Part V: Securities and Exchange Commission,
Published: 2007-12-07
We are adopting two exemptions from the registration
requirements of the Securities Exchange Act of 1934 for compensatory
employee stock options. The first exemption will be available to
issuers that are not required to file periodic reports under the
Exchange Act. The second exemption will be available to issuers that
are required to file those
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-07
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold the following meetings during the week of December 10, 2007:
Open Meetings will be held on Tuesday, December 11, 2007, at 10
a.m., Thursday, December 13, 2007 at 9 a.m., and
NOTICES: Suspension of trading—; Kimber-X-Resources Corp.,
Published: 2007-12-07
December 5, 2007.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
KimberX Resources Corp., a Delaware company with purported operations
in Saskatchewan, Canada. Questions have arisen regarding the adequacy
and accuracy of company press releases and other
NOTICES: American Stock Exchange LLC,
Published: 2007-12-07
December 3, 2007.
I. Introduction
On October 12, 2006, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') a proposed rule change pursuant to section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder \2\ to list and trade trust units
NOTICES: American Stock Exchange LLC,
Published: 2007-12-07
December 3, 2007.
I. Introduction
On June 4, 2007, the American Stock Exchange LLC (``Amex'') filed
and on September 18, 2007, amended, a proposed rule change with the
Securities and Exchange Commission (``Commission'') pursuant to Section
19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule
19b4 thereunder \2\ to amend Rule
NOTICES: NASDAQ Stock Market LLC,
Published: 2007-12-07
November 29, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on July 11, 2007, The NASDAQ Stock Market LLC (``Nasdaq'') filed with
the Securities and Exchange Commission (``Commission'') the proposed
rule change as described in Items I and II below,
NOTICES: National Stock Exchange, Inc.,
Published: 2007-12-07
December 3, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 1, 2007, the National Stock Exchange, Inc. (``NSX'' or
``Exchange'') filed with the Securities and Exchange Commission (the
``Commission'') the proposed rule change as described
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-07
December 3, 2007.
I. Introduction
On October 18, 2007, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange''), through its wholly owned subsidiary, NYSE Arca Equities,
Inc. (``NYSE Arca Equities''), filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-07
December 3, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I and
NOTICES: Options Clearing Corp.,
Published: 2007-12-07
November 30, 2007.
I. Introduction
On June 28, 2007, The Options Clearing Corporation (``OCC'') filed
with the Securities and Exchange Commission (``Commission'') proposed
rule change SROCC200708 pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'').\1\ Notice of the proposal
was published in the Federal Register on
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2007-12-07
December 3, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 21, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
