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SUBJECT CATEGORY: Older Americans Act--Solicitation for Grant Applications; Senior Community Service Employment Program National Grants for Program Year 2006
DOCUMENT SUMMARY: The U.S. Department of Labor (the Department), Employment and Training Administration (ETA) announces a grant competition for national grantee funding under the Senior Community Service Employment Program (SCSEP) authorized under title V of the Older Americans Act Amendments of 2000 (OAA Amendments), Pub. L. 106501, 42 U.S.C. 3056 and implemented under 20 CFR part 641 (April 9, 2004).
These projects will promote parttime workbased training opportunities in local communities for unemployed, lowincome individuals who are age 55 and over, and will foster increased prospects for their economic selfsufficiency. SCSEP is the only nationwide Federal program that focuses on training and placing older individuals into community workbased training and unsubsidized employment.
The total amount of funds available for this SGA is approximately $341,000,000, or 78 percent of the total appropriation for Program Year (PY) 2006 (July 1, 2006 through June 30, 2007). It is anticipated that no more than 20 awards will be made under this SGA, including at least one award to an Indian and Native American organization and at least one award to an Asian Pacific Islander organization, as required by section 506(a)(3) of the OAA Amendments. Eligible entities include any nonprofit organization, Federal public agency, or Tribal organization that has the ability to operate in more than one state and that meets the eligibility and responsibility requirements outlined in 20 CFR part 641 subpart D. The remaining 22 percent of the appropriation is reserved for state formulafunded programs and therefore, is not included in this SGA.
The Department is holding a full and open competition in order to provide better services to SCSEP participants, employers, and the communities served by the national grant program. Open competition is not only the preferred vehicle for obtaining new grantees, but in most cases, it is the required vehicle for obtaining new grantees. The Department favors full and open competition because it provides an opportunity to ensure that the best applicants are awarded grants and that the program is administered effectively.
The Department held the first competition for national grant funding in PY 2003. As a result of that competition, the Department selected four new national grantees, and made extensive changes to the areas served by the incumbent grantees. These grantees provide diversity in services, including expertise in serving individuals with disabilities and minority populations as well as close connections with OneStop Career Centers. The Department deems it important to maintain diversity among qualified service providers to the extent possible. The Department is especially interested in organizations that demonstrate a partnership with local OneStop Career Centers and community colleges and that promote employment through high growth job opportunities.
Under this SGA, the Department will be consolidating grantee service areas to increase program effectiveness and achieve economies of scale. Therefore, applicants are required to apply for contiguous locations within a state. Applicants applying as Asian and Pacific Islander and/or Indian organizations, pursuant to section 506(a)(3) of title V of the OAA, are exempt from this contiguousness requirement. The Department reserves the right to negotiate with successful applicants on the final service areas.
SUMMARY: Labor Department, Employment and Training Administration,
DOCUMENT BODY:
Announcement Type: New.
Funding Opportunity Number: SGA/DFAPY 0506.
Catalog of Federal Domestic Assistance Number: 17.235.
The SCSEP was originally authorized in 1965 by the Economic Opportunity Act, Public Law 8973. In 1973 the SCSEP was authorized under the Older Americans Act (OAA). As authorized by title V of the OAA of 2000 (42 U.S.C. 3056 et seq.), the SCSEP fosters and promotes useful parttime workbased training opportunities in community organizations for persons with low incomes who are 55 years of age or older. Program participants receive onthejob training at local public or nonprofit agencies and are paid the higher of the Federal, state, or local minimum wage or the comparable wage for approximately 20 hours per week while in job training (OAA Amendments Sec. 502(b)(1)(J); 20 CFR 641.565(a)). The ultimate goal is to assist the transition of older individuals into unsubsidized employment that leads to self sufficiency.
The Fiscal Year 2005 total appropriation was $438,678,400 and applied to the Program Year that began on July 1, 2005. This funding supported over 61,300 positions and will result in approximately 93,000 people being served during the program year that ends on June 30, 2006.
The following information describes key aspects of the program. For a more indepth understanding, applicants should read the resources listed in Section VIII of this SGA.
Eligible Participant. An individual is eligible for the program if he or she is unemployed at the time of enrollment, is age 55 or older, and has an income of no more than 125 percent of the Federal poverty guidelines.
Services for Individuals with Multiple Barriers to Employment. SCSEP is a focused program that seeks to serve those most in need as provided at 20 CFR 641.525. These individuals are age 60 or over and who have the greatest economic need, or greatest social need, or poor employment history or prospects.
Individual Employment Plans (IEP). As required at 20 CFR 641.535,
each SCSEP participant must be assessed to determine his or her skills
and employmentrelated needs and a plan must be developed to improve
the participant's employability. The IEP generally includes a goal of [[Page 10799]]
unsubsidized employment and an appropriate sequence of services and
training for that participant based on the assessment. (Other
employment and training programs sometimes refer to this type of plan
as an Individual Development Plan or Individual Training Plan).
Grantees should monitor IEP progress regularly and are required to
update an IEP (if necessary) for each participant at least twice during a 12month period.
