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EPA ID: [EPA-R03-OAR-2006-0862; FRL-8310-1]
SUBJECT CATEGORY: Approval and Promulgation of Air Quality Implementation Plans; Pennsylvania; Redesignation of the Tioga County Ozone Nonattainment Area to Attainment and Approval of the Area's Maintenance Plan and 2002 Base Year Inventory
DOCUMENT SUMMARY: EPA is proposing to approve a redesignation request and State
Implementation Plan (SIP) revisions submitted by the Commonwealth of
Pennsylvania. The Pennsylvania Department of Environmental Protection
(PADEP) is requesting that the Tioga County ozone nonattainment area
(Tioga Area) be redesignated as attainment for the 8hour ozone
national ambient air quality standard (NAAQS). EPA is proposing to
approve the ozone redesignation request for Tioga Area. In conjunction
with its redesignation request, PADEP submitted a SIP revision consisting of a maintenance
[[Page 26047]]
plan for Tioga Area that provides for continued attainment of the 8
hour ozone NAAQS for at least 10 years after redesignation. EPA is
proposing to make a determination that the Tioga Area has attained the
8hour ozone NAAQS, based upon three years of complete, qualityassured
ambient air quality ozone monitoring data for 20032005. EPA's proposed
approval of the 8hour ozone redesignation request is based on its
determination that the Tioga Area has met the criteria for
redesignation to attainment specified in the Clean Air Act (CAA). In
addition, PADEP submitted a 2002 base year inventory for the Tioga Area
which EPA is proposing to approve as a SIP revision. EPA is also
providing information on the status of its adequacy determination for
the motor vehicle emission budgets (MVEBs) that are identified in the
Tioga Area maintenance plan for purposes of transportation conformity,
which EPA is also proposing to approve. EPA is proposing approval of
the redesignation request, and the maintenance plan and the 2002 base
year inventory SIP revisions in accordance with the requirements of the
CAA.
SUMMARY: Pennsylvania,
On September 28, 2006, PADEP formally submitted a request to
redesignate the Tioga Area from nonattainment to attainment of the 8
hour NAAQS for ozone. Concurrently, on September 28, 2006, PADEP
submitted a maintenance plan for the Tioga Area as a SIP revision to
ensure continued attainment for at least 10 years after redesignation.
PADEP also submitted a 2002 base year inventory as a SIP revision on
September 28, 2006 and a supplement submittal on November 14, 2006. The Tioga Area is currently designated as a basic 8hour ozone
nonattainment area. EPA is proposing to determine that the Tioga Area
has attained the 8hour ozone NAAQS and that it has met the
requirements for redesignation pursuant to section 107(d)(3)(E) of the
CAA. EPA is, therefore, proposing to approve the redesignation request
to change the designation of the Tioga Area from nonattainment to
attainment for the 8hour ozone NAAQS. EPA is also proposing to approve
the Tioga Area maintenance plan as a SIP revision, such approval being
one of the CAA criteria for redesignation to attainment status. The
maintenance plan is designed to ensure continued attainment in the
Tioga Area for the next ten years. EPA is also proposing to approve the
2002 base year inventory for the Tioga Area as a SIP revision.
Additionally, EPA is announcing its action on the adequacy process for
the MVEBs identified in the Tioga Area maintenance plan, and proposing
to approve the MVEBs identified for volatile organic compounds (VOC)
and nitrogen oxides (NO
II. What Is the Background for These Proposed Actions?
Groundlevel ozone is not emitted directly by sources. Rather,
emissions of NO
On July 18, 1997, EPA promulgated a revised 8hour ozone standard
of 0.08 parts per million (ppm). This new standard is more stringent than the previous 1hour ozone standard. EPA
[[Page 26048]]
designated, as nonattainment, any area violating the 8hour ozone NAAQS
based on the air quality data for the three years of 20012003. These
were the most recent three years of data at the time EPA designated 8
hour areas. The Tioga Area was designated as basic 8hour ozone
nonattainment status in a Federal Register notice signed on April 15,
2004 and published on April 30, 2004 (69 FR 23857), based on its
exceedance of the 8hour healthbased standard for ozone during the years 20012003.
On April 30, 2004, EPA issued a final rule (69 FR 23951, 23996) to revoke the 1hour ozone NAAQS in the Tioga Area (as well as most other areas of the country) effective June 15, 2005. See, 40 CFR 50.9(b); 69 FR at 23966 (April 30, 2004); 70 FR 44470 (August 3, 2005).
However, on December 22, 2006, the U.S. Court of Appeals for the District of Columbia Circuit vacated EPA's Phase 1 Implementation Rule for the 8hour Ozone Standard, (69 FR 23951, April 30, 2004), See, South Coast Air Quality Management Dist. v. EPA, 472 F.3d 882 (D.C. Cir. 2006) (hereafter ``South Coast.''). The Court held that certain provisions of EPA's Phase 1 Rule were inconsistent with the requirements of the Clean Air Act. The Court rejected EPA's reasons for implementing the 8hour standard in nonattainment areas under subpart 1 in lieu of subpart 2 of Title I, Part D of the Act. The Court also held that EPA improperly failed to retain four measures required for 1hour nonattainment areas under the antibacksliding provisions of the regulations: (1) Nonattainment area New Source Review (NSR) requirements based on an area's 1hour nonattainment classification; (2) Section 185 penalty fees for 1hour severe or extreme nonattainment areas; (3) measures to be implemented pursuant to section 172(c)(9) or 182(c)(9) of the Act, on the contingency of an area not making reasonable further progress toward attainment of the 1hour NAAQS, or for failure to attain that NAAQS; and (4) the certain conformity requirements for certain types of federal actions. The Court upheld EPA's authority to revoke the 1hour standard provided there were adequate antibacksliding provisions. Elsewhere in this document, mainly in section VI.B. ``The Tioga Area Has Met All Applicable Requirements Under Section 110 and Part D of the CAA and Has Fully Approved SIP under Section 110(k) of the CAA,'' EPA discusses its rationale why the decision in South Coast is not an impediment to redesignating the Tioga Area to attainment of the 8hour ozone NAAQS.
