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Docket ID: [Docket No. EH-RM-02-835]
RIN ID: RIN 1901-AA95
SUBJECT CATEGORY: Procedural Rules for DOE Nuclear Activities and Occupational Radiation Protection
Requests to speak at the public hearing should be mailed to Mr.
Peter O'Connell, Office of Worker Protection Policy and Programs, U.S.
Department of Energy, 1000 Independence Avenue, SW., Washington, DC 20585. You may also email your request to speak to
Peter.O'Connell@eh.doe.gov or telephone Mr. O'Connell at (301) 903
5641. Requests to speak must be received by September 7, 2006 for the
Germantown, Maryland hearing. Each presentation is limited to no more
than 10 minutes to ensure that all persons have an opportunity to
speak.
DOCUMENT SUMMARY: The Department of Energy (DOE or the Department) proposes to amend its Procedural Rules for DOE Nuclear Activities, and its Occupational Radiation Protection requirements. The proposed amendments to the Procedural Rules for DOE Nuclear Activities would update its provisions to take into account the establishment of the National Nuclear Security Administration (NNSA). The proposed amendments to the Occupational Radiation Protection requirements would update its provisions to take into account lessons learned since the initial adoption of these regulations, input from the Defense Nuclear Facilities Safety Board (DNFSB) and members of the public, new recommendations from the International Commission on Radiological Protection (ICRP), and the establishment of the NNSA.
SUMMARY: Energy Department,
A. What is the Purpose and History of 10 CFR Part 820?
B. Why is DOE Proposing Changes to 10 CFR Part 820?
C. In General, What are the Proposed Changes to 10 CFR Part 820? II. Summary of Changes to 10 CFR Part 820
A. What are the Proposed Changes with Respect to References to the Deputy Assistant Secretary for Naval Reactors?
B. What are the Proposed Changes in the Definition of ``Secretarial Officer'?
C. What are the Proposed Changes Relating to Investigations?
D. What is the Proposed Change Relating to Direction of NNSA Contractors?
E. What Changes are Being Proposed to the Appendix on Enforcement Policy?
III. Introduction and Background for Proposed Changes to 10 CFR Part 835
A. What is the Purpose and History of 10 CFR Part 835?
B. Why is DOE Proposing Changes to 10 CFR Part 835?
C. In General, What are the Proposed Changes to 10 CFR Part 835? IV. Summary of Changes to 10 CFR Part 835
A. What are the Proposed Changes to the Scope of 10 CFR Part 835?
B. What are the Proposed Changes to the Definitions in 10 CFR Part 835?
C. What is the Proposed Change to Radiological Units in 10 CFR Part 835?
D. What is the Effect of the Proposed Change on Radiation Protection Programs?
E. What is the Proposed Change in the General Requirements for Monitoring Individuals and Areas in 10 CFR Part 835?
F. What is the Proposed Change in the Monitoring of Packages Containing Radioactive Material in 10 CFR Part 835?
G. What is the Proposed Change in the Exception for Labeling Requirements in 10 CFR Part 835?
H. What are the Proposed Changes in the Individual Monitoring Records Requirements in 10 CFR Part 835?
I. What are the Proposed Changes to Radiation Safety Training?
J. What are the Proposed Changes in the Design and Control Requirements in 10 CFR Part 835?
K. What are the Proposed Changes in the General Provisions to Emergency Exposure Situations in 10 CFR Part 835?
L. What are the Proposed Changes to the DAC Values, Introductory Paragraph, and Footnotes in Appendix A in 10 CFR Part 835?
M. What are the Proposed Changes to the DAC Values, Introductory Paragraph, and Footnotes in Appendix C in 10 CFR Part 835?
N. What are the Proposed Changes to the Text and Footnotes in Appendix D in 10 CFR Part 835?
O. What are the Proposed Changes to the Text and Footnote in Appendix E in 10 CFR Part 835?
P. For these Proposed Changes in 10 CFR Part 835, Does DOE Plan to Issue Guidance Documents?
Q. Would a Contractor Need to Submit Any Documents for DOE Approval?
A. Review Under the National Environmental Policy Act
B. Review Under Executive Order 12866
C. Review Under Regulatory Flexibility Act
D. Review Under the Paperwork Reduction Act of 1995
E. Review Under Executive Order 13132
F. Review Under the Unfunded Mandates Reform Act of 1995
G. Review Under Executive Order 12988
H. Review Under the Treasury and General Government Appropriations Act, 1999
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I. Review Under Executive Order 13211
J. Review Under the Treasury and General Government Appropriations Act, 2001
K. Approval of the Office of the Secretary of Energy VI. Opportunity for Public Comment
A. Written Comments
B. Public Hearing
I. Introduction and Background for Proposed Changes to 10 CFR Part 820 A. What is the Purpose and History of 10 CFR Part 820?
Part 820 sets forth the procedural rules relating to DOE nuclear safety requirements. Among other things, 10 CFR part 820 sets forth the process for granting exemptions from nuclear safety requirements and the process for issuing civil penalties for violations of nuclear safety requirements. DOE proposed 10 CFR part 820 on December 9, 1991 (56 FR 64290) and issued a clarification on May 15, 1992 (57 FR 20796). DOE published 10 CFR part 820 as a final rule on August 17, 1993 (58 FR 43680) and amended it on October 8, 1997 (62 FR 52479) and on March 22, 2000 (65 FR 15218).
The legislation that established the NNSA contained several provisions that affect 10 CFR part 820. In particular, nonNNSA personnel (other than the Secretary and Deputy Secretary) are prohibited from giving direction to NNSA contractors. In addition, several Assistant Secretaries and the Deputy Assistant Secretary for Naval Reactors were converted into NNSA Deputy Administrators. Since the establishment of the NNSA, 10 CFR part 820 has been applied in a manner consistent with these provisions. The proposed changes would revise 10 CFR part 820 to reflect these provisions explicitly. C. In General, What are the Proposed Changes to 10 CFR Part 820?
The proposed changes to 10 CFR part 820 would: (1) Revise
references to the Deputy Assistant Secretary for Naval Programs to
reflect conversion of the Deputy Assistant Secretary into a Deputy
Administrator; (2) include NNSA Administrator and Deputy Administrators
in the definition of Secretarial Officer; (3) clarify that, with
respect to NNSA contractors, the Secretarial Officer primarily
responsible for environment, safety and health matters is the NNSA
Deputy Administrator with such responsibility; (4) formalize the use of
enforcement letters; and (5) make explicit the role of NNSA in giving direction to NNSA contractors pursuant to 10 CFR part 820.
