NOTICES: NYSE Arca, Inc.,
Published: 2008-11-24
November 17, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that, on November 5, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-24
November 17, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Exchange Act'') \2\ and Rule 19b4 thereunder,\3\ notice is
hereby given that, on November 6, 2008, NYSE Arca, Inc. (``NYSE Arca''
or the ``Exchange''), through its whollyowned subsidiary NYSE Arca
Equities, Inc. (``NYSE Arca Equities''), filed with
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2008-11-21
November 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\
[[Page 70684]]
notice is hereby given that on November 4, 2008, the Chicago Board
Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the
Securities and Exchange Commission (``SEC'' or ``Commission'') the
NOTICES: Depository Trust Co.,
Published: 2008-11-21
November 13, 2008.
I. Introduction
On September 12, 2008, The Depository Trust Company (``DTC'') filed
with the Securities and Exchange Commission (``Commission'') proposed
rule change SRDTC200809 pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'').\1\ Notice of the proposal
was published in the Federal Register on
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-21
November 14, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby given
that, on October 28, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-21
November 14, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby given
that, on October 28, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange''), through its wholly owned subsidiary NYSE Arca Equities,
Inc. (``NYSE Arca Equities'' or the ``Corporation''),
Part IV: Securities and Exchange Commission,
Published: 2008-11-21
The Securities and Exchange Commission (``Commission'') is
proposing a Roadmap for the potential use of financial statements
prepared in accordance with International Financial Reporting Standards
(``IFRS'') as issued by the International Accounting Standards Board by
U.S. issuers for purposes of their filings with the Commission. This
Roadmap
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-21
Federal Register Citation of Previous Announcement 73 FR 67905, November 17, 2008.
Status: Open Meeting.
Place: 100 F Street, NW., Washington, DC.
Date and Time of Previously Announced Meeting: November 19, 2008. Change in the Meeting: Deletion of an Item.
The following item will not be considered during the Open Meeting
on Wednesday,
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-20
Upon Written Request, Copy Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form N54C, SEC File No. 270184, OMB Control No. 32350236.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.) (the ``Act''), the
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-20
Upon Written Request, Copy Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213
Extension:
Form N6F, SEC File No. 270185, OMB Control No. 32350238.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Boston Stock Exchange, Inc.,
Published: 2008-11-20
November 13, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 7, 2008, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Boston Stock Exchange, Inc.,
Published: 2008-11-20
November 13, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 5, 2008 the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: International Securities Exchange, LLC,
Published: 2008-11-20
November 13, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 7, 2008, the International Securities Exchange, LLC
(``Exchange'' or ``ISE'') filed with the Securities and Exchange
Commission (``Commission'' or ``SEC'') the proposed rule
NOTICES: NASDAQ OMX PHLX, Inc.,
Published: 2008-11-20
November 13, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 12, 2008, NASDAQ OMX PHLX, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed
[[Page 70399]]
rule
NOTICES: National Stock Exchange, Inc.,
Published: 2008-11-20
November 14, 2008.
Pursuant to section 19(b)(3)(A) of the Securities Exchange Act of
1934 (the ``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby
given that on November 13, 2008, National Stock Exchange, Inc.
(``NSX[supreg]'' or the ``Exchange'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-19
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold its second Roundtable on Markto
Market Accounting on Friday, November 21, 2008 beginning at 9:30 a.m.
The Roundtable will take place in the Auditorium of the
Commission's
NOTICES: American Stock Exchange LLC,
Published: 2008-11-19
November 10, 2008.
On June 25, 2008, the American Stock Exchange LLC (``Amex'' or the
``Exchange'') \1\ filed with the Securities and Exchange Commission
(``Commission'') a proposed rule change pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (the ``Exchange Act'') \2\ and Rule
19b4 thereunder.\3\ Amex filed Amendment Nos. 1
NOTICES: Boston Stock Exchange, Inc.,
Published: 2008-11-19
November 10, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 69686]]
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 3, 2008, the Boston Stock Exchange (the ``Exchange'') filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2008-11-19
November 12, 2008.
I. Introduction
On July 29, 2008, the Financial Industry Regulatory Authority, Inc
(``FINRA'') (f/k/a National Association of Securities Dealers, Inc.
(``NASD'')), filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2008-11-19
November 13, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 6, 2008, Financial Industry Regulatory Authority, Inc.
(``FINRA'') (f/k/a National Association of Securities Dealers, Inc.
(``NASD'')) filed with the Securities and Exchange
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2008-11-19
November 13, 2008.
Correction
Footnote 6 is revised to read:
In Amendment No. 2, FINRA clarified the implementation date for this proposed rule change. The Commission
[[Page 69701]]
is not publishing the amendment for comment.
Section IV.C is revised to read:
In its response to comments, FINRA stated that it intended to
implement the proposed
NOTICES: International Securities Exchange, LLC,
Published: 2008-11-19
November 10, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 6, 2008, the International Securities Exchange, LLC
(``Exchange'' or ``ISE'') filed with the Securities and Exchange
Commission (the ``Commission'') the proposed rule
NOTICES: National Stock Exchange, Inc.,
Published: 2008-11-19
November 13, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 5, 2008, National Stock Exchange, Inc. (``NSX'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: New York Stock Exchange LLC,
Published: 2008-11-19
November 13, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby
given that, on November 6, 2008, New York Stock Exchange LLC (``NYSE''
or the ``Exchange'') filed with the Securities and Exchange Commission
(the ``Commission'') the proposed rule change as
NOTICES: New York Stock Exchange LLC,
Published: 2008-11-19
November 10, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 31, 2008, New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in