The CAA, Title I, Part D, contains two sets of provisionssubpart 1 and subpart 2that address planning and control requirements for nonattainment areas. Subpart 1 (which EPA refers to as ``basic'' nonattainment) contains general, less prescriptive requirements for nonattainment areas for any pollutantincluding ozonegoverned by a NAAQS. Subpart 2 (which EPA refers to as ``classified'' nonattainment) provides more specific requirements for ozone nonattainment areas. Some 8hour ozone nonattainment areas are subject only to the provisions of subpart 1. Other areas are also subject to the provisions of subpart 2. Under EPA's 8hour ozone implementation rule, an area was classified under subpart 2 based on its 8hour ozone design value (i.e., the 3 year average annual fourthhighest daily maximum 8hour average ozone concentration), if it had a 1hour design value at or above 0.121 ppm (the lowest 1hour design value in the CAA for subpart 2 requirements). All other areas are covered under subpart 1, based upon their 8hour design values. In 2004, Tioga Area was designated a basic 8hour ozone nonattainment area based upon air quality monitoring data from 2001 2003, and therefore, is subject to the requirements of subpart 1 of Part D.
Under 40 CFR part 50, the 8hour ozone standard is attained when the 3year average of the annual fourthhighest daily maximum 8hour average ambient air quality ozone concentrations is less than or equal to 0.08 ppm (i.e., 0.084 ppm when rounding is considered). See 69 FR 23857, (April 30, 2004) for further information. Ambient air quality monitoring data for the 3year period must meet data completeness requirements. The data completeness requirements are met when the average percent of days with valid ambient monitoring data is greater than 90 percent, and no single year has less than 75 percent data completeness as determined in Appendix I of 40 CFR part 50. The ozone monitoring data from the 3year period of 20032005 indicates that the Tioga Area has a design value of 0.081 ppm. Therefore, the ambient ozone data for the Tioga Area indicates no violations of the 8hour ozone standard.
The Tioga Area consists of Tioga County, Pennsylvania. Prior to its designation as an 8hour ozone nonattainment area, Tioga Area was an attainment/unclassifiable area for the 1hour ozone nonattainment NAAQS. See 56 FR 56694 (November 6, 1991).
On September 28, 2006, PADEP requested that the Tioga Area be
redesignated to attainment for the 8hour ozone standard. The
redesignation request included 3 years of complete, qualityassured
data for the period of 20032005, indicating that the 8hour NAAQS for
ozone had been achieved in the Tioga Area. The data satisfies the CAA
requirements when the 3year average of the annual fourthhighest daily
maximum 8hour average ozone concentration (commonly referred to as the
area's design value) is less than or equal to 0.08 ppm (i.e., 0.084 ppm
when rounding is considered). Under the CAA, a nonattainment area may
be redesignated if sufficient complete, qualityassured data is
available to determine that the area has attained the standard and the
area meets the other CAA redesignation requirements set forth in section 107(d)(3)(E).
III. What Are the Criteria for Redesignation to Attainment?
The CAA provides the requirements for redesignating a nonattainment
area to attainment. Specifically, section 107(d)(3)(E) of the CAA, allows for redesignation, providing that:
(1) EPA determines that the area has attained the applicable NAAQS;
(2) EPA has fully approved the applicable implementation plan for the area under section 110(k);
(3) EPA determines that the improvement in air quality is due to
permanent and enforceable reductions in emissions resulting from
implementation of the applicable SIP and applicable Federal air
pollutant control regulations and other permanent and enforceable reductions;
(4) EPA has fully approved a maintenance plan for the area as meeting the requirements of section 175A; and
(5) The State containing such area has met all requirements applicable to the area under section 110 and Part D.
EPA provided guidance on redesignation in the General Preamble for
the Implementation of Title I of the CAA Amendments of 1990, on April
16, 1992 (57 FR 13498), and supplemented this guidance on April 28,
1992 (57 FR 18070). EPA has provided further guidance on processing redesignation requests in the following documents:
On September 28, 2006, PADEP requested redesignation of the Tioga Area to attainment for the 8hour ozone standard. On September 28, 2006, PADEP submitted a maintenance plan for the Tioga Area as a SIP revision to assure continued attainment at least 10 years after redesignation. EPA has determined that the Tioga Area has attained the standard and has met the requirements for redesignation set forth in section 107(d)(3)(E). PADEP also submitted a 2002 base year inventory concurrently with its maintenance plan as a SIP revision and supplemented on November 14, 2006.
Approval of the redesignation request would change the designation
of the Tioga Area from nonattainment to attainment for the 8hour ozone
NAAQS found at 40 CFR part 81. It would also incorporate into the
Pennsylvania SIP a 2002 base year inventory and a maintenance plan
ensuring continued attainment of the 8hour ozone NAAQS in the Tioga
Area for the next 10 years. The maintenance plan includes contingency
measures to remedy any future violations of the 8hour NAAQS (should
they occur), and identifies the MVEBs for NO
Table 1.Motor Vehicle Emissions Budgets in Tons Per Day (tpd)
Year NOX VOC
2004.................................................. 4.8 3.0
2009.................................................. 3.4 2.2
2018.................................................. 1.6 1.3 VI. What is EPA's Analysis of the State's Request?
EPA is proposing to determine that Tioga Area has attained the 8 hour ozone standard and that all other redesignation criteria have been met. The following is a description of how PADEP's September 28, 2006 submittal satisfies the requirements of section 107(d)(3)(E) of the CAA.
EPA is proposing to determine that the Tioga Area has attained the 8hour ozone NAAQS. For ozone, an area may be considered to be attaining the 8hour ozone NAAQS if there are no violations, as determined in accordance with 40 CFR 50.10 and Appendix I of part 50, based on three complete and consecutive calendar years of quality assured air quality monitoring data. To attain this standard, the design value, which is the 3year average of the fourthhighest daily maximum 8hour average ozone concentrations, measured at each monitor within the area over each year must not exceed the ozone standard of 0.08 ppm. Based on the rounding convention described in 40 CFR part 50, Appendix I, the standard is attained if the design value is 0.084 ppm or below. The data must be collected and qualityassured in accordance with 40 CFR part 58, and recorded in the Air Quality System (AQS). The monitors generally should have remained at the same location for the duration of the monitoring period required for demonstrating attainment.