II. Summary of Changes to 10 CFR Part 820
A. What are the Proposed Changes with Respect to References to the Deputy Assistant Secretary for Naval Reactors?
The NNSA Act converted the Deputy Assistant Secretary for Naval
Reactors into the Deputy Administrator for Naval Reactors. DOE is
proposing to revise 820.1(c) by replacing the phrase ``Assistant
Secretary for Naval Reactors'' with ``Deputy Administrator for Naval
Reactors.'' DOE also is proposing to delete the last sentence in the
definition of ``Secretarial Officer'' because the inclusion of ``Deputy
Administrator'' in the first sentence makes the last sentence
unnecessary. In addition, DOE is proposing to update the citation for
the Naval Nuclear Propulsion Program to include Public Law 10665. No
substantive change in the treatment of the Office of Naval Reactors under 10 CFR part 820 is being proposed.
B. What are the Proposed Changes in the Definition of ``Secretarial Officer''?
The NNSA Act converted several Assistant Secretaries into Deputy
Administrators. DOE is proposing to include the phrase ``Deputy
Administrator'', in addition to the phrase ``NNSA Administrator'', in
the definition of ``Secretarial Officer'' to reflect this change. In
addition, DOE is proposing to add a sentence to the definition of
``Secretarial Officer'' to make clear that, with respect to NNSA
activities, the Secretarial Officer primarily responsible for
environment, safety and health matters is the NNSA Administrator or NNSA Deputy Administrator with such responsibilities.
C. What Are the Proposed Changes Relating to Investigations?
DOE is proposing to add two new subsections to 820.21 to codify
current practices. Proposed 820.21(g) would recognize the use of
enforcement letters to communicate expectations during an investigation
into a possible violation of a nuclear safety requirement. Proposed
820.21(h) would recognize that the Director may sign, issue and serve subpoenas during an investigation.
D. What Is the Proposed Change Relating to Direction of NNSA Contractors?
The NNSA Act provides at 50 U.S.C. 2410(b) that nonNNSA personnel
(other than the Secretary and Deputy Secretary) are prohibited from
giving direction to NNSA contractors. Since the establishment of the
NNSA, the NNSA and other elements of DOE, including the Office of
Enforcement, have worked together to ensure 10 CFR part 820 operated in
a manner consistent with section 2410(b). DOE is proposing a new
section (820.13) to codify current practices and make clear that NNSA
is responsible for signing, issuing and serving actions that give direction to NNSA contractors.
E. What Changes Are Being Proposed to the Appendix on Enforcement Policy?
DOE is proposing to update the Appendix on Enforcement Policy to reflect the proposed changes to 10 CFR part 820.
III. Introduction and Background for Proposed Changes to 10 CFR Part 835
10 CFR part 835 sets forth the nuclear safety requirements that provide radiological protection for DOE workers and members of the public. DOE proposed 10 CFR part 835 on December 9, 1991 (56 FR 64334) and published it as final on December 14, 1993, (58 FR 65458). DOE amended 10 CFR part 835 on November 4, 1998, (63 FR 59662). B. Why Is DOE Proposing Changes to 10 CFR Part 835?
DOE is proposing changes for a number of reasons. In some cases, an
analysis of the operating experience with 10 CFR part 835 indicates
DOE's needs can be met more effectively if there is a change. In other
cases, the Defense Nuclear Facilities Safety Board or members of the
public have suggested changes. In addition, the International
Commission on Radiological Protection (ICRP) has issued newer recommendations on areas covered by 10 CFR part 835.
C. In General, What Are the Proposed Changes to 10 CFR Part 835?
The proposed changes to 10 CFR part 835 would: (1) Clarify which
requirements in 10 CFR part 835 apply to radioactive material
transportation, (2) exclude from the scope of 10 CFR part 835 material,
equipment and real property approved for release in accordance with DOE
approved authorized limits which have been approved by a Secretarial
Officer in consultation with the Office of the Assistant Secretary for
Environment, Safety and Health, (3) update the dosimetric models and
dose terms to be consistent with newer recommendations from ICRP,
including use of updated tissue and radiation weighting factors and
updated derived air concentration values, (4) establish derived air concentration values for tritiated
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particulate aerosols and organically bound tritium, (5) lower the upper
limit on the amount of material which need not be labeled, (6) allow
use of thresholds for recording occupational exposures, (7) establish
derived air concentration default values for radionuclides not listed
in the rule, (8) clarifies the role of NNSA to approve planned special
exposures and approve dosimetry monitoring programs that are
substantially equivalent to those accredited by the DOE Laboratory Accreditation Program (DOELAP), (9) establish strontium90
contamination limits based on the percentage of strontium90 in
contamination consisting of mixed fission products, and (10) revise
values in Appendix E to be consistent with newer dosimetric models and
add values for tritiated particulates and organically bound tritium. IV. Summary of Changes to 10 CFR Part 835
A. What are the Proposed Changes to the Scope of 10 CFR Part 835?
1. Material, Equipment and Real Property Exclusion. DOE proposes to amend Sec. 835.1 (Scope) by inserting a new paragraph (b)(6) which would exclude radioactive material on or within material, equipment and real property that is approved for release when the radiological conditions of the material, equipment and real property have been documented to comply, pursuant to DOE Order 5400.5, Radiation Protection of the Public and the Environment, with the criteria for release set forth in a DOE authorized limit which has been approved by a Secretarial Officer in consultation with the Office of the Assistant Secretary for Environment, Safety and Health. As DOE moves to a more risk based approach to radiological protection, inconsistencies may arise between DOE's occupational radiation protection requirements, which are prescribed for a specified radiological hazard, and DOE's environmental radiation protection requirements, which may be applied based on an assessment of risk. Under DOE Order 5400.5, real property on a DOE site and material and equipment from a DOE site may be released for unrestricted or restricted use by members of the public in accordance with a process to determine the risk to an individual from the residual radioactive material remaining on or within the material, equipment or property. Such material, equipment or property may sometimes contain contaminated surfaces which exceed the surface contamination levels in 10 CFR part 835 appendix D. The appendix D values trigger application of occupational radiological control for contaminated areas. Accordingly, under the current requirements, even though DOE may have determined that this material, equipment or property poses a minimal risk to individuals, if DOE activities are still associated with the material, equipment or property, certain radiological controls in 10 CFR part 835, such as those for access control, posting and training must be applied to portions of this material, equipment or property.
