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EPA ID: [EPA-R03-OAR-2007-0323; FRL-8321-2]
SUBJECT CATEGORY: Approval and Promulgation of Air Quality Implementation Plans; Pennsylvania; Redesignation of the Harrisburg-Lebanon-Carlisle Ozone Nonattainment Area to Attainment and Approval of the Area's Maintenance Plan and 2002 Base Year Inventory
DOCUMENT SUMMARY: EPA is proposing to approve a redesignation request and State
Implementation Plan (SIP) revisions submitted by the Commonwealth of
Pennsylvania. The Pennsylvania Department of Environmental Protection
(PADEP) is requesting that the HarrisburgLebanonCarlisle ozone
nonattainment area (``Harrisburg Area'' or ``Area'') be redesignated as
attainment for the 8hour ozone national ambient air quality standard
(NAAQS). The Area is comprised of the counties of Cumberland, Dauphin,
Lebanon, and Perry. EPA is proposing to approve the ozone redesignation
request for the Harrisburg Area. In conjunction with its redesignation
request, the Commonwealth submitted a SIP revision consisting of a
maintenance plan for the Harrisburg Area that provides for continued
attainment of the 8hour ozone NAAQS for at least 10 years after
redesignation. EPA is proposing to make a determination that the
Harrisburg Area has attained the 8hour ozone NAAQS, based upon three
years of complete, qualityassured ambient air quality monitoring data for 20032005. EPA's proposed approval of the 8hour ozone
redesignation request is based on its determination that the Harrisburg
Area has met the criteria for redesignation to attainment specified in
the Clean Air Act (CAA). In addition, the Commonwealth of Pennsylvania
has also submitted a 2002 baseyear inventory for the Harrisburg Area,
and EPA is proposing to approve that inventory for the Harrisburg Area
as a SIP revision. EPA is also providing information on the status of
its adequacy determination for the motor vehicle emission budgets
(MVEBs) that are identified in the maintenance plan for the Harrisburg
Area for purposes of transportation conformity, and is also proposing
to approve those MVEBs. EPA is proposing approval of the redesignation
request and of the maintenance plan and 2002 baseyear inventory SIP
revisions in accordance with the requirements of the CAA.
SUMMARY: Pennsylvania,
On March 27, 2007, the PADEP formally submitted a request to
redesignate the Harrisburg Area from nonattainment to attainment of the
8hour NAAQS for ozone. Concurrently, Pennsylvania submitted a
maintenance plan for the Harrisburg Area as a SIP revision to ensure
continued attainment in the Area over the next 11 years. PADEP also
submitted a 2002 baseyear inventory for the Harrisburg Area as a SIP
revision. The Harrisburg Area is comprised of the counties of
Cumberland, Dauphin, Lebanon, and Perry, and is currently designated a
basic 8hour ozone nonattainment area. EPA is proposing to determine
that the Harrisburg Area has attained the 8hour ozone NAAQS and that
it has met the requirements for redesignation pursuant to section
107(d)(3)(E) of the CAA. EPA is, therefore, proposing to approve the
redesignation request to change the designation of the Harrisburg Area
from nonattainment to attainment for the 8hour ozone NAAQS. EPA is
also proposing to approve the Harrisburg Area maintenance plan as a SIP
revision for the Area (such approval being one of the CAA criteria for
redesignation to attainment status). The maintenance plan is designed
to ensure continued attainment in the Harrisburg Area for the next 11
years. EPA is also proposing to approve the 2002 baseyear inventory
for the Harrisburg Area as a SIP revision. Additionally, EPA is
announcing its action on the adequacy process for the MVEBs identified
in the Harrisburg Area maintenance plan, and proposing to approve the
MVEBs identified for volatile organic compounds (VOCs) and nitrogen
oxides (NO
Groundlevel ozone is not emitted directly by sources. Rather,
emissions of NO
On July 18, 1997, EPA promulgated a revised 8hour ozone standard of 0.08 parts per million (ppm). This new standard is more stringent than the previous 1hour standard. EPA designated, as nonattainment, any area violating the 8hour ozone NAAQS based on the air quality data for the three years of 20012003. These were the most recent three years of data at the time EPA designated 8hour areas. The Harrisburg Area was designated a basic 8hour ozone nonattainment area, in a Federal Register notice signed on April 15, 2004 and published on April 30, 2004 (69 FR 23857), based on its exceedance of the 8hour health based standard for ozone during the years 20012003.