In the Tioga Area, there is one monitor that measures air quality
with respect to ozone. As part of its redesignation request,
Pennsylvania submitted ozone monitoring data for the years 20032005
(the most recent three years of data available as of the time of the
redesignation request) for the Tioga Area. This data has been quality
assured and is recorded in AQS. The fourthhigh 8hour daily maximum
concentrations, along with the threeyear average, are summarized in Table 2.
Table 2.Tioga County Nonattainment Area Fourth Highest 8Hour Average Values; Tioga County Monitor, AQS ID 421174000
Annual 4th High Reading
Year (ppm) 2003...................................... 0.084
2004...................................... 0.079
The average for the 3year period 2003 through 2005 is 0.081 ppm
The air quality data for 20032005 show that the Tioga Area has
attained the standard with a design value of 0.081 ppm. The data
collected at the Tioga Area monitor satisfies the CAA requirement that
the 3year average of the annual fourthhighest daily maximum 8hour
average ozone concentration is less than or equal to 0.08 ppm. PADEP's
request for redesignation for the Tioga Area indicates that the data
was quality assured in accordance with 40 CFR part 58. PADEP uses the
AQS as the permanent database to maintain its data and quality assures
the data transfers and content for accuracy. In addition, as discussed
below with respect to the maintenance plan, PADEP has committed to
continue monitoring in accordance with 40 CFR part 58. In summary, EPA
has determined that the data submitted by Pennsylvania and taken from
AQS indicates that Tioga Area has attained the 8hour ozone NAAQS. [[Page 26050]]
B. The Tioga Area Has Met All Applicable Requirements Under Section 110
and Part D of the CAA and Has a Fully Approved SIP Under Section 110(k) of the CAA
EPA has determined that the Tioga Area has met all SIP requirements applicable for purposes of this redesignation under section 110 of the CAA (General SIP Requirements) and that it meets all applicable SIP requirements under Part D of Title I of the CAA, in accordance with section 107(d)(3)(E)(v). In addition, EPA has determined that the SIP is fully approved with respect to all requirements applicable for purposes of redesignation in accordance with section 107(d)(3)(E)(ii). In making these proposed determinations, EPA ascertained what requirements are applicable to the area and determined that the applicable portions of the SIP meeting these requirements are fully approved under section 110(k) of the CAA. We note that SIPs must be fully approved only with respect to applicable requirements.
The September 4, 1992 Calcagni memorandum (``Procedures for Processing Requests to Redesignate Areas to Attainment,'' Memorandum from John Calcagni, Director, Air Quality Management Division, September 4, 1992) describes EPA's interpretation of section 107(d)(3)(E) with respect to the timing of applicable requirements. Under this interpretation, to qualify for redesignation, States requesting redesignation to attainment must meet only the relevant CAA requirements that come due prior to the submittal of a complete redesignation request. See also, Michael Shapiro memorandum, September 17, 1993, and 60 FR 12459, 1246566, (March 7, 1995) (redesignation of DetroitAnn Arbor). Applicable requirements of the CAA that come due subsequent to the area's submittal of a complete redesignation request remain applicable until a redesignation is approved, but are not required as a prerequisite to redesignation. Section 175A(c) of the CAA. Sierra Club v. EPA, 375 F.3d 537 (7th Cir. 2004). See also, 68 FR 25424, 25427 (May 12, 2003) (redesignation of St. Louis).
This action also sets forth EPA's views on the potential effect of the Court's ruling in South Coast on this redesignation action. For the reasons set forth below, EPA does not believe that the Court's ruling alters any requirements relevant to this redesignation action so as to preclude redesignation, and does not prevent EPA from finalizing this redesignation. EPA believes that the Court's decision, as it currently stands or as it may be modified based upon any petition for rehearing that has been filed, imposes no impediment to moving forward with redesignation of this area to attainment, because in either circumstance redesignation is appropriate under the relevant redesignation provisions of the Act and longstanding policies regarding redesignation requests.
Section 110(a)(2) of Title I of the CAA delineates the general
requirements for a SIP, which include enforceable emissions limitations
and other control measures, means, or techniques, provisions for the
establishment and operation of appropriate devices necessary to collect
data on ambient air quality, and programs to enforce the limitations.
The general SIP elements and requirements set forth in section 110(a)(2) include, but are not limited to, the following:
Section 110(a)(2)(D) requires that SIPs contain certain measures to
prevent sources in a State from significantly contributing to air
quality problems in another State. To implement this provision, EPA has
required certain States to establish programs to address transport of
air pollutants in accordance with the NO
Thus, we do not believe that these requirements are applicable
requirements for purposes of redesignation. In addition, EPA believes
that the other section 110 elements not connected with nonattainment
plan submissions and not linked with an area's attainment status are
not applicable requirements for purposes of redesignation. The Tioga
Area will still be subject to these requirements after it is
redesignated. The section 110 and Part D requirements, which are linked
with a particular area's designation and classification, are the
relevant measures to evaluate in reviewing a redesignation request.
This policy is consistent with EPA's existing policy on applicability
of conformity (i.e., for redesignations) and oxygenated fuels
requirement. See, Reading, Pennsylvania, proposed and final rulemakings
(61 FR 5317453176, October 10, 1996), (62 FR 24816, May 7, 1997);
ClevelandAkronLorain, Ohio, final rulemaking (61 FR 20458, May 7,
1996); and Tampa, Florida, final rulemaking (60 FR 62748, December 7,
1995). See also, the discussion on this issue in the Cincinnati
redesignation (65 FR at 37890, June 19, 2000), and in the Pittsburgh
redesignation (66 FR at 50399, October 19, 2001). Similarly, with
respect to the NO
EPA believes that section 110 elements not linked to the area's nonattainment status are not applicable for purposes of redesignation. Any section 110 requirements that are linked to the Part D requirements for 8hour ozone nonattainment areas are not yet due, because, as we explain later in this notice, no Part D requirements applicable for purposes of redesignation under the 8hour standard became due prior to submission of the redesignation request.
