Department: SECURITIES AND EXCHANGE COMMISSION

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[FR Doc E9-23996] 51. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 17f1(b), OMB Control No. 32350032; SEC File No. 27028.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and

Published: 2009-10-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-24026] 52. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, October 8, 2009 at 11 a.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-10-05 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23730] 53. Ridgewood Capital Energy Growth Fund, LLC, et al.; Notice of Application

Summary of Application: Applicants request an order to permit a business development company (``BDC'') to coinvest with certain affiliated investment funds in portfolio companies.
Applicants: Ridgewood Capital Energy Growth Fund, LLC (the ``Company''), Ridgewood Capital Fund IV, LLC, Ridgewood Capital Fund IVB, LLC, Ridgewood Capital Fund IVC,

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23626] 54.

September 24, 2009.

On August 12, 2009, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''), through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE Arca Equities''), filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23699] 55.

September 25, 2009.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 21, 2009, Financial Industry Regulatory Authority, Inc. (``FINRA'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23805] 56.

September 29, 2009.

It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Consumers Financial Corporation because it has not filed any periodic reports since the period ended December 31, 2005.

The Commission is of the opinion that the public interest and

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23698] 57.

September 25, 2009.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 23, 2009, NYSE Arca, Inc. (``NYSE Arca'' or the ``Exchange'') filed with the Securities and Exchange
[[Page 50859]]
Commission (the ``Commission'') the proposed rule

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23701] 58.

September 28, 2009.

On August 6, 2009, the Municipal Securities Rulemaking Board (``MSRB''), filed with the Securities and Exchange Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
[[Page 50856]]
(``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend Rule G11(i)

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23624] 59.

September 23, 2009.

On August 10, 2009, the Chicago Board Options Exchange, Incorporated (``CBOE'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to eliminate Rule 6.73(d) and its

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23622] 60.

September 25, 2009.

On December 24, 2008, in connection with its efforts to facilitate the establishment of one or more central counterparties for clearing credit default swap (``CDS'') transactions,\1\ the Securities and Exchange Commission (``Commission'') granted temporary, conditional exemptions from the registration requirements under

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23669] 61.

September 25, 2009.

The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of September, 2009. A copy of each application may be obtained via the Commission's Web site by searching for the file number, or an applicant using the Company name box, at

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23625] 62.

September 24, 2009.

On July 29, 2009, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ a proposed rule change amending NYSE Arca Rule 10.12 (Minor Rule Plan) (``MRP'')

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23623] 63.

September 22, 2009.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on August 28, 2009, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in Items I, II, and III below, which items have been

Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23492] 64. Proposed Extension of Existing Collection; Comment Request

Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490123.
Extension: Rule 17a25, OMB Control No. 32350540, SEC File No. 270 482.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-09-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23496] 65. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 30e2, SEC File No. 270437, OMB Control No. 32350494.

Notice is hereby given that, under the Paperwork Reduction Act of 1995 (44 U.S.C. 350l et seq.), (the ``Paperwork Reduction

Published: 2009-09-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23494] 66. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 17Ad4(b) and (c), OMB Control No. 32350341, SEC File No. 270264.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the

Published: 2009-09-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23308] 67. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form N4, SEC File No. 270282, OMB Control No. 32350318.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-09-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23373] 68. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, October 1, 2009 at 2 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-09-25 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-22911] 69. Elimination of Flash Order Exception From Rule 602 of Regulation NMS

The Securities and Exchange Commission (``Commission'') is concerned that the exception for flash orders from quoting requirements under the Securities Exchange Act of 1934 (``Exchange Act''), which originated in the context of manual trading floors for quotations that were considered ``ephemeral,'' is no longer necessary or appropriate in today's

Published: 2009-09-23 SECURITIES AND EXCHANGE COMMISSION : Veterans Affairs Department

 

[FR Doc E9-23017] 70. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, September 24, 2009 at 2 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-09-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-22878] 71. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Rule 206(3)2, SEC File No. 270216, OMB Control No. 32350243.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and

Published: 2009-09-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-22830] 72. Agency Meeting

Federal Register Citation of Previous Announcement: 74 FR 47300, September 15, 2009.

Status: Open Meeting.

Place: 100 F. Street, NE., Washington, DC.

Date and Time of Previously Announced Meeting: September 17, 2009.

Change in the Meeting: Room Change.

The Open Meeting scheduled for Thursday, September 17, 2009 at 2:30 p.m.

Published: 2009-09-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-22879] 73. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 8b1 to 8b33, SEC File No. 270135, OMB Control No. 3235 0176.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the

Published: 2009-09-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-22900] 74. Disclosure of Certain Money Market Fund Portfolio Holdings

The Securities and Exchange Commission (``Commission'' or ``SEC'') is adopting an interim final temporary rule under the Investment Company Act of 1940 to require a money market fund to report its portfolio holdings and valuation information to the Commission under certain circumstances. The new reporting requirement is designed to provide

Published: 2009-09-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-23016] 75. Sunshine Act Meeting.

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission Investor Advisory Committee will hold an Open Meeting on Monday, October 5, 2009, in the Multipurpose Room, L006. The meeting will begin at 9 a.m. and will be open to the public, with seating

Published: 2009-09-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

Years: 2000200120022003200420052006200720082009

Pages: 12345>»