NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-06
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
NAR Exemptive Request; OMB Control No. 3235XXXX; SEC File No. 270573.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-06
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 425; OMB Control No. 32350521; SEC File No. 270462.
Notice is hereby given, that pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-06
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Regulation C; OMB Control No. 32350074; SEC File No. 27068.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 U.S.C. 3501 et seq.) the Securities and
NOTICES: International Equity Portfolio et al.,
Published: 2007-12-06
November 30, 2007.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
November, 2007. A copy of each application may be obtained for a fee at
the SEC's Public Reference Branch (tel. 2025515850). An order
granting each application will be issued unless the SEC
NOTICES: Unified Series Trust and Envestnet Asset Management, Inc.,
Published: 2007-12-06
Summary of the Application: Applicants request an order permitting them
to enter into and materially amend subadvisory agreements without
shareholder approval and granting relief from certain disclosure requirements.
Applicants: Unified Series Trust (``Trust'') and Envestnet Asset Management, Inc. (``Adviser'').
Filing Dates: The application was
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-06
Federal Register Citation of Previous Announcement:
Status: Closed Meeting.
Place: 100 F Street, NW., Washington, DC.
Date and Time of Previously Announced Meeting: Thursday, December 6, 2007 at 2 p.m.
Change In the Meeting: Deletion of an Item.
The following item will not be considered during the Closed Meeting on Thursday, December 6, 2007:
NOTICES: American Stock Exchange LLC,
Published: 2007-12-06
November 29, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 28, 2007, the American Stock Exchange LLC (``Exchange'' or
``Amex'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2007-12-06
November 29, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 16, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2007-12-06
November 28, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given
that on August 20, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-06
November 29, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 16, 2007, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-06
November 29, 2007.
On September 17, 2007, the Chicago Board Options Exchange,
Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend its minimum quote
NOTICES: Depository Trust Co.,
Published: 2007-12-06
November 29, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on April 30, 2007, The Depository Trust Company (``DTC'') filed with
the Securities and Exchange Commission (``Commission'') the proposed
rule change described in Items I, II, and III
NOTICES: Fixed Income Clearing Corp.,
Published: 2007-12-06
November 29, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on April 30, 2007, the Fixed Income Clearing Corporation (``FICC'')
filed with the Securities and Exchange Commission (``Commission'') and
on July 24, 2007, amended \3\ the proposed rule
NOTICES: International Securities Exchange, LLC,
Published: 2007-12-06
November 30, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2007, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, LLC,
Published: 2007-12-06
November 29, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 25, 2007, the International Securities Exchange, LLC
(``Exchange'' or ``ISE'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: National Securities Clearing Corp.,
Published: 2007-12-06
November 29, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on April 30, 2007, the National Securities Clearing Corporation
(``NSCC'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change described in Items I,
NOTICES: New York Stock Exchange LLC,
Published: 2007-12-06
November 28, 2007.
Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act'') and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 16, 2007, the New York Stock Exchange LLC (``NYSE'' or
the ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: New York Stock Exchange LLC,
Published: 2007-12-06
November 30, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 14, 2007, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: New York Stock Exchange LLC,
Published: 2007-12-06
November 28, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 14, 2007, the New York Stock Exchange LLC (``NYSE'' or
``Exchange''), filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: Options Clearing Corp.,
Published: 2007-12-06
November 28, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on October 9, 2007, The
Options Clearing Corporation (``OCC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change described
in Items I, II, and III below, which items have been