Because the Pennsylvania SIP satisfies all of the applicable
general SIP elements and requirements set forth in section 110(a)(2),
EPA concludes that Pennsylvania has satisfied the criterion of section 107(d)(3)(E) regarding section 110 of the Act.
[[Page 26051]]
2. Part D Nonattainment Area Requirements Under the 1Hour and 8Hour Standards
The Tioga Area was designated a basic nonattainment area for the 8 hour ozone standard. Sections 172176 of the CAA, found in subpart 1 of Part D, set forth the basic nonattainment requirements for all nonattainment areas. As discussed previously, because the Tioga Area was designated unclassifiable/attainment under the 1hour standard, and was never designated nonattainment for the 1hour standard, there are no outstanding 1hour nonattainment area requirements it would be required to meet. Thus, we find that the Court's ruling does not result in any additional 1hour requirements for purposes of redesignation.
With respect to the 8hour standard, EPA notes that the Court's ruling rejected EPA's reasons for classifying areas under subpart 1 for the 8hour standard, and remanded that matter to the Agency. Consequently, it is possible that this area could, during a remand to EPA, be reclassified under subpart 2. Although any future decision by EPA to classify this under subpart 2 might trigger additional future requirements for the area, EPA believes that this does not mean that redesignation of the area cannot now go forward. This belief is based upon (1) EPA's longstanding policy of evaluating requirements in accordance with the requirements due at the time the request is submitted; and (2) consideration of the inequity of applying retroactively any requirements that might in the future be applied.
At the time the redesignation request was submitted, the Tioga Area was classified under subpart 1 and was obligated to meet subpart 1 requirements. Under EPA's longstanding interpretation of section 107(d)(3)(E) of the Clean Air Act, to qualify for redesignation, states requesting redesignation to attainment must meet only the relevant SIP requirements that came due prior to the submittal of a complete redesignation request. September 4, 1992 Calcagni memorandum (``Procedures for Processing Requests to Redesignate Areas to Attainment,'' Memorandum from John Calcagni, Director, Air Quality Management Division). See also, Michael Shapiro Memorandum, September 17, 1993, and 60 FR 12459, 1246566 (March 7, 1995) (Redesignation of DetroitAnn Arbor); Sierra Club v. EPA, 375 F.3d 537 (7th Cir. 2004) (which upheld this interpretation); 68 FR 25418, 25424, 25427 (May 12, 2003) (redesignation of St. Louis).
Moreover, it would be inequitable to retroactively apply any new SIP requirements that were not applicable at the time the request was submitted. The D.C. Circuit recognized the inequity in such retroactive rulemaking. See, Sierra Club v. Whitman, 285 F. 3d 63 (D.C. Cir. 2002), in which the D.C. Circuit upheld a District Court's ruling refusing to make retroactive an EPA determination that was past the statutory due date. Such a determination would have resulted in the imposition of additional requirements on the area. The Court stated: ``Although EPA failed to make the nonattainment determination within the statutory time frame, Sierra Club's proposed solution only makes the situation worse. Retroactive relief would likely impose large costs on the States, which would face fines and suits for not implementing air pollution prevention plan in 1997, even though they were not on notice at the time.'' Id. at 68. Similarly, here it would be unfair to penalize the area by applying to it for purposes of resedignation additional SIP requirements under subpart 2 that were not in effect at the time it submitted its redesignation request.
With respect to the 8hour standard, EPA proposes to determine that Pennsylvania's SIP meets all applicable SIP requirements under Part D of the CAA, because no 8hour ozone standard Part D requirements applicable for purposes of redesignation became due prior to submission of the redesignation request for the Tioga Area. Because the Commonwealth submitted a complete redesignation request for the Tioga Area prior to the deadline for any submissions required under the 8 hour standard, we have determined that the Part D requirements do not apply to the Tioga Area for the purposes of redesignation.
In addition to the fact that no Part D requirements applicable under the 8hour standard became due prior to submission of the redesignation request, EPA believes it is reasonable to interpret the general conformity and NSR requirements of Part D as not requiring approval prior to redesignation.
With respect to section 176, Conformity Requirements, section 176(c) of the CAA requires States to establish criteria and procedures to ensure that Federally supported or funded projects conform to the air quality planning goals in the applicable SIP. The requirement to determine conformity applies to transportation plans, programs, and projects developed, funded or approved under Title 23 U.S.C. and the Federal Transit Act (``transportation conformity'') as well as to all other Federally supported or funded projects (``general conformity''). State conformity revisions must be consistent with Federal conformity regulations relating to consultation, enforcement and enforceability that the CAA required EPA to promulgate.
EPA believes it is reasonable to interpret the conformity SIP requirements as not applying for purposes of evaluating the redesignation request under section 107(d) since State conformity rules are still required after redesignation and Federal conformity rules apply where State rules have not been approved. See, Wall v. EPA, 265 F. 3d 426, 438440 (6th Cir. 2001), upholding this interpretation. See also, 60 FR 62748 (December 7, 1995).
In the case of the Tioga Area, EPA has also determined that before being redesignated, the Tioga Area need not comply with the requirement that a NSR program be approved prior to redesignation. The Part D NSR SIP revision does not come due until June 15, 2007, see, 70 FR 71683, November 29, 2005, and thus is not an applicable requirement with respect to redesignation. Additionally, Pennsylvania's preconstruction permitting program regulations in Chapter 127.200217 of the Pennsylvania Code (approved into the SIP at 40 CFR 52.2020(c)), apply only to ozone nonattainment area sources that are located in areas classified as marginal or worse, i.e., to subpart 2 nonattainment areas. Pennsylvania's NSR regulations do not apply to sources in nonattainment areas classified as basic nonattainment under subpart 1. Consequently, sources in the Tioga Area are subject to Part D NSR requirements of Appendix S to 40 CFR part 51, pursuant to 40 CFR 52.24(k). Appendix S of 40 CFR part 51 contains the preconstruction permitting program that applies to major stationary sources in nonattainment areas lacking an approved Part D NSR program. Appendix S applies during the interim period after EPA designates an area as nonattainment, but before EPA approves revisions to a SIP to implement the Part D NSR requirements for that pollutant. See, 70 FR 71618 (November 29, 2005). The Chapter 127 Part D NSR regulations in the Pennsylvania SIP explicitly apply to attainment areas within the Ozone Transport Region (OTR). See, Chapter 127 in 40 CFR 52.2020(c)(1); See, 66 FR 53094, October 19, 2001. Therefore, after the Tioga Area is redesignated to attainment, sources in the Tioga Area will be subject to Part D NSR applicable under the permitting regulations in [[Page 26052]]
All areas in the OTR, both attainment and nonattainment, are subject to additional control requirements under section 184 for the purpose of reducing interstate transport of emissions that may contribute to downwind ozone nonattainment. The section 184 requirements include reasonably available control technology (RACT), NSR, enhanced vehicle inspection and maintenance, and Stage II vapor recovery or a comparable measure.