Unsubsidized Employment. An important goal of the program is to help participants achieve selfsufficiency. Grantees provide training opportunities that enable participants to obtain employment. In addition, grantees provide regular followup communication with the participant and employer to ensure that the participant is retained in the job. Grantees may also provide supportive services to successfully placed participants for up to 6 months to enable them to remain employed. Successful employment and retention in a job should result from quality training efforts and good employer relationships.
Community Service WorkBased Training. Providing subsidized work based training through community service is an important aspect of SCSEP. Participants obtain the confidence needed to become employable and the organizations that ``host'' the participants receive volunteer work. As provided at 20 CFR 641.140, community service may include, but is not limited to, such activities as social, health, welfare and educational services, counseling services, including tax counseling, environmental efforts, weatherization efforts and economic development. The training provided at these host agencies must be consistent with the participant's IEP. Participants receive wages paid by the grantee while they are in workbased training.
Host Agencies. Host agencies provide the worksites for program participants and may be public or private 501(c)(3) organizations, including communitybased and faithbased organizations, authorized Federal agencies, state agencies, or local public agencies. Host agencies are an important component of the program because they provide training and work experience for participants. Grantees must work with host agencies to identify appropriate training that does not lead to maintenance of effort violations. Therefore, the grantee's communication with and training for the host agency directly affects the value of the workbased training experience for the participants, and the participants' ability to obtain unsubsidized employment.
Other Permissible Training. Training other than workbased training is an important tool to improve the skills and talents of participants, to help them succeed in their community service assignments, and to facilitate placement of participants in unsubsidized employment. How much training, and what types of training are necessary are based on each individual participant's IEP, but may include classroom training, general skills training, or specialized training.
Coordination With OneStop Career Centers, State and Local Workforce Investment Boards, State Agencies on Aging, Area Agencies on Aging, Other Grantees and SCSEP 502(e) Program Grantees. As a required partner, all SCSEP grantees are required to coordinate activities with local OneStop Career Centers administered by Local Workforce Investment Boards under the Workforce Investment Act (WIA), Pub. L. 105220, through a Memorandum of Understanding (MOU). For instance, as provided at 20 CFR 641.230, participant determinations of eligibility and needs assessments completed by the SCSEP satisfy any condition for an assessment under WIA and viceversa.
Coordination with state agencies on aging and area agencies on aging is required to ensure seamless support of aging individuals, which also helps participants achieve selfsufficiency. These organizations often operate local SCSEP programs but also offer supportive benefits to seniors. Grantees are also encouraged to coordinate efforts with other SCSEP grantees.
Participant Wages and Fringe Benefits. Grantees are required to spend a minimum of 75 percent of the Federal grant funds on participant wages and fringe benefits. Participant wages are based on the higher of the Federal, state, or local minimum wage, or at a comparable wage for time spent in approved program activities only (e.g., community service training, other permissible training). See Section II of this SGA for funding calculation information. Generally, payments are made every 2 weeks.
Although the Department discourages grantees from providing permissive fringe benefits, such as annual leave and sick leave, because they dissuade participants from obtaining unsubsidized employment, applicants will not be penalized if they elect to provide such benefits. If a grantee provides such benefits, they must be consistently applied to all participants and expire at the end of every program year. Workers' compensation is a statutorily required fringe benefit that must be provided to each participant, and falls into a different cost classification from the workers' compensation provided to the grantee's employees. Please see 20 CFR 641.565(b)(iii). Physical examinations must also be offered to every participant as required under 20 CFR 641.565(b)(ii)(A).
Equitable Distribution (ED). Section 507 of the OAA Amendments requires the Department to ensure that services are provided equitably within each state. The calculation is based on census data by county and state and annual program appropriations, and results in the number of authorized positions or ``slots'' that are allocated to each county. The number of authorized positions is proportional to the number of eligible people in the county compared to the state total. For every slot, one or more individuals can receive services through the program year. For instance, when a participant exits the program for employment, a new individual may be enrolled based on remaining program funds.
Right of First Refusal. Under this solicitation, all successful applicants must allow the current participants to remain in the program under the same conditions in which they are found in order to minimize disruptions to the program. Therefore, while participants may not elect to remain under a former grantee, they must be able to continue community service workbased training with the same host agency for a minimum of 90 days after July 1, 2006.
Administrative Costs. The administrative allowance for the program is 13.5 percent of the Federal share. Administrative costs are defined in the OAA Amendments at section 502(c)(4) and 20 CFR 641.856. This administrative limit may be extended to 15 percent as permitted under section 502(c)(3) of the OAA Amendments and 20 CFR 641.867.
NonFederal Share Requirement. Section 502(c)(1)(2) limits the Department's cost of operating the program to 90 percent. Therefore, each grantee must contribute a minimum of 10 percent to the program through cash or inkind contributions. This requirement also applies to Federal agencies unless a statutory exemption is demonstrated. Grantees are prohibited from requiring local projects or subgrantees from providing match as a condition of receiving funds. For more information on nonFederal share requirements, please see 20 CFR 641.809 and 29 CFR 95.23.