To eliminate this potential inconsistency, DOE proposes a new section 835.1(b)(6) that would exclude from the scope of 10 CFR part 835 radioactive material on or within material, equipment and real property which has been approved by DOE for release. This exclusion would only apply when the radiological conditions of the material, equipment and property, and the method for meeting the conditions, have been documented to comply with criteria for release specified in a DOE authorized limit for that material, equipment and property, and the criteria have been approved by a Secretarial Officer in consultation with the Office of the Assistant Secretary for Environment, Safety and Health. DOE recognizes that, depending on the potential exposure, this level of approval may be higher than that required by DOE Order 5400.5. However, this level of approval is consistent with other provisions of 10 CFR part 835 for which there are alternative means of compliance, such as alternatives to the DOELAP, use of planned special exposures, and exemption from specified provisions of 10 CFR part 835. The requirement for consultation with the Office of the Assistant Secretary for Environment, Safety and Health would be satisfied by providing copies of a Secretarial Officer's approved authorized limits and supporting documentation to the cognizant office within the Office of the Assistant Secretary for Environment, Safety and Health (currently the Office of Air, Water and Radiation Protection Policy and Guidance (EH41)) for review and comment. EH41 will coordinate the review and comment with EH52. After comments have been resolved, the consultation process is complete. The intent for this proposed change is to allow for the exclusion to apply even for material, equipment or property which has not yet been released from DOE control.
2. Radioactive Material Transportation. DOE proposes to revise section 835.1 to clarify which requirements in 10 CFR part 835 apply to the transportation of radioactive material by or on behalf of the DOE. Specifically, existing 835.1(b)(4) would be deleted and replaced by a new 835.1(d) that would state clearly that subparts F (Entry Control Program) and G (Posting and Labeling) do not apply to radioactive material transportation conducted by a DOE individual or DOE contractor, when the radioactive material is under the continuous observation and control of an individual who is knowledgeable of and implements required exposure control measures. This proposed change is not intended to affect the existing situation where the requirements in the other subparts of 10 CFR part 835 do apply to radioactive material transportation.
DOE does not intend Part 835 to apply to transportation by the U.S. Postal Service or a commercial carrier, such as Fedex or UPS, that transport radioactive material as part of their normal operations. A company or subsidiary of a corporation that operates a DOE facility would not be considered a commercial carriereven if such an organization transports radioactive material as part of their contractual agreement with DOE. This position is consistent with NRC practice. See, for example, 10 CFR 30.13, 40.12, and 70.12. DOE is requesting comments as to whether there should be an explicit exclusion of these carriers.
DOE also is proposing editorial changes to the definition of
``radioactive material transportation'' in Sec. 835.2(a). These
proposed changes are not intended to affect the existing scope of this
definition, which excludes activities related to transportation such as
the preparation of material or packagings for transportation, storage
of material awaiting transportation, or application of markings and labels required for transportation.
B. What are the Proposed Changes to the Definitions in 10 CFR Part 835?
DOE proposes to change most of the dosimetric terms used in 10 CFR
part 835 to reflect the recommendations for assessing dose and
associated terminology from ICRP Publications 60 and 68. DOE proposes
this change mainly because these recommendations are based on updated
scientific models and more accurately reflect the occupational doses to
workers than the models currently used by DOE, i.e., the models used in
developing Radiation Protection Guidance to Federal agencies for
Occupational Exposures (Environmental Protection Agency, 52 FR 2822,
January 27, 1987) which are based upon 1977 recommendations from the ICRP. DOE notes that other
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Federal agencies, including the Environmental Protection Agency (EPA),
the Food and Drug Administration, and the National Institute of
Occupational Safety and Health (NIOSH), have already adopted the
current ICRP recommendations in recent guidance documents and
requirements. NIOSH uses the newer recommendations in performing DOE
worker dose assessments under the Energy Employees Occupational Illness
Compensation Program Act of 2000, which is contained in the Floyd D.
Spence National Defense Authorization Act for Fiscal Year 2001 (Public
Law 106398). The EPA has adopted the recommendations in Federal
Guidance Report Number 13, Cancer Risk Coefficients for Environmental
Exposure to Radionuclides. In addition, recommendations published by
the National Council on Radiation Protection and Measurements (NCRP)
for the past several years, as well as several standards issued by the
American National Standards Institute, have used the newer dosimetric quantities and units endorsed by the ICRP.
Consistent with the current rule, internal doses would still be
calculated based on a 50 year committed dose. The following ``cross
walk'' is provided to show the new terms DOE proposes in this
rulemaking and the current definitions of terms that would be replaced:
Proposed dosimetric
Current dosimetric definitions definitions
Committed effective dose equivalent....... Committed effective dose.
Committed dose equivalent................. Committed equivalent dose.
Cumulative total effective dose equivalent Cumulative total effective dose.
Deep dose equivalent...................... Deep equivalent dose.
Dose equivalent........................... Equivalent dose.
Effective dose equivalent................. Effective dose.
Lens of the eye dose equivalent........... Lens of the eye equivalent dose.
Quality factor............................ Radiation weighting factor.
Shallow dose equivalent................... Shallow equivalent dose.
Weighting factor.......................... Tissue weighting factor.
Total effective dose equivalent........... Total effective dose.
Note: Throughout the text of the proposed rule, the above terms would be revised.
In addition, the following definitions would be revised: Annual limit on intake, Derived air concentration, Radiation area, Radiological worker, Dose, External dose or exposure, and Internal dose or exposure. Also, consistent with ICRP Publication 60, the table of weighting factors for neutrons would no longer list a column for neutron flux density.
DOE recognizes that the proposed changes to most of the dosimetric
terms used in 10 CFR part 835 to reflect the recommendations for
assessing dose and associated terminology from ICRP Publications 60 and
68 will require revising many site documents and the updating of
training materials. Although, in June 2004, the ICRP released a draft
of updated recommendations, which include some adjustment of Tissue
Weighting Factors and Radiation Weighting Factors, DOE believes that
this is still an opportune time to make these changes rather than
waiting for the draft recommendations to be finalized. It may be
several years before the ICRP will finalize and issue the revised
recommendations and accompanying dose conversion factors. DOE evaluated
the effect of the proposed revisions to Tissue Weighting Factors on
derivation of dose conversion factors. The evaluation found, for
radionuclides of most interest to DOE, that the ICRP proposed Tissue
Weighting Factors revisions would have minimal impact on the secondary
limits derived using the Tissue Weighting Factors (i.e., the Derived
Air Concentrations and Sealed Radioactive Source Accountability
values). Any future need by DOE to revise weighting factors should have
minimal administrative impact for such activities as revising
procedures and training materials. It is envisioned that, over time,
updated recommendations to make revisions to dosimetry calculation
models will periodically be made by national and international
consensus groups. Given that fact, and the significant financial and
resource impact, DOE recognizes that historical doses, recorded and
reported to individuals prior to the effective implementation date of
this proposed amendment, should still be considered to be the official
dose of record. Barring some other unforeseen reason, e.g., discovery
of a site or vendor specific miscalculation in assigned doses, DOE
would not require the updating of historical doses to reflect these
changes. DOE considered several options for this proposed change including:
DOE considers the best approach to convert all terminology and methodology, including the appendix A, B and E to part 835 values, to reflect ICRP Publications 60 and 68. However, DOE solicits comments on these different options.