In the case of Tioga Area, which is located in the OTR, nonattainment NSR will continue to be applicable after redesignation. On October 19, 2001 (66 FR 53094), EPA fully approved the 1hour Pennsylvania's NSR SIP revision consisting of Pennsylvania's Chapter 127 Part D NSR regulations that cover the Tioga Area. The Chapter 127 Part D NSR regulations in the Pennsylvania SIP explicitly apply the requirements for NSR of section 184 of the CAA to attainment areas within the OTR.
EPA has also interpreted the section 184 OTR requirements,
including the NSR program, as not being applicable for purposes of
redesignation. The rationale for this is based on two factors. First,
the requirement to submit SIP revisions for the section 184
requirements continues to apply to areas in the OTR after redesignation
to attainment. Therefore, the State remains obligated to have NSR, as
well as RACT, even after redesignation. Second, the section 184 control
measures are regionwide requirements and do not apply to the Tioga
Area by virtue of the area's designation and classification. Rather,
section 184 measures are required in the Tioga Area because it is
located in the OTR. See, 61 FR 53174, 5317553176 (October 10, 1996) and 62 FR 24826, 2483032 (May 7, 1997).
3. The Tioga Area Has a Fully Approved SIP for the Purposes of Redesignation
EPA has fully approved the Pennsylvania SIP for the purposes of redesignation. EPA may rely on prior SIP approvals in approving a redesignation request. Calcagni Memo, p. 3; Southwestern Pennsylvania Growth Alliance v. Browner, 144 F. 3d 984, 98990 (6th Cir. 1998),; Wall v. EPA, 265 F.3d 426 (6th Cir. 2001), plus any additional measures it may approve in conjunction with a redesignation action. See also, 68 FR at 25425 (May 12, 2003) and citations therein.
The Tioga Area was a 1hour attainment/unclassifiable area at the
time of its designation as a basic 8hour ozone nonattainment area on
April 30, 2004 (69 FR 23857). Because the Tioga Area was a 1hour
attainment/unclassifiable area, there are no previous Part D SIP
submittal requirements. Also, no Part D submittal requirements have
come due prior to the submittal of the 8hour maintenance plan for the
area. Therefore, all Part D submittal requirements have been fulfilled.
Because there are no outstanding SIP submission requirements applicable
for the purposes of redesignation of the Tioga Area, the applicable
implementation plan satisfies all pertinent SIP requirements. As
indicated previously, EPA believes that the section 110 elements not
connected with Part D nonattainment plan submissions and not linked to
the area's nonattainment status are not applicable requirements for
purposes of redesignation. EPA also believes that no 8hour Part D
requirements applicable for purposes of redesignation have yet become
due for the Tioga Area, and therefore they need not be approved into the SIP prior to redesignation.
C. The Air Quality Improvement in the Tioga Area Is Due to Permanent
and Enforceable Reductions in Emissions Resulting From Implementation
of the SIP and Applicable Federal Air Pollution Control Regulations and Other Permanent and Enforceable Reductions
EPA believes that the Commonwealth has demonstrated that the observed air quality improvement in the Tioga Area is due to permanent and enforceable reductions in emissions resulting from implementation of the SIP, Federal measures, and other Stateadopted measures. Emissions reductions attributable to these rules are shown in Table 3. Table 3.Total VOC and NOX Emissions for 2002 and 2004 in Tons Per Day (tpd) Year Point Area Nonroad Mobile Total Volatile Organic Compounds (VOC) Year 2002................................................ 0.6 2.7 2.1 3.4 8.8 Year 2004................................................ 0.6 2.7 2.2 3.0 8.5 Diff. (0204)............................................ 0.0 0.0 0.1 0.4 0.3 Nitrogen Oxides (NOX) Year 2002................................................ 1.9 0.3 1.5 5.4 9.1 Year 2004................................................ 2.0 0.3 1.5 4.8 8.6 Diff. (0204)............................................ 0.1 0.0 0.0 0.6 0.5
Between 2002 and 2004, VOC emissions were reduced by 0.3 tpd, and
NO
Federal NO
Solvent Cleaning (68 FR 2206, January 16, 2003)
Portable Fuel Containers (69 FR 70893, December 8, 2004) 3. Highway Vehicle Sources
Federal Motor Vehicle Control Programs (FMVCP)
Tier 1 (56 FR 25724, June 5, 1991)
Tier 2 (65 FR 6698, February 10, 2000)
Heavy Duty Engines and Vehicles Standards (62 FR 54694, October 21, 1997 and 65 FR 59896, October 6, 2000)
National Low Emission Vehicle (NLEV) (64 FR 72564, December 28, 1999)
Vehicle Safety Inspection Program (70 FR 58313, October 6, 2005) 4. Nonroad Sources
Nonroad Diesel Engine and Fuel (69 FR 38958, June 29, 2004)
EPA believes that permanent and enforceable emissions reductions
are the cause of the longterm improvement in ozone levels and are the
cause of the area achieving attainment of the 8hour ozone standard. [[Page 26053]]
D. The Tioga Area Has a Fully Approved Maintenance Plan Pursuant to Section 175A of the CAA
In conjunction with its request to redesignate the Tioga Area to attainment status, Pennsylvania submitted a SIP revision to provide for maintenance of the 8hour ozone NAAQS in the Tioga Area for at least 10 years after redesignation. Pennsylvania is requesting that EPA approve this SIP revision as meeting the requirement of section 175A of the CAA. Once approved, the maintenance plan for the 8hour ozone NAAQS will ensure that the SIP for the Tioga Area meets the requirements of the CAA regarding maintenance of the applicable 8hour ozone standard. What Is Required In A Maintenance Plan?