Subgrantee. This is defined as any organization that provides program services on behalf of the grantee. There are no statutory restrictions on the type of entity that may be a subgrantee; however, all subgrantees are required to follow all applicable Department rules, regulations, and policy advisories. Some examples of entities that may be subgrantees include, but are not limited to, community and faith based organizations, community colleges, state agencies, OneStop Career Centers, forprofit organizations, and tribal organizations.
Extension of Funding. At the request of a grantee, the Department may permit a grantee to extend the use of any remaining program year grant funds beyond the program year. The Department discourages such practice and will grant an extension only under extenuating circumstances.
Performance Measures. The performance measures for the program are outlined in 20 CFR part 641 subpart G and Appendix I. These goals are designed to ensure that grantees are enrolling those individuals who need the most training assistance to obtain employment. They also ensure that participants are placed into and retained in jobs and that they continue to improve their skills and employability. The Department expects continuous performance improvement from the program overall, which is measured under the Government Performance and Results Act (GPRA) of 1993 through established program goals. The ability of a grantee to meet the performance measures depends largely on how successful the grantee is at recruiting, conducting outreach, identifying job openings, training participants, and successfully matching participants with jobs.
Type of Assistance Instrument. This is an initial one year grant unless extended by the Department under extenuating circumstances as described in Section IIC. The grant may be extended for an additional two years, contingent upon the grantee meeting or exceeding the minimum negotiated performance measures as required by section 514(a) of the OAA Amendments and 20 CFR 641.700.
The applicable service locations are listed by state and county in
Section VIII, Appendix F of this SGA. Please note that national grant
funds are not allocated for the states of Alaska, Delaware, and Hawaii,
and for the territories of American Samoa, Guam, Northern Marianas Islands, and the U.S. Virgin Islands.
B. Funding Levels
(1) Funding Amount and Total Awards. The total amount of funds
available for this SGA is approximately $341,000,000. It is anticipated
that no more than 20 awards will be made under this SGA, including at
least one award to an Indian organization and at least one to an Asian
Pacific Islander organization that serve older individuals.
(2) Minimum Request for Funding. In order to deliver services more
efficiently and to reduce duplicative administrative costs, the
Department seeks to reduce the number of national grantees serving
individual local areas through this SGA. To that end, certain
requirements have been placed on the size of requests for funding.
Applicants must apply for at least 10 percent of the state allocation or $1,600,000 (approximately 224 slots) in each state, whichever is greater. (See examples 1 and 2 below.) This requirement does not preclude an applicant from applying for more than 10 percent of the allocated amount in a state. In fact, the Department encourages applicants to apply for 2025 percent for maximum efficiencies of operation.
Applicants must also apply for all of the positions allocated in a county, except in large counties that exceed the 10 percent or $1.6 million state minimum. The Department may award two or more grants in large counties that have more than 224 positions (or more than $1.6 million). For those large counties, the applicant may apply for a portion of the county; but if that does not meet the 10 percent or $1.6 million state minimum, the applicant must also apply for surrounding contiguous counties.
In addition, requests for multiple counties in a state must be contiguously located to receive consideration. An applicant may apply for more than one cluster of counties in a state, such as in larger states, but each cluster must meet the minimum state funding requirements.
Applicants must list their requests for locations and number of positions by county and state in a chart format. This chart is available in Excel format with accompanying instructions at http://www.doleta.gov/seniors/. Applicants are required to submit this file
Example 1: Organization A submits an application to provide services in Wyoming, which has 230 available slots. Organization A must apply for all of the available slots in Wyoming.
Example 2: Organization B submits an application to provide
services in California, which has 4,080 available slots but only
wants to operate in the Oakland area, which is in Alameda County. In
order to be considered for an application, Organization B must meet
the minimum funding requirements, which in this case is 10 percent
or $2,918,424 (408 slots) in California. Organization B must apply
for the 158 slots in Alameda County or $1,130,174, and the slots in
any contiguous counties to meet the minimum state funding request.
In this example, Contra Costa, Santa Clara, and Stanislaus Counties
are contiguously located. Therefore, Organization B could also apply
for 81 slots in Contra Costa or $579,606; 131 slots in Santa Clara
County or $937,043; and 61 slots in Stanislaus County or $436,333
for a total request of $3,082,943, or other contiguous counties to meet the minimum funding requirements.
(3) The Calculation Formula. Applicants can calculate the estimated
amount of funds allocated to a state by county using the ``cost per
authorized position'' formula in section 506(g)(1) of the OAA
Amendments. The unit cost is roughly $7,153 per authorized position
based on the Federal minimum wage. This amount represents the total funding allocated for each authorized position, including
administrative costs. Applicants should multiply this amount by the
number of positions in the county as listed in Section VIII, Appendix F of this SGA.
Example: Stanislaus County, California has 61 available positions in the county. Therefore, the amount of funding would be $7,153 x 61 = $436,333. Although this is only an estimate of cost per authorized position, it is a useful tool for applicants to determine their funding request under this proposal.
Note: A higher state minimum wage does not impact the slot
funding calculation, but is a factor that is considered for performance measure calculations.