DOE recognizes that the dosimetric changes will result in the need to update numerous site documents and proposes a three year implementation schedule to alleviate the burden of making the changes (i.e., many of the changes can be made during the regularly scheduled document updating processing). An extended implementation date also would recognize that the benefit of updating documents to reflect the dosimetric changes may not justify the cost at sites nearing closure. For closure sites which are scheduled to continue operation beyond the implementation date for the proposed changes, the exemption process in 10 CFR part 820 may be used to request relief, if appropriate. DOE requests input on any other constructive ways to reduce the costs of implementing this proposed change.
As discussed in other sections of this preamble, the definitions of ``authorized limit'' and ``real property'' would be added and the definition of ``radioactive material transportation'' would be revised. C. What Is the Proposed Change to Radiological Units in 10 CFR Part 835?
DOE proposes to revise the text of Sec. 835.4 to allow use of
additional units, such as dpm, mass units, uCi/cc, and dpm/
100cm2, in records required by this part. The original
intent of this provision was to preclude the exclusive use of the SI
units of becquerel, gray and sievert. The intent was not to preclude
use of other conventional units, such as the ones previously listed. This
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proposed change would achieve the original intent.
D. What Is the Effect of the Proposed Change on Radiation Protection Programs?
DOE is proposing to add a new sentence at the end of Sec.
835.101(f) that would read ``Unless otherwise specified in this part,
compliance with the amendment to this part published on August 10,
2006, [DATE OF PUBLICATION IN THE FR] shall be achieved no later than
[DATE 3 YEARS FOLLOWING THE EFFECTIVE DATE OF THE FINAL RULE].'' DOE is
proposing to require compliance with the amended requirements of this
part to be achieved no later than three years after the effective date
of this amendment. The reasons for an extended implementation date are
the same as those discussed in connection with the proposed changes to the dosimetric terms.
E. What Is the Proposed Change in the General Requirements for Monitoring Individuals and Areas in 10 CFR Part 835?
DOE proposes to amend Sec. 835.401(a)(5) by revising the text
``engineering and process controls'' to read ``engineering and
administrative controls''. This change is proposed in order to make the
use of the terms consistent with DOE Policy 450.4 ``Safety Management System Policy''. DOE considers the terms to be equivalent.
F. What Is the Proposed Change in the Monitoring of Packages Containing Radioactive Material in 10 CFR Part 835?
Certain DOE sites have stated that the requirement in Sec. 835.405(c)(2) to perform a measurement of radiation levels was unclear. Under this provision, a measurement of radiation levels is required for receipt of packages of radioactive material ``unless the package contains less than a Type A quantity (as defined at 10 CFR 71.4) of radioactive material''. The definition of a Type A quantity in 10 CFR 71.4 is a quantity of radioactive material which does not exceed a value provided in a specified table. Any quantity of radioactive material less than or equal to the value provided in the table is a Type A quantity. For example, if the table lists a quantity of 16 Curies (Ci) for an isotope, any quantity of that isotope up to and including 16 Ci is a Type A quantity. DOE received statements that the only quantity less than a Type A quantity would be a zero quantity or a negative quantity.
The intent of the requirement has always been that a measurement of the radiation level is required for receipt of packages containing more than a Type A quantity. Title 10 CFR 71.4 defines a Type B quantity as a quantity of radioactive material which exceeds a Type A quantity. Accordingly, to clarify the requirement, DOE proposes to amend Sec. 835.405(c)(2) by changing ``unless the package contains less than a Type A quantity'' to ``if the package contains a Type B quantity''. G. What Is the Proposed Change in the Exception for Labeling Requirements in 10 CFR Part 835?
DOE proposes to establish an upper limit of 0.1 Ci for a quantity
of radioactive material which would be excepted from the labeling
requirement in Sec. 835.606(a)(2). After the establishment of the
radioactive material labeling requirements in the 1998 amendment to 10
CFR part 835, it was noted that the exception to labeling requirements
for radioactive materials appeared excessive for certain isotopes. DOE
exempts from labeling items and containers if a quantity of radioactive
material is less than one tenth of the values specified in appendix E
of 10 CFR part 835. For some isotopes this quantity is significant. For
example, a container of tritiated water does not need to be labeled
``Caution, Radioactive Material'' as long as there is less than 16 Ci
of tritiated water in the container. While the basis for this
exception, as discussed in the preamble to the 1998 amendment to 10 CFR
part 835, is technically defensible, DOE believes that it is prudent to
establish an upper limit for the labeling exception. The approach DOE
is proposing is similar to that taken by the NRC, with the exception
that the NRC upper limit is 0.001 Ci. DOE believes that the 0.1 Ci
upper limit would provide an acceptable level of protection, based on
the exposure scenario discussed in the preamble to the 1998 amendment
(63 FR 59662), and still provides for sufficient operational
flexibility in not being overly restrictive in the labeling requirements.
H. What Are the Proposed Changes in the Individual Monitoring Records Requirements in 10 CFR Part 835?
DOE proposes to revise Sec. 835.702(b) to give sites the option of not assessing and recording any internal dose monitoring result estimated to be less than 10 millirem committed equivalent dose. This change is proposed in response to concerns that, under the current requirements, there is no threshold of positive internal dose monitoring result which need not be assessed and a dose recorded. DOE believes that this flexibility will be of most benefit for routine bioassay results from tritium and uranium operations. In particular for tritium, current requirements for recording internal doses may be considered to be overly burdensome. For tritium, positive bioassay results could result in needing to determine and record doses that are less than one millirem. The proposed revision allows some relief from needing to perform a dose assessment and to record these very small doses. This may most easily be achieved through the development and use of default values, below which no further dose assessment or recording is required. Establishing a dose threshold for any single bioassay and/ or air monitoring result makes the DOE requirements consistent with nationally accepted standards as discussed in American National Standard for Design of Internal Dosimetry Programs (ANSI/HPS N13.39 2000). The provision still requires the maintenance of bioassay and/or air monitoring results in case they are needed by DOE in the future.