Section 175A of the CAA sets forth the elements of a maintenance
plan for areas seeking redesignation from nonattainment to attainment.
Under section 175A, the plan must demonstrate continued attainment of
the applicable NAAQS for at least 10 years after approval of a
redesignation of an area to attainment. Eight years after the
redesignation, the State must submit a revised maintenance plan
demonstrating that attainment will continue to be maintained for the
next 10year period following the initial 10year period. To address
the possibility of future NAAQS violations, the maintenance plan must
contain such contingency measures, with a schedule for implementation,
as EPA deems necessary to assure prompt correction of any future 8hour
ozone violations. Section 175A of the CAA sets forth the elements of a
maintenance plan for areas seeking redesignation from nonattainment to
attainment. The Calcagni memo provides additional guidance on the
content of a maintenance plan. An ozone maintenance plan should address the following provisions:
(1) An attainment emissions inventory;
(2) A maintenance demonstration;
(3) A monitoring network;
(4) Verification of continued attainment; and
(5) A contingency plan.
Analysis of the Tioga Area Maintenance Plan
(a) Attainment InventoryAn attainment inventory includes the
emissions during the time period associated with the monitoring data
showing attainment. An attainment year of 2004 was used for the Tioga
Area since it is a reasonable year within the 3year block of 20022004
and accounts for reductions attributable to implementation of the CAA
requirements to date. The 2004 inventory is consistent with EPA
guidance and is based on actual ``typical summer day'' emissions of VOC
and NO
PADEP prepared comprehensive VOC and NO
To develop the NO
Classification Code (SCC). Each process has at least one SCC assigned
to it. If the owners and operators of facilities provide more accurate
emission data based upon other factors, these emission estimates supersede those calculated using SCC codes.
(ii) Area source emissionsArea source emissions are generally
estimated by multiplying an emission factor by some known indicator or
collective activity for each area source category at the county level.
Pennsylvania estimates emissions from area sources using emission
factors and SCC codes in a method similar to that used for stationary
point sources. Emission factors may also be derived from research and
guidance documents if those documents are more accurate than FIRE and
AP42 factors. Throughput estimates are derived from countylevel
activity data, by apportioning national and statewide activity data to
counties, from census numbers, and from county employee numbers. County
employee numbers are based upon North American Industry Classification
System (NAICS) codes to establish that those numbers are specific to the industry covered.
(iii) Onroad mobile sourcesPADEP employs an emissions estimation
methodology that uses current EPAapproved highway vehicle emission
model, MOBILE 6.2, to estimate highway vehicle emissions. The Tioga
Area highway vehicle emissions in 2004 were estimated using MOBILE 6.2
and PENNDOT estimates of vehicles miles traveled (VMT) by vehicle type and roadway type.
(iv) Mobile nonroad emissionsThe 2002 emissions for the majority
of nonroad emission source categories were estimated using the EPA
NONROAD 2005 model. The NONROAD model estimates emissions for diesel,
gasoline, liquefied petroleum gasoline, and compressed natural gas
fueled nonroad equipment types and includes growth factors. The NONROAD
model does not estimate emissions from aircraft or locomotives. For
2002 locomotive emissions, PADEP projected emissions from a 1999 survey
using national fuel information and EPA emission and conversion
factors. There are no commercial aircraft operations in the Tioga Area.
For 2002 aircraft emissions, PADEP estimated emissions using small
aircraft operation statistics from http://www.airnav.com, and emission
factors and operational characteristics in the EPAapproved model, Emissions and Dispersion Modeling System (EDMS).
The 2004 attainment year VOC and NO
(b) Maintenance DemonstrationOn September 28, 2006, PADEP
submitted a SIP revision to supplement its September 28, 2006
redesignation request. The submittal by PADEP consists of the
maintenance plan as required by section 175A of the CAA. The Tioga Area
plan shows maintenance of the 8hour ozone NAAQS by demonstrating that
current and future emissions of VOC and NO
Tables 4 and 5 specify the VOC and NO
[[Page 26054]]
Table 4.Total VOC Emissions for 20042018 (tpd)
2004 VOC 2009 VOC 2018 VOC
Source category emissions emissions emissions
Mobile*................................................... 3.0 2.2 1.3
Nonroad................................................... 1.5 1.36 1.0
Area...................................................... 2.7 2.4 2.6
Point..................................................... 0.6 0.5 0.6
Total..................................................... 8.4 7.1 6.0
*Includes safety margin identified in the motor vehicle emission budgets for transportation conformity.
Table 5.Total NOX Emissions 20042018 (tpd)
2004 NOX 2009 NOX 2018 NOX
Source category emissions emissions emissions
Mobile*................................................... 4.8 1.3 1.6
Nonroad................................................... 1.5 1.3 0.8
Area...................................................... 0.3 0.3 0.3
Point..................................................... 2.0 2.1 2.6
Total..................................................... 8.5 7.1 5.3
*Includes safety margin identified in the motor vehicle emission budgets for transportation conformity.
The following programs are either effective or due to become effective and will further contribute to the maintenance demonstration of the 8hour ozone NAAQS:
1. Pennsylvania's Portable Fuel Containers (69 FR 70893, December 8, 2004)
2. Pennsylvania's Consumer Products (69 FR 70895, December 8, 2004)
3. Pennsylvania's Architectural and Industrial Maintenance (AIM) Coatings (69 FR 68080, November 23, 2004)
4. Federal NO
5. Federal Clean Air Interstate Rule (71 FR 25328, April 28, 2006)
6. FMVCP for passenger vehicles and lightduty trucks and cleaner gasoline (2009 and 2018 fleet)Tier 1 and Tier 2 (56 FR 25724, June 5, 1991 and 65 FR 6698, February 10, 2000)
7. NLEV Program, which includes the Pennsylvania's Clean Vehicle Program for passenger vehicles and lightduty trucks (69 FR 72564, December 28, 1999)proposed amendments to move the implementation to model year (MY) 2008
8. Heavy duty diesel onroad (2004/2007) and lowsulfur onroad (2006) (66 FR 5002, January 18, 2001)
9. Nonroad emissions standards (2008) and offroad diesel fuel (2007/2010) (69 FR 38958, June 29, 2004)
Based upon the comparison of the projected emissions and the
attainment year emissions along with the additional measures, EPA
concludes that PADEP has successfully demonstrated that the 8hour ozone standard should be maintained in the Tioga Area.