(4) Calculation Requirements. Calculations must be based on the
number of authorized positions as a result of equitable distribution
rather than the actual number of positions that currently exist in the
county. This requirement encourages equitable distribution of
positions. Therefore, underserved areas will be funded to provide
services to more needy individuals in those counties. However, those
counties that are overserved will not be funded to provide for all
current participants. It will be the successful applicant's
responsibility to move these eligible participants into unsubsidized
employment or to fund the positions as part of a nonFederal share
contribution. In exceptional circumstances, the transition period may exceed one year.
[[Page 10801]]
(See Appendix F for the number of authorized positions in each county.)
Example 1: Alameda County, California should receive 158
positions according to the equitable distribution formula. However, this county is currently overserved by 20 positions. An
organization applying for this county will only be funded for the
158 positions or $1,130,174. The successful applicant will be
responsible for either placing 20 participants in unsubsidized
employment or funding the positions using grant or nonFederal share
(match) funds. (See Appendix F for the number of authorized positions and the current level of filled positions.)
Example 2: San Joaquin County, California should receive 85
positions according to the equitable distribution formula. However, this county is currently underserved by 7 positions. An
organization applying for this county will be funded for 85
positions or $608,005 and will be able to enroll additional participants in the program in the county.
(5) Disqualification Statement. A failure in the application to
adhere to these requirements will result in the disqualification of the applicant to compete for the area(s) impacted.
Note: The Department reserves the right to make final decisions on the service providers in an area and may take into consideration special local conditions and otherwise unforeseen circumstances including combining metropolitan areas across state borders. C. Period of Performance
Successful applicants under this SGA are expected to commence
program operations on July 1, 2006. The period of performance will
initially be for one (1) year (unless extended by the Department under
extenuating circumstances) with an option to be funded for an
additional two (2) years at the Department's discretion. However, the
Department's option to refund the initial grant is contingent upon the
grantee meeting or exceeding the minimum negotiated performance
measures as required by section 514(a) of the OAA Amendments and 20 CFR 641.700.
III. Eligibility Information
In order to be eligible to compete for funds under this SGA, the applicant must demonstrate that it is capable of operating in more than one state as required at 20 CFR 641.140. This requirement does not preclude an organization from applying for areas in only one state as long as the other requirements are met. Note, however, that the Department reserves the right to award only one applicant per state.
Applicants must also meet the responsibility and eligibility tests under section 514(b)(d) of the OAA Amendments and 20 CFR 641.430 641.440 and the funding requirements in Section II above.
Applicants may apply to receive a grant under one or more of the following three (3) categories:
(1) General National Grant Funds. Applications for general SCSEP
national grant funds will be accepted from public and private nonprofit
agencies and organizations, including faithbased and communitybased
organizations, and tribal organizations consistent with section
502(b)(1) of the OAA Amendments and 20 CFR 641.400(a), that are
familiar with the areas and populations to be served and that can administer an effective program in more than one state.
``Nonprofit'' is defined as an agency, institution, or organization
which is, or is owned and operated by, one or more corporations or
associations no part of the net earnings of which inures, or may
lawfully inure, to the benefit of any private shareholder or individual (OAA Amendments Sec. 101(4)).
``Public agency'' is defined as a Federal public agency with the
statutory authority to receive other Federal grant funds (also known as gift authority) (20 CFR 641.400).
``Tribal organizations'' is defined as the recognized governing
body of any Indian tribe, or any legally established organization of
Indians which is controlled, sanctioned, or chartered by such governing
body (OAA Amendments Sec. 101(7) and 20 CFR 641.140). In any case in
which a contract is let or grant made to an organization to perform
services benefiting more than one Indian tribe, the approval of each
such Indian tribe is a prerequisite to the letting or making of such contract or grant.
Applicants must mark a ``G'' on the application and state
specifically in the application that they are applying for general SCSEP national grant funds.
(2) Indian Grant Funds. Applications will be accepted from public
or nonprofit national Indian aging organizations with the ability to
provide employment services to older Indians as required by section 506(a)(3) of the OAA Amendments.
``Indian'' means a person who is a member of an Indian tribe (OAA Amendments Sec. 101(5) and 20 CFR 641.140).
``Indian tribe'' means any tribe, band, nation, or other organized
group or community of Indians (including Alaska Native village or
regional or village corporation as defined in or established pursuant
to the Alaska Native Claims Settlement Act) which (A) is recognized as
eligible for the special programs and services provided by the United
States to Indians because of their status as Indians; or (B) is located
on, or in proximity to, a Federal or state reservation (OAA Amendments Sec. 101(6) and 20 CFR 641.140).
Applicants must mark an ``I'' on the application and state
specifically in the application that they are applying for Indian SCSEP
national grant funds. The Department may take local needs and
population characteristics into consideration when making funding decisions.
(3) Pacific Islander and Asian American National Grant Funds.
Applications for Pacific Islander and Asian American national grant
funds will be accepted from national public or nonprofit Pacific
Islander and Asian American aging organizations with the ability to
provide employment to older Pacific Islanders and Asian Americans, as required by section 506(a)(3) of the OAA Amendments.
