Browse: Departments Dates Agencies
File No. ID: [File No. 1-31650]
SUBJECT CATEGORY: Issuer Delisting; Notice of Application To Withdraw From Listing and Registration on the American Stock Exchange LLC (Mindspeed Technologies, Inc., Common Stock, $.01 Par Value and the Associated Preferred Share Purchase Rights)
DOCUMENT SUMMARY: December 11, 2003.
Mindspeed Technologies, Inc., a Delaware corporation (``Issuer''),
has filed an application with the Securities and Exchange Commission
(``Commission''), pursuant to section 12(d) of the Securities Exchange
Act of 1934 (``Act'')\1\ and Rule 12d22(d) thereunder,\2\ to withdraw
its Common Stock, $.01 par value, and the associated Preferred Share
Purchase Rights (``Securities''), from listing and registration on the American Stock Exchange LLC (``Amex'' or ``Exchange'').
\1\ 15 U.S.C. 78l(d).
The Issuer intends to withdraw its Securities from listing on the Amex and to list its Securities on The Nasdaq Stock Market, Inc. National Market System (``Nasdaq NMS''). The Issuer believes that listing and trading of the Securities on Nasdaq NMS would provide, among other things, increased visibility to technology investors, increased liquidity for the Securities and increased volume of trading in the Securities; and that as a technology company, the Issuer would benefit from trading in a market where many of the Issuer's peer companies are traded. The Issuer states that it expects to commence trading on the Nasdaq NMS on December 15, 2003.
The Issuer stated in its application that it has met the requirements of Amex Rule 18 by complying with all applicable laws in the State of Delaware, in which it is incorporated, and with the Amex's rules governing an issuer's voluntary withdrawal of a security from listing and registration.
The Issuer's application relates solely to the withdrawal of the
Securities from listing on the Amex and from registration under section
12(b) of the Act \3\ and shall not affect its obligation to be registered under section 12(g) of the Act.\4\
\3\ 15 U.S.C. 78l(b).
Any interested person may, on or before January 5, 2004, submit by
letter to the Secretary of the Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 205490609, facts
[[Page 70324]]
bearing upon whether the application has been made in accordance with
the rules of the Amex and what terms, if any, should be imposed by the
Commission for the protection of investors. The Commission, based on
the information submitted to it, will issue an order granting the
application after the date mentioned above, unless the Commission determines to order a hearing on the matter.
For the Commission, by the Division of Market Regulation, pursuant to delegated authority. \5\
\5\ 17 CFR 200.303(a)(1).
Jonathan G. Katz,
Secretary.
[FR Doc. 0331111 Filed 121603; 8:45 am]
BILLING CODE 801001P
SUMMARY: Mindspeed Technologies, Inc.,
DOCUMENT BODY 2: December 11, 2003.
Mindspeed Technologies, Inc., a Delaware corporation (``Issuer''),
has filed an application with the Securities and Exchange Commission
(``Commission''), pursuant to section 12(d) of the Securities Exchange
Act of 1934 (``Act'')\1\ and Rule 12d22(d) thereunder,\2\ to withdraw
its Common Stock, $.01 par value, and the associated Preferred Share
Purchase Rights (``Securities''), from listing and registration on the American Stock Exchange LLC (``Amex'' or ``Exchange'').
\1\ 15 U.S.C. 78l(d).
The Issuer intends to withdraw its Securities from listing on the Amex and to list its Securities on The Nasdaq Stock Market, Inc. National Market System (``Nasdaq NMS''). The Issuer believes that listing and trading of the Securities on Nasdaq NMS would provide, among other things, increased visibility to technology investors, increased liquidity for the Securities and increased volume of trading in the Securities; and that as a technology company, the Issuer would benefit from trading in a market where many of the Issuer's peer companies are traded. The Issuer states that it expects to commence trading on the Nasdaq NMS on December 15, 2003.
The Issuer stated in its application that it has met the requirements of Amex Rule 18 by complying with all applicable laws in the State of Delaware, in which it is incorporated, and with the Amex's rules governing an issuer's voluntary withdrawal of a security from listing and registration.
The Issuer's application relates solely to the withdrawal of the
Securities from listing on the Amex and from registration under section
12(b) of the Act \3\ and shall not affect its obligation to be registered under section 12(g) of the Act.\4\
\3\ 15 U.S.C. 78l(b).
Any interested person may, on or before January 5, 2004, submit by
letter to the Secretary of the Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 205490609, facts
[[Page 70324]]
bearing upon whether the application has been made in accordance with
the rules of the Amex and what terms, if any, should be imposed by the
Commission for the protection of investors. The Commission, based on
the information submitted to it, will issue an order granting the
application after the date mentioned above, unless the Commission determines to order a hearing on the matter.
For the Commission, by the Division of Market Regulation, pursuant to delegated authority. \5\
\5\ 17 CFR 200.303(a)(1).
Jonathan G. Katz,
Secretary.
[FR Doc. 0331111 Filed 121603; 8:45 am]
BILLING CODE 801001P
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 47 CFR Part 73 26 CFR Part 1 40 CFR Part 180 33 CFR Part 117 50 CFR Part 17 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 33 CFR Part 100 40 CFR Part 63 50 CFR Part 622 44 CFR Part 65 50 CFR Part 660 26 CFR Part 301 39 CFR Part 111 40 CFR Part 300 6 CFR Part 5 40 CFR Part 271 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 44 CFR Part 64 10 CFR Part 50 49 CFR Part 571 47 CFR Part 76