(c) Monitoring NetworkThere is currently one monitor measuring
ozone in the Tioga Area. Pennsylvania will continue to operate its
current air quality monitor in accordance with 40 CFR part 58.
(d) Verification of Continued AttainmentThe Commonwealth will
track the attainment status of the ozone NAAQS in the Tioga Area by
reviewing air quality and emissions during the maintenance period. The
Commonwealth will perform an annual evaluation of two key factors,
vehicle miles traveled (VMT) data and emissions reported from
stationary sources, and compare them to the assumptions about these
factors used in the maintenance plan. The Commonwealth will also
evaluate the periodic (every three years) emission inventories prepared
under EPA's Consolidated Emission Reporting Regulation (40 CFR part 51,
subpart A) to see if the area exceeds the attainment year inventory
(2004) by more than 10 percent. Based on these evaluations, the
Commonwealth will consider whether any further emission control measures should be implemented.
(e) The Maintenance Plan's Contingency MeasuresThe contingency
plan provisions are designed to promptly correct a violation of the
NAAQS that occurs after redesignation. Section 175A of the CAA requires
that a maintenance plan include such contingency measures as EPA deems
necessary to ensure that the State will promptly correct a violation of
the NAAQS that occurs after redesignation. The maintenance plan should
identify the events that would ``trigger'' the adoption and
implementation of a contingency measure(s), the contingency measure(s)
that would be adopted and implemented, and the schedule indicating the
time frame by which the state would adopt and implement the measure(s).
The ability of the Tioga Area to stay in compliance with the 8hour
ozone standard after redesignation depends upon VOC and NO
Contingency measures will be considered if for two consecutive years the fourth highest eighthour ozone concentrations at the Tioga Area monitor are above 84 ppb. If this trigger point occurs, the Commonwealth will evaluate whether additional local emission control measures should be implemented in order to prevent a violation of the air quality standard. PADEP will analyze the conditions leading to the excessive ozone levels and evaluate what measures might be most effective in correcting the excessive ozone levels. PADEP will also analyze the potential emissions effect of Federal, state and local measure that have been adopted but not yet implemented at the time of excessive ozone levels occurred. PADEP will then begin the process of implementing any selected measures.
Contingency measures will be considered in the event that a
violation of the 8hour ozone standard occurs at the Tioga County, Pennsylvania
[[Page 26055]]
monitor. In the event of a violation of the 8hour ozone standard,
contingency measures will be adopted in order to return the area to
attainment with the standard. Contingency measures to be considered for
the Tioga Area will include, but not limited to the following: NonRegulatory Measures
Voluntary diesel engine ``chip reflash''installation software to
correct the defeat device option on certain heavy duty diesel engines
Diesel retrofit, including replacement, repowering or alternative
fuel use, for public or private local onroad or offroad fleets Idling reduction technology for Class 2 yard locomotives
Idling reduction technologies or strategies for truck stops, warehouses and other freighthandling facilities
Accelerated turnover of lawn and garden equipment, especially
commercial equipment, including promotion of electric equipment
Additional promotion of alternative fuel (e.g., biodiesel) for home heating and agricultural use
Regulatory Measures
Additional controls on consumer products
The plan lays out a process to have any regulatory contingency
measures in effect within 19 months of the trigger. The plan also lays
out a process to implement the nonregulatory contingency measures within 1224 months of the trigger.
VII. Are the Motor Vehicle Emissions Budgets Established and Identified
in the Maintenance Plan for the Tioga Area Adequate and Approvable? A. What Are the Motor Vehicle Emissions Budgets?
Under the CAA, States are required to submit, at various times, control strategy SIPs and maintenance plans in ozone areas. These control strategy SIPs (i.e. RFP SIPs and attainment demonstration SIPs) and maintenance plans identify and establish MVEBs for certain criteria pollutants and/or their precursors to address pollution from onroad mobile sources. Pursuant to 40 CFR part 93 and Sec. 51.112, MVEBs must be established in an ozone maintenance plan. A MVEB is the portion of the total allowable emissions that is allocated to highway and transit vehicle use and emissions. A MVEB serves as a ceiling on emissions from an area's planned transportation system. The MVEB concept is further explained in the preamble to the November 24, 1993, transportation conformity rule (58 FR 62188). The preamble also describes how to establish and revise the MVEBs in control strategy SIPs and maintenance plans.
Under section 176(c) of the CAA, new transportation projects, such as the construction of new highways, must ``conform'' to (i.e., be consistent with) the part of the State's air quality plan that addresses pollution from cars and trucks. ``Conformity'' to the SIP means that transportation activities will not cause new air quality violations, worsen existing violations, or delay timely attainment of or reasonable progress towards the NAAQS. If a transportation plan does not ``conform,'' most new projects that would expand the capacity of roadways cannot go forward. Regulations at 40 CFR part 93 set forth EPA policy, criteria, and procedures for demonstrating and ensuring conformity of such transportation activities to a SIP.
When reviewing submitted ``control strategy'' SIPs or maintenance plans containing MVEBs, EPA must affirmatively find the MVEB budget contained therein ``adequate'' for use in determining transportation conformity. After EPA affirmatively finds the submitted MVEB is adequate for transportation conformity purposes, that MVEB can be used by State and Federal agencies in determining whether proposed transportation projects ``conform'' to the SIP as required by section 176(c) of the CAA. EPA's substantive criteria for determining ``adequacy'' of a MVEB are set out in 40 CFR 93.118(e)(4).
