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SUBJECT CATEGORY: Submission for OMB Review; Comment Request
DOCUMENT SUMMARY: Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Rule 17a5(c); SEC File No. 270199; OMB Control No. 32350199.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') has submitted to the Office of Management and Budget (``OMB'') a request for extension of the previously approved collection of information discussed below.
Rule 17a5(c) [17 CFR 240.17a5(c)] under the Securities Exchange Act of 1934 requires certain brokerdealers who carry customer accounts to provide statements of the brokerdealer's financial condition to their customers. Paragraph (5) of Rule 17a5(c) provides a conditional exemption from this requirement. It is estimated that approximately 375 brokerdealer respondents with approximately 109 million public customer accounts incur an average burden of 130,000 hours per year to comply with this rule.
Rule 17a5(c) does not contain record retention requirements. Compliance with the rule is mandatory. Responses are not confidential.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number.
General comments regarding the estimated burden hours should be
directed to the following persons: (i) Desk Officer for the Securities
and Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503 or by sending an email to:
David_Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief
Information Officer, Office of Information Technology, Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549. Comments
must be submitted to the Office of Management and Budget within 30 days of this notice.
Dated: December 12, 2005.
Jonathan Katz,
Secretary. (..continued) 2
[FR Doc. E57529 Filed 121905; 8:45 am]
BILLING CODE 801001P
SUMMARY: Agency information collection activities; proposals, submissions, and approvals,
DOCUMENT BODY 2: Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Rule 17a5(c); SEC File No. 270199; OMB Control No. 32350199.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') has submitted to the Office of Management and Budget (``OMB'') a request for extension of the previously approved collection of information discussed below.
Rule 17a5(c) [17 CFR 240.17a5(c)] under the Securities Exchange Act of 1934 requires certain brokerdealers who carry customer accounts to provide statements of the brokerdealer's financial condition to their customers. Paragraph (5) of Rule 17a5(c) provides a conditional exemption from this requirement. It is estimated that approximately 375 brokerdealer respondents with approximately 109 million public customer accounts incur an average burden of 130,000 hours per year to comply with this rule.
Rule 17a5(c) does not contain record retention requirements. Compliance with the rule is mandatory. Responses are not confidential.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number.
General comments regarding the estimated burden hours should be
directed to the following persons: (i) Desk Officer for the Securities
and Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503 or by sending an email to:
David_Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief
Information Officer, Office of Information Technology, Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549. Comments
must be submitted to the Office of Management and Budget within 30 days of this notice.
Dated: December 12, 2005.
Jonathan Katz,
Secretary. (..continued) 2
[FR Doc. E57529 Filed 121905; 8:45 am]
BILLING CODE 801001P
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 47 CFR Part 73 26 CFR Part 1 40 CFR Part 180 33 CFR Part 117 50 CFR Part 17 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 33 CFR Part 100 40 CFR Part 63 50 CFR Part 622 44 CFR Part 65 50 CFR Part 660 26 CFR Part 301 39 CFR Part 111 40 CFR Part 300 6 CFR Part 5 40 CFR Part 271 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 44 CFR Part 64 10 CFR Part 50 49 CFR Part 571 47 CFR Part 76