DOE's policy has been that the current monitoring threshold of 100 millirem should not be interpreted as an objective for internal dose monitoring (i.e., DOE fully recognizes that routine internal dose monitoring is not capable of detecting doses at the monitoring threshold for some radionuclides). Consistent with that policy, these proposed threshold values for assessing internal dose should not be construed as the establishment of thresholds for internal dose monitoring.
The proposed revision would provide flexibility for assessing and recording doses for any single bioassay and/or air monitoring result and also includes an annual limit for doses that need not be assessed or recorded based on 50 percent of the applicable monitoring threshold at Sec. Sec. 835.402(c)(1) through (4). DOE recognizes that sites wishing to invoke the flexibility offered by this proposed change would need to develop and implement a program to track bioassay results to ensure that dose constraints are not exceeded without recording the doses. DOE will provide guidance on acceptable implementation methods. I. What Are the Proposed Changes to Radiation Safety Training?
DOE proposes to amend Sec. 835.901(b) by adding the text ``applied
training,'' after ``by successful completion of.'' The training and
applied training is to be commensurate with the hazards in the area and
the required controls. DOE already requires, in Sec. 835.901(c), that [[Page 46001]]
each individual demonstrate knowledge of the radiation safety training
topics by successful completion of an examination and performance
demonstrations. The current requirement for performance demonstration
implies that the training will include practical factors or ``applied
training''. Accordingly, DOE considers the proposed change to be only editorial.
DOE is considering options for adding a provision for retention
testing. DOE has provided, and still maintains several guidance documents which address retention testing. These include:
In particular, DOEHDBK113198 includes an attachment ``Evaluating the Effectiveness of Radiological Training.'' This attachment discusses a recommended approach to implementing a retention testing program. DOE is soliciting comments on including, in 10 CFR part 835, a requirement for retention testing.
In addition, DOE is soliciting comments on adding a provision, in subpart J, for radiological control technician (RCT) training. Currently, 10 CFR part 835 requires individuals responsible for developing and implementing measures necessary for ensuring compliance with the requirements of 10 CFR part 835 to have the appropriate education, training, and skills. This provision applies to RCTs. To assist sites in meeting this requirement, DOE has provided, and continues to maintain, several guidance documents discussing the training, retraining and qualifications of RCTs. These include:
All of the above provide guidance on DOE's expectations for the
appropriate level of training, retraining, testing and qualification of
RCTs. DOE is soliciting comments on including, in 10 CFR part 835, requirements for RCT of training, retraining, testing and
qualification.
J. What Are the Proposed Changes in the Design and Control Requirements in 10 CFR Part 835?
DOE proposes to amend Sec. 835.1001(a) by replacing the text
``physical design features and administrative control'' with
``engineering and administrative controls''. DOE also proposes to amend
Sec. 835.1001(b) by replacing the text ``physical design features''
with ``engineering controls'' and proposes to amend Sec. 835.1003 by
replacing the text ``physical design features and administrative
controls'' with ``engineering and administrative controls''. These
changes are proposed in order to make the use of the terms consistent
with DOE Policy 450.4 ``Safety Management System Policy''. DOE considers the terms to be equivalent.
K. What Are the Proposed Changes in the General Provisions to Emergency Exposure Situations in 10 CFR Part 835?
DOE proposes to amend the general provisions to emergency exposure situations to clarify that the resumption of operations, pursuant to Sec. 835.1301(d), only applies to operations which have been suspended as a result of a dose in excess of the limits specified in section Sec. 835.202. DOE considers the proposed change to be only editorial. L. What Are the Changes to the DAC Values, Introductory Paragraph, and Footnotes in Appendix A to 10 CFR Part 835?
One of the options discussed earlier in this preamble is the
adoption of the system of dosimetry for intake of radioactive materials
set forth in more recent ICRP Publications. Because provisions
pertaining to the control of internal dose reference appendix A, DOE
proposes to modify the derived air concentration values contained in
appendix A to reflect the previously mentioned ICRP publications. The salient changes would be:
These proposed changes are explained in the introduction to appendix A.
In addition to the changes in the dosimetric models used to calculate the DACs in appendix A, several other changes to this appendix are proposed. One proposed change is to establish derived air concentration values for tritiated particulate aerosols, insoluble organically bound tritium and default values for radionuclides not listed in the appendix.
Subsequent to the November 4, 1998, amendment to 10 CFR part 835,
Occupational Radiation Protection (63 FR 59662), the Department and its
contractors have been researching and developing appropriate guidance
for individual exposure to tritiated particulate aerosols and insoluble
organically bound tritium. In 1999, the DOE Office of Worker Protection
Policy and Programs (EH52) issued Radiological Control Technical
Position RCTP 9902, Acceptable Approach for Developing Air
Concentration Values for Controlling Exposures to Tritiated Particulate
Aerosols and OrganicallyBound Tritium, which provided guidance on use
of acceptable air concentration values. In 2004 EH52 also published a
technical standard, Radiological Control Programs for Special Tritium
Compounds, DOEHDBK11842004, which provides additional guidance on
use of acceptable air concentration values. The ICRP publications do
not list dose coefficients for tritiated particulate aerosols and do
not specifically address insoluble organically bound tritium.
Therefore, DOE proposes including derived air concentration values for
these substances based on the methodology described in DOEHDBK1184
2004, adjusted to use the ICRP 60 dosimetric quantities. This handbook [[Page 46002]]
http://www.eh.doe.gov/radiation/ts.html and the Freedom of Information Reading Room.
Appendix A to 10 CFR part 835 does not include default values for radionuclides not listed in the appendices. Consistent with the NRC practice, DOE proposes to establish default values for radionuclides not listed in appendix A. One default value would apply for any isotope not already listed with a decay mode other than alpha emission or spontaneous fission and with a radioactive halflife greater than two hours. The default value would be the most restrictive applicable derived air concentration value already listed in appendix A for that type of decay, i.e., 1.E10 [mu]Ci/ml (4 Bq/m3). The second default value would apply for any isotope not already listed with a decay mode of alpha emission or spontaneous fission, or any mixture for which the identity or the concentration of any radionuclide in the mixture is not known. The default value would likewise be the most restrictive applicable derived air concentration value already listed in appendix A, i.e., 2.E13 [mu]Ci/ml (8.E03 Bq/m3). M. What Are the Proposed Changes to the DAC Values, Introductory Paragraph, and Footnotes in Appendix C to 10 CFR Part 835?
DOE proposes to amend appendix C to 10 CFR part 835 by changing the
term ``contaminated atmospheric cloud'' to ``cloud of airborne
radioactive material''. DOE considers this change to be only editorial.
