Department: SECURITIES AND EXCHANGE COMMISSION

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[FR Doc E9-25487] 26. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 31a2; SEC File No. 270174; OMB Control No. 32350179. [[Page 54863]]

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 35013520), the

Published: 2009-10-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25484] 27. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 \1\ the Securities and Exchange Commission (``Commission'') has submitted to the Office of Management and Budget

Published: 2009-10-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25206] 28. Proposed Collection; Comment Request

Upon written request, copy available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (the ``Commission'') is soliciting comments on the

Published: 2009-10-21 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25207] 29. Submission for OMB Review; Comment Request

Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') has submitted to the Office of

Published: 2009-10-21 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25208] 30. Submission for OMB Review; Comment Request

Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (the ``Commission'') has submitted to the Office of

Published: 2009-10-21 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25232] 31. Amendments to Rules Requiring Internet Availability of Proxy Materials

We are proposing changes to the proxy rules under the Securities Exchange Act of 1934 to improve the notice and access model for furnishing proxy materials to shareholders. Specifically, we are proposing revisions to our rules to provide additional flexibility regarding the format of the Notice of Internet Availability of Proxy Materials that is

Published: 2009-10-21 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25115] 32. Proposed Collection; Comment Request

Upon Written Request, Copy Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form N5, SEC File No. 270172, OMB Control No. 32350169.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-10-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24990] 33.

We are amending temporary rules that require companies that are nonaccelerated filers to include in their annual reports, pursuant to rules implementing Section 404(b) of the SarbanesOxley Act of 2002, an attestation report of their independent auditor on internal control over financial reporting for fiscal years ending on or after December 15,

Published: 2009-10-19 SECURITIES AND EXCHANGE COMMISSION : Veterans Affairs Department

 

[FR Doc E9-25048] 34. Sunshine Act Meeting; Notice

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold an Open Meeting on October 21, 2009, at 10 a.m., in the Auditorium, Room L002.

The subject matter of the Open Meeting will be:

The Commission will consider recommendations to

Published: 2009-10-16 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25037] 35. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, October 22, 2009 at 2:30 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-10-16 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24547] 36.

As part of the Commission's review of the role of credit rating agencies in the operation of the securities markets, and in light of disclosure regarding credit ratings that is being proposed in a companion release, the Commission is seeking comment on whether Rule 436(g) under the Securities Act of 1933 should be rescinded. In particular, we

Published: 2009-10-15 SECURITIES AND EXCHANGE COMMISSION : Veterans Affairs Department

 

[FR Doc E9-24546] 37. Credit Ratings Disclosure

We are proposing amendments to our rules to require disclosure of information regarding credit ratings used by registrants, including closedend management investment companies, in connection with a registered offering of securities so that investors will better understand the credit rating and its limitations. The amendments we are proposing today

Published: 2009-10-15 SECURITIES AND EXCHANGE COMMISSION : Veterans Affairs Department

 

[FR Doc E9-24713] 38. Draft 2010-2015 Strategic Plan for Securities and Exchange Commission

The Securities and Exchange Commission (SEC) is providing notice that it is seeking comments on its draft 20102015 Strategic Plan. The draft Strategic Plan includes a draft of the SEC's mission, vision, values, strategic goals, planned initiatives, and performance metrics.

Published: 2009-10-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24633] 39. Submission for OMB Review; Comment Request

Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form T4; OMB Control No. 32350107 ; SEC File No. 270124.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and

Published: 2009-10-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24630] 40. Submission for OMB Review; Comment Request

Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form T1; OMB Control No. 32350110; SEC File No. 270121.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-10-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24631] 41. Submission for OMB Review; Comment Request

Upon written request; copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Form T2; OMB Control No. 32350111; SEC File No. 270 122.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-10-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24632] 42. Submission for OMB Review; Comment Request

Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form T3; OMB Control No. 32350105; SEC File No. 270123.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and

Published: 2009-10-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24702] 43. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, October 15, 2009 at 2 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-10-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24365] 44.

The Securities and Exchange Commission is re-opening the comment period on certain of the proposed rule amendments to remove references to ratings of Nationally Recognized Statistical Rating Organizations proposed in Release Nos. 338940 [73 FR 40106 (July 11, 2008)], 3458070 [73 FR 40088 (July 11, 2008)], and IC28327 [73 FR 40124 (July 11, 2008)]

Published: 2009-10-09 SECURITIES AND EXCHANGE COMMISSION : United States Mint

 

[FR Doc E9-24357] 45. Submission for OMB Review; Comment Request

Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Form N6, SEC File No. 270446, OMB Control No. 3235 0503.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-10-09 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24358] 46. Submission for OMB Review; Comment Request

Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Rule 204; OMB Control No. 32350647; SEC File No. 270 586.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-10-09 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24364] 47.

The Securities and Exchange Commission (``Commission'') is adopting amendments to certain of its rules and forms to remove references to securities credit ratings. The Commission is eliminating certain references to credit ratings issued by nationally recognized statistical rating organizations (``NRSROs'') in rules and forms under the Securities

Published: 2009-10-09 SECURITIES AND EXCHANGE COMMISSION : United States Mint

 

[FR Doc E9-24269] 48. Proposed Collection; Comment Request

Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Rule 30e1, SEC File No. 27021, OMB Control No. 3235 0025.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-10-08 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23993] 49. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 15c31, OMB Control No. 32350200, SEC File No. 270197.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-10-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23995] 50. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 30b16T, SEC File No. 270599, OMB Control No. 32350652.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-10-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

Years: 2000200120022003200420052006200720082009

Pages: 12345>»