Department: SECURITIES AND EXCHANGE COMMISSION
Pages: 1
[FR Doc E7-19546] 1. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213
Extension:
Form N8F, SEC File No. 270136, OMB Control No. 32350157
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-19547] 2. Submission for OMB Review; Comment Request
Upon Written Request, Copy Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213
Extension:
Form S6, SEC File No. 270181, OMB Control No. 32350184
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) (``Paperwork Reduction
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-19548] 3. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213
Existing Collection; New OMB Control No.:
Rule 04, SEC File No. 270569, OMB Control No. 3235xxxx
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-19549] 4. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213
Existing Collection; New OMB Control No.:
Rule 607, SEC File No. 270568, OMB Control No. 3235xxxx
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-19579] 5.
September 28, 2007.
The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of September 2007. A copy of each application may be obtained for a fee at the SEC's Public Reference Branch (tel. 2025515850). An order granting each application will be issued unless the SEC
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-19631] 6. Fidelity Rutland Square Trust, et al.; Notice of Application
Summary of the Application: Applicants request an order to permit
certain registered openend management investment companies to acquire
shares of other registered openend management investment companies and
unit investment trusts that are within and outside the same group of investment companies.
Applicants: Fidelity Management & Research Company
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-19630] 7. Van Eck Associates Corporation, et al.; Notice of Application
[[Page 56812]]
exemption from sections 17(a)(1) and (a)(2) of the Act.
Summary of Application: Applicants request an order to amend a prior
order that permits: (a) Openend management investment companies, whose
series are based on equity securities indices (``Equity Funds''), to
issue shares of limited redeemability (``Shares''); (b) secondary
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-19639] 8. Vanguard STAR Funds, et al.; Notice of Application
Summary of Application: Applicants request an order to permit funds of
funds relying on rule 12d12 under the Act to invest in certain financial instruments.
Applicants: Vanguard STAR funds, Vanguard Chester Funds, Vanguard
Trustees' Equity Fund, Vanguard Variable Insurance Funds (collectively,
the ``Trusts''), The Vanguard Group, Inc. (``VGI'')
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-19558] 9.
September 27, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on June 27, 2007, September 13, 2007, June 12, 2007, June 1, 2007, and July 6, 2007, the American Stock Exchange LLC (``Amex''), the Boston Stock Exchange, Inc. (``BSE''), the Chicago
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-19559] 10.
September 28, 2007.
I. Introduction
On July 27, 2007, the Chicago Stock Exchange, Inc. (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend Article II, Section 7
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E7-19593] 11.
September 28, 2007.
I. Introduction
On July 31, 2007, the Financial Industry Regulatory Authority, Inc. (``FINRA'') (f/k/a the National Association of Securities Dealers, Inc. (``NASD'')) filed with the Securities and Exchange Commission (``Commission'') pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule
Published: 2007-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Pages: 1