Consistent with DOE's proposal to adopt the system of dosimetry for
intake of radioactive materials set forth in more recent ICRP
publications, DOE proposes to replace the air immersion derived air
concentration values in appendix C with new values which were
determined using ICRP Publication 68 methodology. Specifically, the
proposed values are derived from the dose conversion factors in Annex D
of ICRP publication 68 and assumes 250 days (50 weeks times 5 days per
week) exposure per year to get an effective dose of 5 rem in a year.
Consistent with the NRC, DOE also proposes to establish a default value
for any single radionuclide not listed in the appendix. The default
value would apply for any isotope not already listed with a decay mode
other than alpha emission or spontaneous fission and with a radioactive
halflife less than two hours. The derived air concentration would be
the most restrictive value already listed, i.e., 6.E06 [mu]Ci/ml (2.E+04 Bq/m3).
N. What Are the Proposed Changes to the Text and Footnotes in Appendix D to 10 CFR Part 835?
Several changes to appendix D are proposed in order to codify
guidance issued by the Department in Radiological Control Technical
Positions (RCTP) and to enhance the clarity of this section. In 10 Code
of Federal Regulations Part 835 Appendix DSurface Radioactivity
Values, RCTP 9602, DOE provided guidance on the application of
footnote 5 to this appendix that addresses surface contamination values
for mixed fission products containing Sr90. Based on this guidance,
DOE proposes to revise appendix D as follows: In the second group of nuclides (total surface radioactivity value1000 dpm/100
cm2; removable surface radioactivity value200 dpm/100
cm2) the parenthetical phrase ``including mixed fission
products where the Sr90 fraction is 90 percent or more of the total
activity'' would be inserted. A new group would be added to appendix D
(between the existing second and third groups) that consists of mixed
fission products where the Sr90 fraction is more than 50 percent but
less than 90 percent of the total activity. For this new group, the
total surface radioactivity value would be 3000 dpm/100 cm2
and the removable surface radioactivity value would be 600 dpm/100
cm2. In the group of betagamma emitters (total surface
radioactivity value5000 dpm/100 cm2; removable surface
radioactivity value1000 dpm/100 cm2) the term ``Sr90 and others'' would be replaced by the word ``those''.
In addition, DOE proposes to clarify footnote seven to Appendix D by replacing the term ``(alpha)'' with the sentence ``These limits only apply to the alpha emitters within the respective decay series.
DOE is not proposing changes to the surface radioactivity values in Appendix D at this time. DOE is aware of newly developed surface radioactivity criteria (see American National StandardSurface and Volume Radioactivity Standards for Clearance (ANSI/HPS N13.121999)), for the release of property and other items, which are more clearly based on potential risks than the surface contamination values in appendix D. However, to maintain a consistent application in the use of surface radioactivity values for both protection of workers and for protection of the public and the environment, DOE intends to continue evaluation of appendix D surface contamination values as a coordinated project that addresses both occupational and environmental aspects of this topic.
DOEHDBK11842004 recommends applying the 10 CFR part 835 subpart
L provisions when the contamination levels from insoluble tritiated
particles fixed to a surface exceed the removable tritium limit. DOE is
soliciting comments on the need to revise the rule to reflect this recommendation.
O. What Are the Proposed Changes to the Text and Footnote in Appendix E to 10 CFR Part 835?
As discussed earlier, DOE proposes to adopt the system of dosimetry for intake of radioactive materials set forth in more recent ICRP Publications. The appendix E values would be revised using the ICRP 60 methodology and using the same exposure scenarios as were discussed in the 1998 amendment to 10 CFR part 835. In summary, the values would be based on the more limiting of the quantity of radioactive material which results in either an external or internal whole body dose, from either inhalation or ingestion, of 100 millirem. The external exposure scenario assumes a photon exposure for 12 hours a day for 365 days with the source distance being at 1 meter. The internal exposure scenario assumes an instantaneous intake of 0.001% of the material by an individual. Consistent with the other proposed changes, appendix E values have been recalculated to reflect the previously mentioned ICRP publications.
DOE also proposes to add a footnote to appendix E that any type of tritiated particulate aerosol or organicallybound tritiated compound has a value of 10 Ci. This proposed change would be made to keep appendix E consistent with the proposed change to appendix A which includes the addition of tritiated compounds. The value of 10 Ci was derived using the same method as the other proposed values in appendix E, i.e., they are based on the exposure scenario discussed in the preamble to the 1998 amendment. Specifically, the inhalation exposure scenario used to derive the 10 Ci value assumes a 100 mrem dose from a Type S hafnium tritide particle (the most restrictive tritiated particulate aerosol or organicallybound tritiated compound) with a release fraction to be inhaled of 0.001%. A dose conversion value of 2.6 E10 Sv/Bq, using the methodology from Radiological Control Programs for Special Tritium Compounds, DOEHDBK11842004, adjusted to using the ICRP 60 dosimetric quantities, was used.
In addition, the appendix E value for Californium252, which decays by
[[Page 46003]]
spontaneous fission emitting neutrons, would be lower if the external
exposure assumption was for neutron instead of photon exposure.
Accordingly, DOE calculated the proposed appendix E value for
Californium252 by substituting a neutron exposure for the photon
exposure in the external exposure scenario using values from Reference
Neutron RadiationsPart 1: Characteristics and Methods of Production, ISO/CD, 85291.
P. For These Proposed Changes in 10 CFR Part 835, Does DOE Plan To Issue Guidance Documents?
The primary implementation guides which define DOE's expectations for the existing rule are the DOE G 441.1 series of 13 Implementation Guides for use with 10 CFR part 835. All of these guides are available through the DOE directives Web page on ``http://www.directives.doe.gov/serieslist.html ''.
DOE plans on updating these 13 guides to reflect the amended
requirements. DOE also plans to review and, as necessary, incorporate
the DOE Radiological Control Technical Positions issued by the DOE
Office of Worker Protection Policy and Programs into the Implementation
Guides. DOE Technical Standards developed by the DOE Office of Worker
Protection Policy and Programs will be updated as part of their routine
five year reaffirmation process. In particular, these Technical
Standards include: DOESTD109899 Radiological Control, DOESTD1121
98 Internal Dosimetry and the series of handbook relating to radiation protection training.
Q. Would a Contractor Need To Submit Any Documents for DOE Approval?
Section 835.101(g) requires contractors to update their Radiation
Protection Program (RPP) and submit it to the DOE within 180 days of
the effective date of any modifications to part 835. In accordance with
10 CFR 835.101(f), the RPP shall include plans, schedules, and other
measures for achieving compliance no later than three years following
the effective date of the amendment. DOE has issued guidance on
submittal of RPPs in DOE G 441.11A, Management and Administration of Radiation Protection Programs.
