Federal Register: November 23, 2001 (Volume 66, Number 226)
DOCID: FR Doc 01-29279
DEPARTMENT OF STATE
DOCUMENT ID: [Public Notice 3846]
ACTION: Grants and cooperative agreements; availability, etc.:
Discretionary Grant Programs Application Notice Establishing Closing Date for Transmittal of Certain Fiscal Year 2002 Applications
The Department of State invites applications from national organizations with interest and expertise in conducting research and training to serve as intermediaries administering national competitive programs concerning the countries of Central and East Europe and Eurasia. The grants will be awarded through an open, national competition among applicant organizations.
Authority for this Program for Research and Training on Eastern
Europe and the Independent States of the Former Soviet Union is contained in the SovietEastern European Research
and Training Act of 1983 (22 U.S.C. 45014508, as amended).
The purpose of this application notice is to inform potential applicant organizations of fiscal and programmatic information and closing dates for transmittal of applications for awards in Fiscal Year 2002 under a program administered by the Department of State. The program seeks to build and sustain expertise among Americans willing to make a career commitment to the study of Central and East Europe and the NIS.
Organization of Notice: This notice contains three parts. Part I
lists the closing date covered by this notice. Part II consists of a
statement of purpose and priorities of the program. Part III provides the fiscal data for the program.
Closing Date for Transmittal of Applications
An application for an award must be mailed or handdelivered by February 8, 2002.
Applications Delivered by Mail
An application sent by mail must be addressed to Kenneth E. Roberts, Executive Director, Advisory Committee for Studies of Eastern Europe and the Independent States of the Former Soviet Union, INR/RES, Room 2251, U.S. Department of State, 2201 C Street, NW., Washington, DC 205206510.
An applicant must show proof of mailing consisting of one of the following:
(1) A legibly dated U.S. Postal Service postmark.
(2) A legible mail receipt with the date of mailing stamped by the U.S. Postal Service.
(3) A dated shipping label, invoice, or receipt from a commercial center.
(4) Any other proof of mailing acceptable to the Department of State.
If any application is sent through the U.S. Postal Service, the Department of State does not accept either of the following as proof of mailing: (1) A private metered postmark, or (2) a mail receipt that is not dated by the U.S. Postal Service.
An applicant should note that the U.S. Postal Service does not uniformly provide a dated postmark. Before relying on this method, an applicant should check with the local post office.
An applicant is encouraged to use registered or at least first class mail. Late applications will not be considered and will be returned to the applicant.
Applications Delivered by Hand
An application that is hand delivered must be taken to Kenneth E. Roberts, Executive Director, Advisory Committee for Studies of Eastern Europe and the Independent States of the Former Soviet Union, INR/RES, Room 2251, 2201 C Street, NW., Washington, DC. Please phone first at (202) 7364572 to gain access to the building.
The Advisory Committee staff will accept handdelivered applications between 9:00 a.m. and 4:00 p.m. EST daily, except Saturdays, Sundays, and Federal holidays.
An application that is hand delivered will not be accepted after 4:00 p.m. on the closing date.
In the SovietEastern European Research and Training Act of 1983, the Congress declared that independently verified factual knowledge about the countries of that area is ``of utmost importance for the national security of the United States, for the furtherance of our national interests in the conduct of foreign relations, and for the prudent management of our domestic affairs.'' Congress also declared that the development and maintenance of such knowledge and expertise ``depends upon the national capability for advanced research by highly trained and experienced specialists, available for service in and out of Government.'' The program provides financial support for advanced research, training and other related functions on the countries of the region. By strengthening and sustaining in the United States a cadre of experts on Central and East Europe and the NIS, the program contributes to the overall objectives of the FREEDOM Support and SEED Acts.
The full purpose of the Act and the eligibility requirements are set forth in Public Law 98164, 97 Stat. 104750, as amended. The countries include Albania, Armenia, Azerbaijan, Belarus, Bosnia and Herzegovina, Bulgaria, Croatia, Czech Republic, Estonia, Former Yugoslav Republic of Macedonia, Georgia, Hungary, Kazakhstan, Kyrgyzstan, Latvia, Lithuania, Moldova, Poland, Romania, Russia, the Former Yugoslavia (including Serbia, Kosovo, and Montenegro), Slovakia, Slovenia, Tajikistan, Turkmenistan, Ukraine, and Uzbekistan.