``Pacific Islander and Asian American'' means Americans having
origins in any of the original peoples of the Far East, Southeast Asia,
the Indian Subcontinent, or the Pacific Islands (OAA Amendments Sec. 516(3)).
Applicants must mark an ``AP'' on the application and state
specifically in the application that they are applying for Pacific
Islander and Asian American SCSEP national grant funds. The Department
may take local needs and population characteristics into consideration when making funding decisions.
(4) Other Useful Information. Applicants applying for more than one
category above must submit separate applications for each category for
which they are applying. Please note, however, that regardless of the
category selected, all successful applicants are required to serve any
eligible individual within the awarded counties and states.
Consideration of ethnic or racial status is only a factor for tracking
services provided to individuals with multiple barriers to employment as defined in Section I of this SGA.
Entities may apply as a consortium, but each member of the consortium must meet all eligibility and responsibility tests. Entities applying as a consortium are also jointly and severally liable for meeting all requirements for administering this Federallyfunded program.
In the context of this SGA, a consortium is two or more eligible
entities that enter into a legal agreement to apply for SCSEP funds as if they were applying as a single organization. For grant
administration purposes, the
[[Page 10802]]
consortium must identify one organization as the lead contact. B. Veterans Priority
This program is subject to the priority provisions of the Jobs for Veterans Act, 38 U.S.C. 4215 et seq. In cases where providers of services must choose between two or more candidates with similar backgrounds and skill sets, the Jobs for Veterans Act requires that veterans and spouses of certain specified veterans be given priority. Please note that, to obtain priority of service, a veteran must meet the program's eligibility requirements. The advisory providing policy guidance on veterans' priority is at http://www.doleta.gov/programs/VETs/. Veterans priority for SCSEP is described at 20 CFR 641.520.
Legal rules pertaining to inherently religious activities by organizations that receive Federal financial assistance. The government is generally prohibited from providing direct Federal financial assistance for inherently religious activities. Grants under the solicitation may not be used for religious instruction, worship, prayer, proselytizing, or other inherently religious activities. Neutral, nonreligious criteria that neither favor nor disfavor religion will be employed in the selection of grant recipients and must be employed by grantees in the selection of subrecipients.
Proposals will not be accepted from the following applicants:
(1) Organizations described in section 501(c)(4) of the Internal
Revenue Code that engage in lobbying are prohibited from receiving
Federal awards under Section 18 of the Lobbying Disclosure Act of 1995, Public Law 10465.
(2) Organizations that fail to provide any of the required
information described in this SGA, or fail to clearly identify the number and location by county of slots requested.
(3) Organizations that fail to demonstrate that they are capable of
operating in more than one state, as required by 20 CFR 641.400(a).
(4) Organizations that apply to serve Alaska, Delaware, and/or Hawaii only.
(5) With the exception of Federal public agencies, other public
agencies, such as state agencies or local governments, are not eligible to apply.
All applicants, including Federal agencies, must demonstrate a
minimum of 10 percent nonFederal contribution to the program and the
source of such nonFederal share. Federal agencies that have a
statutory exemption to the nonFederal share requirement must attach a
copy of the exemption language. The source of such documentation must
be easily determined. Please see 20 CFR 641.809 for further information.
IV. Application and Submission Information
All application materials will be made available on the following Web sites: http://www.grants.gov; and http://www.doleta.gov/seniors/. Please note that this announcement includes all information and forms needed to apply for this funding opportunity.
Each application must include the original signed application and two hard copies. The proposal must consist of two separate and distinct parts: Part AFinancial Proposal and Part BTechnical Proposal. Both parts must be included in each copy of a complete application. Applications that fail to adhere to the instructions in this section will be deemed nonresponsive and will not be considered for funding. 1. Requirements for the Technical Proposal
Page Limit. Maximum fortyfive (45) page narrative, including all
optional attachments, singleside only on 8\1/2\
Spacing. Doublespaced with the exception of optional and required attachments. Major sections and subsections of the application should be divided and clearly identified.
Font Size and Typeface. Minimum 12 points in Times New Roman typeface.
Margins. Must be a minimum of one inch on all sides.
Required Attachments. The following attachments must be affixed as
separate, clearly identified appendices to the application and will not count against the page limit:
(a) An organizational chart, resumes of key personnel, and complete
staffing plans. Resumes of all key staff (e.g., Executive Director,
Project Director, etc.) must include a description of each individual's
roles and responsibilities, his/her current employment status and
previous work experience, including position title, duties, dates in
position, employing organizations, and educational background. Staffing
plans must identify all key tasks, the person(s) or days required to
complete each task, and the percentage of time allocated to the program
by individuals assigned to the task, including subcontractors and consultants;
(b) A list of all government grants and contracts the applicant and
its affiliates have had in the past 3 years, including grant officer
contact name, telephone number and email address, amount of award,
summary of the work performed, period of performance, and performance
record and/or accomplishments. For purposes of this SGA, the term
``affiliate'' refers to the applicant's subsidiaries, divisions, predecessors, and successors;
(c) Chart listing the number of positions for which the applicant
is applying to serve by county and state. (See Section VIII, Appendix K of this SGA);
(d) Consortium agreement, if applicable; and
(e) Federal agencies must submit a clearly identifiable copy of the
statutory provision that permits it to receive other Federal funds and
a clearly identifiable copy of any applicable exemptions from the non Federal share requirements.