V. Procedural Requirements
DOE has reviewed these proposed amendments to 10 CFR parts 820 and 835 under the National Environmental Policy Act (NEPA) of 1969 (42 U.S.C. 4321 et seq.), the Council on Environmental Quality's regulations (40 CFR parts 150008), and DOE's implementing regulations (10 CFR part 1021). Categorical Exclusion A5 in Appendix A to Subpart D of 10 CFR part 1021 (rulemaking that amends an existing rule without changing the environmental effect of the amended rule) applies to this rulemaking. Accordingly, DOE has not prepared an environmental impact statement or an environmental assessment pursuant to NEPA.
This proposed rule has been determined not to be a ``significant regulatory action'' within the scope of section 3(f) of the Executive Order 12866, ``Regulatory Planning and Review'' (58 FR 51735, October 4, 1993. Accordingly, this proposed rule was not reviewed under the Executive Order by the Office of Information and Regulatory Affairs in the Office of Management and Budget.
The Regulatory Flexibility Act, 5 U.S.C. 601 et seq., requires that a Federal agency prepare a regulatory flexibility analysis for any rule for which the agency is required to publish a general notice of proposed rulemaking. The requirement to prepare an analysis does not apply, however, if the agency certifies that a rule will not have a significant economic impact on a substantial number of small entities. As required by Executive Order 13272, ``Proper Consideration of Small Entities in Agency Rulemaking,'' 67 FR 53461 (August 16, 2002), DOE published procedures and policies on February 19, 2003, to ensure that the potential impacts of its rules on small entities are properly considered during the rulemaking process (68 FR 7990). DOE has made its procedures and policies available on the Office of General Counsel's Web site: http://www.gc.doe.gov.
The impact of the changes to 10 CFR part 820 are primarily for DOE's administration of its enforcement program. The impact of the changes to 10 CFR part 835 are primarily with respect to large management and operating contractors. Subcontractors and suppliers are expected to satisfy the provisions of 10 CFR part 835 primarily through the programs and procedures established by prime contractors. The impacts to small entities with respect to changes to 10 CFR parts 820 and 835 are expected to be minor and the costs of compliance are reimbursable under contracts with DOE. On this basis, DOE certifies that this rule will not have a significant economic impact on a substantial number of small entities and, therefore, no analysis has been prepared.
The information collection provisions of this proposed rule are not substantially different from those contained in DOE contracts with DOE prime contractors covered by this proposed rule. The information collection was previously approved by the Office of Management and Budget (OMB) and assigned OMB Control No. 19100300. Accordingly, no additional Office of Management and Budget clearance is required by the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.).
Executive Order 13132 (64 FR 43255, August 10, 1999), requires agencies to develop an accountable process to ensure meaningful and timely input by State and local officials in the development of regulatory policies that have ``federalism implications.'' Policies that have federalism implications are defined in the Executive Order to include regulations that have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. DOE has examined the proposed changes to 10 CFR parts 820 and 835 and determined that they do not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among various levels of government. No further action is required by Executive Order 13132.
Title II of the Unfunded Mandates Reform Act of 1995, 2 U.S.C. 1531 et seq., requires each Federal agency, to the extent permitted by law, to prepare a written assessment of the effects of any Federal mandate in an agency rule that may result in the expenditure by State, local, and tribal governments, in the aggregate or by the private sector, of $100 million or more (adjusted annually for inflation) in any one year.
This proposed rule would amend 10 CFR parts 820 and 835. The 10 CFR
part 835 changes would apply only to activities conducted by or for DOE [[Page 46004]]
involving individual exposure to ionizing radiation. Any costs
resulting from implementation of DOE's management, operation, and
enforcement of its nuclear safety program are ultimately borne by the
Federal Government. Therefore, the requirements of Title II of the Unfunded Mandates Reform Act of 1995 do not apply.
With respect to the review of existing regulations and the
promulgation of new regulations, section 3 of Executive Order 12988,
``Civil Justice Reform,'' 61 FR 4729 (February 7, 1996), imposes on
Executive agencies the general duty to eliminate drafting errors and
ambiguity, write regulations to minimize litigation, provide a clear
legal standard for affected conduct rather than a general standard, and
promote simplification and burden reduction. Section 3(c) of Executive
Order 12988 requires Executive agencies to review regulations in light
of applicable standards in section 3(a) and section 3(b) to determine
whether they are met. DOE has completed the required review and
determined that, to the extent permitted by law, this notice of
proposed rulemaking to amend 10 CFR parts 820 and 835 meets the relevant standards of Executive Order 12988.
H. Review Under the Treasury and General Government Appropriations Act, 1999
Section 654 of the Treasury and General Government Appropriations Act, 1999 (Pub. L. 105277) requires Federal agencies to issue a Family Policymaking Assessment for any proposed rule or policy that may affect family wellbeing. The proposed amendments to 10 CFR parts 820 and 835 would not impact on the autonomy or integrity of the family institution. Accordingly, DOE has concluded that it is not necessary to prepare a Family Policymaking Statement.
Executive Order 13211, ``Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use'' (66 FR
28355, May 22, 2001) requires Federal agencies to prepare and submit to
the Office of Information and Regulatory Affairs in the Office of
Management and Budget a Statement of Energy Effects for any significant
energy action. Today's proposed rule is not a significant energy
action, as that term is defined in the Executive Order. Accordingly, DOE has not prepared a Statement of Energy Effects.
J. Review Under the Treasury and General Government Appropriations Act, 2001
The Treasury and General Government Appropriation Act, 2001 (44 U.S. C. 3516, note) provides for agencies to review most dissemination of information to the public under guidelines established by each agency pursuant to general guidelines issued by OMB. OMB'S guidelines were published at 67 FR 8452 (February 22, 2002), and DOE's guidelines were published at 67 FR 62446 (October 7, 2002). DOE has reviewed today's notice under the OMB and DOE guidelines and has concluded that it is consistent with applicable policies in those guidelines. K. Approval of the Office of the Secretary of Energy
The Office of the Secretary has approved the issuance of this notice of proposed rulemaking.
VI. Opportunity for Public Comment
Interested persons are invited to participate in this proceeding by submitting data, views, or comments on this proposed rule. Three copies of written comments should be submitted to the address indicated in the ADDRESSES section of this notice of proposed rulemaking. Comments should be identified on the outside of the envelope and on the comments themselves with the designated ``Docket No. EHRM02835'' or ``RIN 1901AA95.'' All comments received on or before the date specified at the beginning of this notice will be considered before final action is taken in this rulemaking. Because of recent delays in the delivery of mail to DOE, we recommend that comments also be sent by email to the address given at the beginning of this notice of proposed rulemaking.
