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[FR Doc E9-5] 526.
December 30, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 24, 2008, NYSE Alternext U.S. LLC (``NYSEALTR'' or the ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2009-01-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-6] 527.
December 30, 2008.
I. Introduction
On October 29, 2008, NYSE Arca, Inc. (``Exchange'' or ``NYSE Arca''), through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE Arca Equities''), filed with the Securities and Exchange Commission (``Commission'') pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and
Published: 2009-01-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31349] 528.
December 29, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the ``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby given that, on December 24, 2008, NYSE Alternext US LLC (the ``Exchange'' or ``NYSE Alternext'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31350] 529.
December 29, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that, on December 24, 2008, NYSE Alternext US LLC (the ``Exchange'' or ``NYSE Alternext'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31346] 530.
December 24, 2008.
I. Introduction
On November 3, 2008, NYSE Arca, Inc. (``Exchange'' or ``NYSE Arca'') filed with the Securities and Exchange Commission
(``Commission'') pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend its Schedule of Fees and Charges
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31347] 531.
December 29, 2008.
Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the ``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby given that, on December 22, 2008, NYSE Arca, Inc. (``NYSE Arca'' or the ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31352] 532.
December 29, 2008.
On November 18, 2008, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to list and trade units (``Units'') of the United
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31345] 533. Submission for OMB Review; Comment Request
Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 6e2 and Form N6EI1; SEC File No. 270177; OMB Control No. 32350177.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31353] 534. Submission for OMB Review; Comment Request
Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form 24F2; SEC File No. 270399 ; OMB Control No. 32350456.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 35013520), the Securities and
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31354] 535. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form NPX; SEC File No. 270524; OMB Control No. 32350582.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31356] 536. Submission for OMB Review; Comment Request
Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Regulation BTR; OMB Control No. 32350579; SEC File No. 270521.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31357] 537. Submission for OMB Review; Comment Request
Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Regulation G; OMB Control No. 32350576; SEC File No. 270518.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31358] 538. Submission for OMB Review; Comment Request
Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 15c27; OMB Control No. 32350479; SEC File No. 270420.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31355] 539. Franklin Templeton Fund Allocator Series, et al.; Notice of Application
Summary of Application: Applicants request an order to permit certain
registered openend investment companies in the same group of
investment companies to enter into a special servicing agreement (``Special Servicing Agreement'').
Applicants: Franklin Templeton Fund Allocator Series, Franklin Capital
Growth Fund, Franklin Gold and Precious Metals
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31450] 540. Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, January 8, 2009 at 1 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31451] 541. Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold an Open Meeting on Wednesday, January 7, 2009 at 10 a.m., in the Auditorium, Room L002.
The subject matter of the Open Meeting will be:
Item 1: The Commission will hear oral
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31390] 542.
December 30, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 30, 2008, the Chicago Board Options Exchange, Incorporated (``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31351] 543.
December 29, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 23, 2008, the International Securities Exchange, LLC (the ``Exchange'' or the ``ISE'') filed with the Securities and Exchange Commission the proposed rule change, as
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31348] 544.
December 29, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the ``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby given that, on December 23, 2008, New York Stock Exchange LLC (``NYSE'' or the ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as
Published: 2009-01-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31259] 545.
December 29, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 10, 2008, NASDAQ OMX PHLX, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items
Published: 2009-01-05 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31149] 546.
December 22, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 151]]
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 3, 2008, Chicago Board Options Exchange, Incorporated
(``CBOE'' or the ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed
Published: 2009-01-02 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31204] 547.
December 23, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 11, 2008, the Financial Industry Regulatory Authority, Inc. (``FINRA'') (f/k/a National Association of Securities Dealers, Inc. (``NASD'')) filed with the Securities and
Published: 2009-01-02 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31192] 548.
December 23, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 23, 2008, the International Securities Exchange, LLC (the ``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change
Published: 2009-01-02 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31150] 549.
December 23, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2008, The NASDAQ Stock Market LLC (``Nasdaq'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II
Published: 2009-01-02 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E8-31191] 550.
December 23, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2008, The NASDAQ Stock Market LLC (``Nasdaq'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II
Published: 2009-01-02 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
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