Note: Applicants receiving awards will be expected to show audit reports for the past 3 years for the applicant and its affiliates before final awards are made.
Application for Federal Assistance SF424. The SF424 must clearly
identify the applicant and be signed by an individual with authority to
enter into a grant agreement on behalf of the applicant. Upon
confirmation of an award, the individual signing the SF424 on behalf
of the applicant shall represent the responsible entity. All
applications for Federal grant and funding opportunities are required
to have a Dun and Bradstreet (DUNS) number. Applicants must supply
their DUNS number in item
Budget Information for SF424A. Standard Form 424A must contain a detailed cost break out on each of the expenditures under Section B of the form, including Federal and nonFederal funds. Copies of all required forms along with the instructions for completing the forms are provided at the appendices of this SGA.
Note: The Application for Federal Assistance (SF424) and the Budget Information Form (SF424A) are available at http://www.grants.gov/GovtWideForms .
Indirect Cost Rate. An indirect cost rate is required when an organization operates under more than one grant or other activity whether Federallyassisted or not. Organizations must use the indirect cost rate supplied by the cognizant Federal agency. If an organization requires a new indirect cost rate or has a pending indirect cost rate, the Department's Grant Officer will award a billing rate for 90 days until a provisional rate can be issued.
Cost Categories. Expenditures must fall under one of two cost categories: Administrative, which is to be divided between headquarters and local, and Program Costs, which includes wages, fringe benefits, and other participant costs.
Sufficient Local Funding. The OAA, at section 502(b)(1)(R) requires each grantee to allocate funding for administrative costs incurred at subrecipient levels for program administrative activities. In addition, grantees may not require a subgrantee to contribute financial resources to program operations as a condition of operating the program. Please see 20 CFR 641.861 and 641.809(e) for further information.
Transition and Training Costs. Applicants are required to provide a line item for transition costs (i.e., startup [costs], participant transfers, yearend closeout), as well as for sufficient training costs for local staff that may be required by the Department throughout the program year. Procurement procedures must comply with OMB Circular A 122.
Required Attachments. Assurances, Certifications, Signature page and Disclosure of Lobbying Activities form are required.
Note: The cost proposal must be prepared to cover program costs for one (1) year of operation only.
Applications may be submitted in either method described below but must be received no later than 4:45 p.m., Eastern Time on the closing date. The application will not be considered if an applicant fails to adhere to the submission instructions below.
Electronic Submissions. The Department requests that applicants apply online at http://www.grants.gov. The Department strongly recommends that applicants initiate and complete the ``Get Started'' steps to register with grants.gov at http://www.grants.gov/GetStarted. Please note that these steps could take several days to complete, which should factor into an applicant's submission timing to avoid the rejection of an application due to potential delays. Documents should be saved as .doc or .pdf prior to electronic submission through grants.gov.
U.S. Postal Mail and Overnight Submissions. Submit one (1) blueink signed, typewritten original of the application, and two signed photocopies in one package to: U.S. Department of Labor, Employment and Training Administration, Attention: James Stockton, Mail Stop N4716, 200 Constitution Avenue, NW., Washington, DC 20210.
Other Methods of Submission. Applications submitted by email, telegram, or facsimile will not be accepted.
Late Applications. Any application received after the closing date
will not be considered, unless it is received before awards are made and:
(a) It was sent by U.S. Postal Service registered or certified mail
not later than the fifth calendar day before the closing date (e.g., an
application required by the 20th of the month must be postmarked by the 15th of that month); or
(b) It was sent by U.S. Postal Service Express Mail/Next Day
Service from the post office to the addressee no later than 4:45 pm at
the place of mailing, two (2) working days (excluding weekends and
Federal holidays and days when the Federal Government is closed), prior to the closing date; or
(c) It is determined by the Government that the late receipt was
due solely to the mishandling by the Government after receipt at the U.S. Department of Labor at the address indicated.
Acceptable Evidence for Late Applications. The only acceptable evidence to establish the date of mailing of a late application sent by registered or certified mail is the U.S. Postal Service postmark on the envelope or wrapper and on the original receipt from the U.S. Postal Service. If the postmark is not legible, an application received after the closing date and time shall be considered as if mailed late.
The only acceptable evidence to establish the date of mailing of a
late application sent by U.S Postal Service Express Mail/Next Day
Service from the post office to the addressee is the date entered by
the Post Office receiving clerk on the ``Express Mail/Next Day
ServicePost Office to Addressee'' label and the postmark on the
envelope or wrapper on the original receipt from the U.S. Postal Service.
``Postmarked'' means a printed, stamped, or otherwise placed
impression (exclusive of a postage meter machine impression) that is
readily identifiable, with further action, as having been supplied or
affixed on the date of mailing by an employee of the U.S. Postal
Service. Therefore, applicants should request the postal clerk to place
a legible hand cancellation ``bull's eye'' postmark on both the receipt and the envelope or wrapper.