EPA's process for determining ``adequacy'' consists of three basic
steps: public notification of a SIP submission, a public comment
period, and EPA's adequacy finding. This process for determining the
adequacy of submitted SIP MVEBs was initially outlined in EPA's May 14,
1999 guidance, ``Conformity Guidance on Implementation of March 2,
1999, Conformity Court Decision.'' This guidance was finalized in the
Transportation Conformity Rule Amendments for the ``New 8Hour Ozone
and PM
The MVEBs for the Tioga Area are listed in Table 1 of this document for the 2004, 2009, and 2018 years and are the projected emissions for the onroad mobile sources plus any portion of the safety margin allocated to the MVEBs. These emission budgets, when approved by EPA, must be used for transportation conformity determinations.
A ``safety margin'' is the difference between the attainment level of emissions (from all sources) and the projected level of emissions (from all sources) in the maintenance plan. The attainment level of emissions is the level of emissions during one of the years in which the area met the NAAQS. The following example is for the 2018 safety margin: The Tioga Area first attained the 8hour ozone NAAQS during the 2002 to 2004 time period. The Commonwealth used 2004 as the year to determine attainment levels of emissions for the Tioga Area.
The total emissions from point, area, mobile onroad, and mobile
nonroad sources in 2004 equaled 7.7 tpd of VOC and 8.0 tpd of
NO
2009 Interim........................ 6.7 6.2
2009 Safety Margin.................. 1.0 1.8
2004 Attainment..................... 7.7 8.0
2018 Final.......................... 5.5 4.1
2018 Safety Margin.................. 2.2 3.9
PADEP allocated 0.2 tpd NO
Table 7.2009 and 2018 Final MVEBs for the Tioga Area
VOC emissions NOX emissions
Inventory year (tpd) (tpd)
2009 projected onroad mobile source 2.1 3.2 projected emissions................
2009 Safety Margin Allocated to 0.1 0.2 MVEBs..............................
2009 MVEBs.......................... 2.2 3.4
2018 projected onroad mobile source 1.1 1.4 projected emissions................
2018 Safety Margin Allocated to 0.2 0.2 MVEBs..............................
2018 MVEBs.......................... 1.3 1.6 C. Why Are the MVEBs Approvable?
The 2004, 2009 and 2018 MVEBs for the Tioga Area are approvable
because the MVEBs for NO
D. What Is the Adequacy and Approval Process for the MVEBs in the Tioga Area Maintenance Plan?
The MVEBs for the Tioga Area maintenance plan are being posted to EPA's conformity Web site concurrent with this proposal. The public comment period will end at the same time as the public comment period for this proposed rule. In this case, EPA is concurrently processing the action on the maintenance plan and the adequacy process for the MVEBs contained therein. In this proposed rule, EPA is proposing to find the MVEBs adequate and also proposing to approve the MVEBs as part of the maintenance plan. The MVEBs cannot be used for transportation conformity until the maintenance plan update and associated MVEBs are approved in a final Federal Register notice, or EPA otherwise finds the budgets adequate in a separate action following the comment period.
If EPA receives adverse written comments with respect to the
proposed approval of the Tioga Area MVEBs, or any other aspect of our
proposed approval of this updated maintenance plan, we will respond to
the comments on the MVEBs in our final action or proceed with the
adequacy process as a separate action. Our action on the Tioga Area
MVEBs will also be announced on EPA's conformity Web site: http://www.epa.gov.otaq/stateresources/transconf/index.htm (once there, click
on ``Adequacy Review of SIP Submissions'').
EPA is proposing to determine that the Tioga Area has attained the 8hour ozone NAAQS. EPA is also proposing to approve the Commonwealth's September 28, 2006 request for the Tioga Area to be redesignated to attainment of the 8hour NAAQS for ozone. EPA has evaluated Pennsylvania's redesignation request and determined that it meets the redesignation criteria set forth in section 107(d)(3)(E) of the CAA. EPA believes that the redesignation request and monitoring data demonstrate that the area has attained the 8hour ozone standard. The final approval of this redesignation request would change the designation of the Tioga Area from nonattainment to attainment for the 8hour ozone standard. EPA is also proposing to approve the associated maintenance plan and the 2002 base year inventory for Tioga Area, submitted on September 28, 2006 and supplemented on November 14, 2006, as revisions to the Pennsylvania SIP. EPA is proposing to approve the maintenance plan for the Tioga Area because it meets the requirements of section 175A as described previously in this notice. EPA is also proposing to approve the MVEBs submitted by Pennsylvania for the Tioga Area in conjunction with its redesignation request. EPA is soliciting public comments on the issues discussed in this document. These comments will be considered before taking final action.
Under Executive Order 12866 (58 FR 51735, October 4, 1993), this
proposed action is not a ``significant regulatory action'' and
therefore is not subject to review by the Office of Management and
Budget. For this reason, this action is also not subject to Executive
Order 13211, ``Actions Concerning Regulations That Significantly Affect
Energy Supply, Distribution, or Use'' (66 FR 28355 (May 22, 2001)).
This action merely proposes to approve state law as meeting Federal
requirements and imposes no additional requirements beyond those
imposed by state law. Redesignation of an area to attainment under
section 107(d)(3)(e) of the Clean Air Act does not impose any new
requirements on small entities. Redesignation is an action that affects
the status of a geographical area and does not impose any new regulatory requirements on sources. Redesignation
[[Page 26057]]
of an area to attainment under section 107(d)(3)(E) of the Clea
FOR FURTHER INFORMATION CONTACT Rose Quinto, (215) 814-2182, or by e- mail at quinto.rose@epa.gov.
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 26 CFR Part 1 40 CFR Part 180 47 CFR Part 73 50 CFR Part 17 33 CFR Part 117 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 33 CFR Part 100 40 CFR Part 63 50 CFR Part 622 26 CFR Part 301 39 CFR Part 111 40 CFR Part 300 50 CFR Part 660 44 CFR Part 65 40 CFR Parts 52 and 81 40 CFR Part 271 47 CFR Part 64 50 CFR Part 665 47 CFR Part 76 50 CFR Part 229 14 CFR Part 23 14 CFR Part 25 21 CFR Part 522