Payment.
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25357] 7. Main Street Capital Corporation, et al.; Notice of Application
Summary of the Application: Applicants, Main Street Capital Corporation (the ``Company''), Main Street Mezzanine Fund, LP (``MSMF''), Main Street Capital Partners, LLC (the ``Investment Adviser''), and Main Street Mezzanine Management, LLC (the ``General Partner''), request an order to permit: (1) A business development company and its wholly owned
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25350] 8. Millennium India Acquisition Company Inc.; Notice of Application
December 21, 2007.
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25378] 9. The UBS Funds, et al.; Notice of Application
Summary of Application: Applicants request an order to permit funds of funds relying on rule 12d12 under the Act to invest in certain financial instruments.
Applicants: The UBS Funds, SMA Relationship Trust, UBS Investment Trust, UBS Index Trust, UBS Series Trust, and UBS Relationship Funds (collectively, the ``Trusts''); UBS Global Asset
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25351] 10.
December 20, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2007, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25373] 11.
December 21, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 12, 2007, the Chicago Stock Exchange, Inc. (``CHX'' or the ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25374] 12.
December 21, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of
1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on December 7, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25370] 13.
December 21, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 18, 2007, Financial Industry Regulatory Authority, Inc. (``FINRA'') (f/k/a National Association of Securities Dealers, Inc. (``NASD'')) filed with the Securities and Exchange
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25356] 14.
December 20 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2007, the International Securities Exchange, LLC (``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25369] 15.
December 21, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 74384]]
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 21, 2007, the International Securities Exchange, LLC (``ISE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25354] 16.
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 20, 2007, The NASDAQ Stock Market LLC (``Nasdaq''), filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25376] 17.
December 21, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2007, the New York Stock Exchange, LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule changes as described
Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25183] 18.
December 20, 2007.
Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the ``Exchange Act''),\2\ and Rule 19b4 thereunder,\3\ notice is hereby given that on November 2, 2007, the New York Stock Exchange LLC (``NYSE'' or the ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or the ``Commission'') the
Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25185] 19.
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2007, the New York Stock Exchange
[[Page 73950]]
LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change
Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25188] 20.
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\
[[Page 73952]]
notice is hereby given that on December 18, 2007, the New York Stock
Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule
Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25187] 21.Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated;
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 31, 2007, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change
Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25190] 22.
December 20, 2007.
Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the ``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby given that on November 30, 2007, the New York Stock Exchange LLC (``NYSE'' or the ``Exchange'') filed with the Securities and Exchange Commission the proposed rule change as described in
Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25198] 23.
December 20, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on February 21, 2007, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25244] 24.
EganJones Rating Company, a credit rating agency, furnished to the
Securities and Exchange Commission (``Commission'') an application for
registration as a nationally recognized statistical rating organization
(``NRSRO'') under Section 15E of the Securities Exchange Act of 1934 (``Exchange Act'') for the classes of
[[Page 73910]]
credit ratings
Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-25199] 25.
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 27, 2007, the Chicago Board Options Exchange, Incorporated ( ``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013