The Act establishes an Advisory Committee to recommend grant policies and recipients. The Secretary of State, after consultation with the Advisory Committee, approves policies and makes the final determination on awards.
Applications for funding under the Act are invited from U.S. organizations prepared to conduct competitive programs on Central and East Europe and the NIS and related fields. Applying organizations or institutions should have the capability to conduct competitive award programs that are national in scope. Programs of this nature are those that make awards based upon an open, nationwide competition, incorporating peer group review mechanisms. Individual endusers of these fundsthose to whom the applicant organizations or institutions propose to make awardsmust be at the graduate or postdoctoral level, and must have demonstrated a likely career commitment to the study of Central and East Europe and/or the NIS.
Applications sought in this competition among organizations or
institutions are those that would contribute to the development of a
stable, longterm, national program of unclassified, advanced research
and training on the countries of Central and East Europe and/or the NIS by proposing:
(1) National programs which award contracts or grants to American institutions of higher education or notforprofit corporations in support of postdoctoral or equivalent level research projects, such contracts or grants to contain sharedcost provisions;
(2) National programs which offer graduate, postdoctoral and teaching fellowships for advanced training on the countries of Central and East Europe and the NIS, and in related studies, including training in the languages of the region, with such training to be conducted on a sharedcost basis, at American institutions of higher education; (3) National programs which provide fellowships and other support for American specialists enabling them to conduct advanced research on the countries of Central and East Europe and the NIS, and in related studies; and those which facilitate research collaboration between Government and private specialists in these areas;
(4) National programs which provide advanced training and research on a reciprocal basis in the countries of Central and East Europe and the NIS by facilitating access for American specialists to research facilities and resources in those countries;
(5) National programs which facilitate the public dissemination of research methods, data and findings; and those which propose to strengthen the national capability for advanced research or training on the countries of
Central and East Europe and the NIS in ways not specified above.
Note: The Advisory Committee will not consider applications from
individuals to further their own training or research, or from institutions or organizations whose proposals are not for
competitive award programs that are national in scope as defined above. Support for specific activities will be guided by the following policies and priorities:
For the Eurasian region, the Advisory Committee will give priority
to programs that focus resources on Central Asia and the Caucasus with
a particular emphasis on issues related to ethnic and religious
conflict. For Central and Eastern Europe, the Advisory Committee will
give priority to programs that focus on the Balkans, especially the
former Yugoslavia. Historical or cultural research that promotes
understanding of current events in the region also may be funded if an
explicit connection can be made to contemporary political and/or economic transitions.
Awards are contingent upon the availability of funds. In Fiscal Year 2001, the program was funded with $4.197 million from the FREEDOM Support and Support for East European Democracy (SEED) Acts, which funded grants to 9 national organizations, with $2.7 million for activities on the NIS and $1.497 million for those on Central and East Europe, including the Baltic states. The number of awards varies each year, depending on the level of funding and the quality of the applications submitted. The level of funding in Fiscal Year 2002 is not yet determined.
The Department legally cannot commit funds that may be appropriated in subsequent fiscal years. Thus multiyear projects cannot receive assured funding unless such funding is supplied out of a single year's appropriation. Grant agreements may permit the expenditure from a particular year's grant to be made up to three years after the grant's effective date.
Applications must be prepared and submitted in 20 copies in 12
pitch in the following format: onepage, singlespaced Executive
Summary; Budget presentation; narrative description of proposed
programs not to exceed 20 doublespaced pages; onepage, singlespaced
vitae of key professional staff; and required certifications.
Applicants may append other information they consider essential,
although bulky submissions are discouraged and run the risk of not being reviewed fully.
Because funds will be appropriated separately for Central and East Europe (including the Baltic states) and Eurasia, proposals must indicate how the requested funds will be distributed by region, country (to the extent possible), and activity. Subsequently, grant recipients must report expenditures by region, country, and activity.