All submitted comments will be available for public inspection as part of the administrative record for this rulemaking in the DOE Freedom of Information Reading Room at the address given in the ADDRESSES section of this notice of proposed rulemaking.
Pursuant to the provisions of 10 CFR 1004.11, anyone submitting information or data that he or she believes to be confidential and exempt by law from public disclosure should submit one complete copy of the document, as well as two copies, if possible, from which the information has been deleted. DOE will make its determination as to the confidentiality of the information and treat it accordingly. B. Public Hearing
A public hearing will be held at the time, date, and location indicated in the DATES and ADDRESSES sections of this notice. DOE invites any person who has an interest in the proposed rule, or who is a representative of a group or class of persons that has an interest, to make a request for an opportunity to make an oral presentation at the hearing. Requests to speak should be sent to the mailing address or email address or made by calling the telephone number given in the DATES section of this notice. Requests must be received by the time specified in the DATES section of this notice. The person making the request should provide a daytime telephone number. Each person selected to speak at a public hearing will be notified as to his or her approximate speaking time. DOE reserves the right to select persons to be heard at each hearing, to schedule their presentations, and to establish procedures governing the conduct of the hearing. The length of each presentation will be limited to 10 minutes, unless the hearing officer determines that the number of persons requesting to speak permits longer presentation times.
A departmental official will be designated to preside at the hearing. The hearing will not be a judicial or a trialtype hearing but will be conducted in accordance with 5 U.S.C. 553 and section 501 of the Department of Energy Organization Act, 42 U.S.C. 7191. Only those persons conducting the hearing may ask questions. At the conclusion of all initial oral statements, each person will be given the opportunity to make a rebuttal statement. The rebuttal statements will be given in the same order as the initial statements. Any further procedural rules needed for the proper conduct of the hearing will be announced by the Presiding Officer at the hearing.
DOE will retain the record of the full hearing, including the transcript, and make it available for inspection and copying in the DOE Freedom of Information Reading Room at the address provided in the ADDRESSES section of this notice. Transcripts may be purchased from the court reporter.
If DOE must cancel the hearing, every effort will be made to
publish an advance notice of such cancellation in the Federal Register.
Notice of cancellation also will be given to all persons scheduled to
speak at the hearing. The hearing date may be canceled in the event no public testimony has been scheduled in advance.
[[Page 46005]]
List of Subjects
Administrative practice and procedure, Federal buildings and facilities, Government contracts, Nuclear energy, Nuclear materials, Nuclear power plants and reactors, Nuclear safety, Penalties, Public health, and Radiation protection.
Federal buildings and facilities, Nuclear energy, Nuclear
materials, Nuclear power plants and reactors, Nuclear safety,
Occupational safety and health, Radiation protection, and Reporting and recordkeeping requirements.
Issued in Washington, DC on July 6, 2006.
C. Russell H. Shearer,
Acting Assistant Secretary for Environment, Safety and Health.
For the reasons set forth in the preamble, Parts 820 and 835 of Chapter III, Title 10, of the Code of Federal Regulations are proposed to be amended as set forth below.
1. The authority citation for part 820 is revised to read as follows:
Authority: 42 U.S.C. 2201; 2282(a); 7191; 28 U.S.C. 2461 note; 50 U.S.C. 2410.
2. In Sec. 820.1 paragraph (c) is revised to read as follows: Sec. 820.1 Purpose and Scope.
* * * * *
(c) Exclusion. Activities and facilities covered under E.O. 12344,
42 U.S.C. 7158 note, pertaining to Naval nuclear propulsion are
excluded from the requirements of subparts D and E of this part
regarding interpretations and exemptions related to this part. The
Deputy Administrator for Naval Reactors or his designee will be
responsible for formulating, issuing, and maintaining appropriate
records of interpretations and exemptions for these facilities and activities.
3. In Sec. 820.2 revise the definitions for ``Director'', and
``Secretarial Officer'', and add a new definition for ``NNSA'', in alphabetical order to read as follows:
Sec. 820.2 Definitions.
Director means a DOE Official to whom the Secretary has assigned the authority to investigate the nature and extent of compliance with the requirements of this part. With regard to activities and facilities covered under E.O. 12344, 42 U.S.C. 7158 note, pertaining to Naval nuclear propulsion, the Director shall mean the Deputy Administrator for Naval Reactors or his designee.
NNSA means the National Nuclear Security Administration. * * * * *
Secretarial Officer means the Assistant Secretary, NNSA
Administrator, Deputy Administrator, Program Office Director, or
equivalent DOE official who has primary line management responsibility for a contractor.
* * * * *
4. Section 820.13 is added to read as follows:
Sec. 820.13 Direction to NNSA contractors.
(a) Notwithstanding any other provision of this part, and pursuant to section 3220 of Public Law 10665, as amended, the NNSA
Administrator, rather than the Director, signs, issues and serves the following actions that direct NNSA contractors:
(1) Subpoenas;
(2) Orders to compel attendance;
(3) Disclosures of information or documents obtained during an investigation or inspection;
(4) Preliminary notices of violations; and
(5) Final notices of violations.
(b) The NNSA Administrator shall act after consideration of the Director's recommendation.
5. In Sec. 820.21, paragraphs (g) and (h) are added to read as follows:
Sec. 820.21 Investigations.
* * * * *
(g) The Director may issue enforcement letters that communicate
DOE's expectations with respect to any aspect of the requirements of
DOE's Nuclear Safety Requirements, including identification and
reporting of issues, corrective actions, and implementation of the
DOE's Nuclear Safety Requirements, provided that an enforcement letter
may not create the basis for any legally enforceable requirement
FOR FURTHER INFORMATION CONTACT For further information concerning public participation in this rulemaking proceeding, see Section VI of this notice of proposed rulemaking (Opportunity for Public Comment).
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 26 CFR Part 1 40 CFR Part 180 47 CFR Part 73 50 CFR Part 17 33 CFR Part 117 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 33 CFR Part 100 40 CFR Part 63 26 CFR Part 301 50 CFR Part 622 39 CFR Part 111 40 CFR Part 300 44 CFR Part 65 50 CFR Part 660 40 CFR Part 271 40 CFR Parts 52 and 81 47 CFR Part 64 50 CFR Part 665 49 CFR Part 571 21 CFR Part 522 44 CFR Part 64 14 CFR Part 23 47 CFR Part 76