Mail Advisory in the DC Area. All applicants are advised that U.S. mail delivery in the Washington, DC area is erratic. Packages addressed to the U.S. Department of Labor are subject to radiation before delivery. All applicants must take this into consideration when preparing to meet the application closing date, as each applicant assumes the risk for ensuring a timely submission of its application. The Department recommends that applicants confirm receipt of their applications by contacting James Stockton, U.S. Department of Labor, Employment and Training Administration, Office of Grants and Contract Management, telephone (202) 6933335 before the closing date. [This is not a tollfree number.]
Applications may be withdrawn by written notice or telegram (including mailgram) at any time before the Department makes an award. An applicant may withdraw its submissions in person by the applicant or through an authorized representative of the applicant if the applicant makes the representative's identity known to the Grant Officer and the representative signs a receipt when he or she receives the withdrawn application.
This program is subject to Executive Order (E.O.) 12372, ``Intergovernmental Review of Federal Programs.'' Each applicant must contact the office or official designated as the Single Point of Contact (SPOC) in each applicable state for information on the process the state requires to be followed in applying for assistance. In some cases the SPOC may not have selected the SCSEP for review. Names and addresses for the SPOCs are listed in the Office of Management and Budget (OMB) at http://. http://www.fws.gov/policy/library/rgeo12372.pdf. E. Funding Restrictions
The minimum funding requirement must be at least 10 percent of the state
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allocation or $1,600,000 (approximately 224 slots), whichever is
greater. Applicants are also required to apply for contiguously located
counties within a state, unless an applicant can meet the greater of
$1,600,000 or 10 percent state allocation, within a single county.
Applicants should follow the minimum request for funding guidance found in Section II.B.
Each applicant must submit a copy of the technical proposal (including the chart of service areas but no other attachment requirements) and the SF424 to the Governor in each state that it proposes to serve before submitting an application to the Department as required by section 503(a)(5) of the OAA Amendments and 20 CFR 641.410. Under this provision, the Governor of each state may submit a recommendation to the Secretary relating to the anticipated effect of an applicant's proposal on the overall distribution of positions within the state; recommendations for redistribution of positions to under served areas (i.e., Equitable Distribution); and recommendations for distribution of any newly available positions. The Department will not consider comments that are outside the scope of this provision.
Please note that Governors are not required to provide comments to applicants. Therefore, applicants should not wait for communication from the Governor before submitting the application to the Department.
Applicants submitting as an Indian (``I'') grant are not required to submit copies of their applications to the Governors under this section, but are encouraged to voluntarily comply with this provision. V. Application Review Information
All applicants are required to use the Rating Criteria format when
developing their proposals. The technical panel will review grant
applications against the criteria listed below on the basis of 100
maximum points. In order to receive full credit, applicants must
provide quality information that does more than reiterate the
requirement statement or merely state how it will be accomplished.
Therefore, responses must be thoughtful and reflect a strategic vision
for how these requirements will be achieved. In addition, an applicant
that describes only what has been accomplished in the past but lacks a
full description of what it will do during the grant period will not receive credit for that response.
Points Summary:
1. Design and Governance15 points.
2. Program and Grant Management Systems10 points.
3. Financial Management System10 points.
4. Program Service Delivery40 points.
5. Performance Accountability25 points.
Total100 points.
Strategic Planning. The applicant must demonstrate how it will develop and implement a strategic approach to meeting business and industry needs for a prepared and competitive workforce through a demanddriven approach.
Applicants may wish to consider the following when formulating a response:
Service Design. The applicant must describe its service delivery system design that will accomplish its strategic objectives for helping older workers.
Applicants may wish to consider the following when formulating a response:
Program Integration. Applicants must describe how integration will be supported, codified in policy, measures, and demonstrated at the leadership level of the organization.
Applicants may wish to consider the following when formulating a response:
Administrative Controls. The applicant must demonstrate that its administrative controls are sufficient to ensure grant integrity.
Applicants may wish to consider the following when formulating a response:
Personnel. The applicant must describe how the management structure and staffing of the organization are aligned with the grant requirements, vision, and goals, and how the structure and staffing are designed to assure responsible general management of the organization.
NonFederal Share. The applicant must describe its policies and procedures to meet nonFederal share requirements, including the use of leveraged resources.
Procurement. The applicant must demonstrate that its procurement actions are conducted according to Federal requirements.
The following must be included in the response:
Reporting Systems. The applicant must describe how Enterprise
Business Support System (EBSS, formerly EIMS) will be used to fulfill
financial and programmatic requirements and how data collection and the SCSEP Performance and Results QPR (SPARQ)
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system will be implemented and populated to meet reporting requirements
and track program performance. For information on SPARQ, go to http://charteroakgroup.org/resources/scsep.shtml .
Applicants may wish to consider the following when formulating a response:
Budget Controls. The applicant must describe its method for
tracking planned expenditures that will allow it to compare actual
expenditures or outlays to planned or estimated expenditures. The following information must be included in the response:
Internal Controls. The applicant must describe how it will ensure effective control, integrity and accountability for all grant and subrecipient grant assets.