Applicants should familiarize themselves with Department of State
grant regulations contained in 22 CFR part 145, ``Grants and
Cooperative Agreements with Institutions of Higher Education,
Hospitals, and Other NonProfit Organizations''; 22 CFR part 137,
``Department of State Governmentwide Debarment and Suspension (Non
Procurement) and Governmentwide Requirements for DrugFree Workplace
(Grants)''; OMB Circular A110, ``Uniform Administrative Requirements
for Grants and Agreements with Institutions of Higher Education,
Hospitals, and Other Nonprofit Organizations''; and OMB Circular A
133, ``Audits of Institutions of Higher Learning and Other NonProfit
Institutions''; and indicate or provide the following information:
(1) Whether the organization falls under OMB Circular No. A21,
``Cost Principles for Educational Institutions,'' or OMB Circular No. A122, ``Cost Principles for Nonprofit Organizations;''
(2) A detailed program budget indicating direct expenses with clearly identified administrative costs by program element and by region (NIS or Central and East Europe), indirect costs, and the total amount requested. The budget should indicate clearly the total amount requested as a sum of the amount requested for NIS activities plus the amount requested for Central and East Europe activities. The budget also should reflect administrative costs as a percentage of the total requested funding. NB: Indirect costs are limited to 10 percent of total direct program costs. Applicants requesting funds to supplement a program having other sources of support should submit a current budget for the total program and an estimated future budget for it, showing how specific lines in the budget would be affected by the allocation of requested grant funds. Other funding sources and amounts, when known, should be identified.
(3) The applicant's costsharing proposal, if applicable, containing appropriate details and cross references to the requested budget;
(4) The organization's most recent audit report (the most recent U.S. Government audit report, if available) and the name, address, and point of contact of the audit agency. N.B.: The threshold for grants that trigger an audit requirement has been raised from $25,000 to $300,000.
(5) An indication of the applicant's priorities if funding is being requested for more than one program or activity.
All payments will be made to grant recipients through the Department of State.
The Applicant must describe fully the proposed programs, including detailed information about plans for advertising programs, peer review and selection procedures and identification of anticipated selection committee participants, estimates of the types and amounts of anticipated awards, and benefits of these programs for the Central and East European, Russian, and Eurasian fields.
Applicants who have received previous grants from this State Department program should provide detailed information on the enduser awards made, including, where applicable, names/affiliations of recipients, and amounts and types of awards. Applicants should specify both past and anticipated applicant to award ratios. A summary of an organization's past grants under this State Department program also should be included.
Proposals from national organizations involving language instruction programs should provide, for those programs supported in the past year, information on the criteria for evaluation, including levels of instruction, degrees of intensiveness, facilities, methods for measuring language proficiency (including pre and posttesting), instructors' qualifications, and budget information showing estimated costs per student.
Applicants must include a description of affirmative action policies and practices and certifications of compliance with the provisions of: (1) The DrugFree Workplace Act (Pub. L.100690), in accordance with Appendix C of 22 CFR part 137, subpart F; and (2) section 319 of the Department of the Interior and Related Agencies Appropriations Act (Pub. L. 101121), in accordance with Appendix A of 22 CFR part 138, New Restrictions on Lobbying Activities.
The Advisory Committee for Studies of Eastern Europe and the
Independent States of the Former Soviet Union will evaluate applications on the basis of the following criteria:
(1) Responsiveness to the substantive provisions set forth above in Program Part II, Information (45 points);
(2) The professional qualifications of the applicant's key personnel and selection committees, and their experience conducting national competitive award programs of the type the applicant proposes on the countries of Central and East Europe and/or the NIS (35 points); and
(3) Budget presentation and cost effectiveness (20 points). Further Information
For further information, contact Kenneth E. Roberts, Executive
Director, Advisory Committee for Studies of Eastern Europe and the
Independent States of the Former Soviet Union, INR/RES, Room 2251, U.S.
Department of State, 2201 C Street, NW., Washington, DC 205206510.
Telephone: (202) 7364572 or 7364386, fax: (202) 7364851 or (202) 7364557.
Dated: November 15, 2001.
Kenneth E. Roberts,
Executive Director, Advisory Committee for Studies of Eastern Europe and the Independent States of the Former Soviet Union, Department of State.
[FR Doc. 0129279 Filed 112101; 8:45 am] BILLING CODE 471032P
Central and East Europe and Eurasia; national competitive programs,