Participant Recruitment. The applicant must describe how it will
broaden local awareness of the program in order to recruit eligible individuals to the program.
The following must be included in the response:
Participant Eligibility. The applicant must describe how it will
ensure that individuals applying to be program participants and
continuing program participants meet the eligibility criteria to enroll or remain in the program.
The following must be included in the response:
Assessments and IEPs. The applicant must describe how it will
continuously assess program participants using the IEP and other
assessment tools to ensure participants are trained for viable employment opportunities.
The following must be included in the response:
Orientation. The applicant must describe how it will introduce program participants and host agencies to program requirements, roles and responsibilities, and permissible and impermissible activities. Please include general timeframes for when orientation will occur and how often.
Community Service WorkBased Training. The applicant must describe
how participants will be trained through community service
organizations, how it will ensure that the workbased training is of
high quality, and how this training will lead to unsubsidized employment.
The following must be included in the response:
Other Training. The applicant must describe any training that will be offered, required, and/or provided to program participants and host agencies.
The following should be included in the response:
Fringe Benefits. The applicant must describe any permissible and/or required fringe benefits that will be offered to participants and how it will terminate (``zeroout'') any permissible fringe benefits at the end of each program year. If no permissible fringe benefits will be offered, the applicant must provide a statement to that effect.
Supportive Services. The applicant must describe any supportive services that will be offered to participants and the additional resources the applicant will use to support those services. The applicant must also address those supportive services that will be offered to participants once they are placed in an unsubsidized job in order to help retain them in those positions.
Unsubsidized Employment. The applicant must describe how it plans to place participants in high growth jobs according to local labor market data. In addition, the applicant must describe how the targeted jobs will enable participants to become selfsufficient in positions for which they would not have otherwise had the necessary skill training provided by the program. Applicants should include in this description the types of jobs it will seek for participants. A chart may be attached if necessary.
Termination. The applicant must describe the circumstances under which a participant may be terminated from the program, including its maximum duration policy (if any), for cause, or other reasons. Please include description of the criteria that will be used for ``for cause'' terminations.
Transition to Minimize Disruptions. The applicant must describe how
participants will be transitioned to and from a service provider if the
grant is terminated for any reason, including loss of funds through a
competitive process, in a manner that is least disruptive to program participants.
The following must be included in the response:
Confidentiality of Files. The applicant must describe how participant files will be kept confidential from personnel not affiliated with the project. If the applicant plans on enlisting volunteer assistance, the applicant must describe how it will ensure volunteer compliance with the confidentiality requirements.
Complaint Resolution Process. The applicant must describe the complaint resolution process that will be in place for program applicants, participants and/or host agency complaints or grievances without Federal intervention. For complaints involving illegal acts or discrimination, the applicant must describe the complaint resolution process that will be in place for participants and/or host agencies prior to Federal appeal.
Performance Management. The applicant must describe how it will monitor funding and program activities to achieve the performance measures.
Applicants may wish to consider the following when formulating a response:
Selection Process. The Grant Officer will organize several panels that include three individuals per panel to review the applications. The panels will use the point scoring system and the Rating Criteria format specified in Section A above to evaluate each application. The Grant Officer will rank applications based on the score assigned by the panels through the evaluation process. The ranking will be the primary basis used to identify applicants as potential grantees; however, the panel's conclusions are advisory in nature and are not binding on the Grant Officer.
Other Evaluation Factors. The Department may establish a range, based upon the application evaluation, for the purpose of selecting qualified applicants and to ensure that the best applicants are awarded grants.
The Grant Officer may take into account an applicant's demonstration of past program, financial and administrative capability in administering Federal grants or contracts during the past three (3) years. The Grant Officer may also take into account the applicant's key personnel and staffing plans. The lack of prior SCSEP experience will not disadvantage applicants.
The Department further reserves the right to select applicants out
of rank order if such a selection would result in the most effective and appropriate
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combination of funding; administrative costs (e.g., cost per enrollment
and placement); program goals (e.g., serving the needs of minorities,
limited English speakers, Indian eligible individuals, and those of
greatest economic need); service coverage; and statutory requirements. VI. Award Administration Information
The Department anticipates completing its review and ranking proposals by midMay 2006. The Grant Officer expects to announce the results of this competition in mid to lateMay 2006. Applicants may appeal a Grant Officer decision according to the provisions outlined at 20 CFR 641.900.
All grants will be subject to the following administrative
standards and provisions, as applicable to the particular grantee and/ or subawardee:
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 47 CFR Part 73 26 CFR Part 1 40 CFR Part 180 33 CFR Part 117 50 CFR Part 17 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 40 CFR Part 63 33 CFR Part 100 50 CFR Part 622 50 CFR Part 660 26 CFR Part 301 44 CFR Part 65 39 CFR Part 111 40 CFR Part 300 6 CFR Part 5 40 CFR Part 271 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 10 CFR Part 50 44 CFR Part 64 49 CFR Part 571 39 CFR Part 3020