On April 30, 2004, EPA issued a final rule (69 FR 23951, 23996) to revoke the 1hour ozone NAAQS in the Harrisburg Area (as well as in most other areas of the country) effective June 15, 2005. See, 40 CFR 50.9(b); 69 FR at 23996 (April 30, 2004); 70 FR 44470 (August 3, 2005).
However, on December 22, 2006, the U.S. Court of Appeals for the District of Columbia Circuit vacated EPA's Phase 1 Implementation Rule for the 8hour Ozone Standard. (69 FR 23951, April 30, 2004). See, South Coast Air Quality Management Dist.v.EPA, 472 F. 3d 882 (D.C. Cir. 2006) (hereafter ``South Coast.''). The Court held that certain provisions of EPA's Phase 1 Rule were inconsistent with the requirements of the CAA. The Court rejected EPA's reasons for implementing the 8hour standard in nonattainment areas under subpart 1 in lieu of subpart 2 of Title I, part D of the Act. The Court also held that EPA improperly failed to retain four measures required for 1hour nonattainment areas under the antibacksliding provisions of the regulations: (1) Nonattainment area New Source Review (NSR) (requirements based on an area's 1hour nonattainment classification); (2) Section 185 penalty fees for 1hour severe or extreme nonattainment areas; (3) measures to be implemented pursuant to section 172(c)(9) or 182(c)(9) of the Act, on the contingency of an area not making reasonable further progress toward attainment of the 1hour NAAQS, or for failure to attain that NAAQS; and (4) the certain conformity requirements for certain types of federal actions. The Court upheld EPA's authority to revoke the 1hour standard provided there were adequate antibacksliding provisions. Elsewhere in this document, mainly in section VI.B, ``The Harrisburg Area Has Met All Applicable Requirements Under Section 110 and Part D of the CAA and Has a Fully Approved SIP Under Section 110(k) of the CAA,'' EPA discusses its rationale why the decision in South Coast is not an impediment to redesignating the Harrisburg Area to attainment of the 8hour ozone NAAQS.
The CAA, title I, part D, contains two sets of provisionssubpart 1 and subpart 2that address planning and control requirements for nonattainment areas. Subpart 1 (which EPA refers to as ``basic'' nonattainment) contains general, less prescriptive requirements for nonattainment areas for any pollutantincluding ozonegoverned by a NAAQS. Subpart 2 (which EPA refers to as ``classified'' nonattainment) provides more specific requirements for ozone nonattainment areas.
In 2004, the Harrisburg Area was classified a basic 8hour ozone nonattainment area based upon air quality monitoring data from 2001 2003. Therefore, the Harrisburg Area is subject to the requirements of subpart 1 of part D.
Under 40 CFR part 50, the 8hour ozone standard is attained when the 3year average of the annual fourthhighest daily maximum 8hour average ambient air quality ozone concentrations is less than or equal to 0.08 ppm (i.e., 0.084 ppm when rounding is considered). See 69 FR 23857 (April 30, 2004) for further information. Ambient air quality monitoring data for the 3year period must meet data completeness requirements. The data completeness requirements are met when the average percent of days with valid ambient monitoring data is greater than 90 percent, and no single year has less than 75 percent data completeness as determined in Appendix I of 40 CFR part 50. The ozone monitoring data indicates that the Harrisburg Area has a design value of 0.078 ppm for the 3year period of 20032005, using complete, qualityassured data. Additionally, certified 2006 ozone monitoring data indicates that the Harrisburg Area continues to attain the ozone NAAQS. Therefore the ambient ozone data for the Harrisburg Area indicates no violations of the 8hour ozone standard.
The Harrisburg Area consists of the counties of Cumberland,
Dauphin, Lebanon, and Perry, Pennsylvania. Prior to its designation as
an 8hour basic ozone nonattainment area (69 FR 23857, April 30, 2004),
the Harrisburg Area was a marginal 1hour ozone nonattainment Area, and
therefore, was subject to requirements for marginal nonattainment areas
pursuant to section 182(a) of the CAA. See 56 FR 56694 (November 6,
1991). EPA determined that the Harrisburg Area has attained the 1hour ozone NAAQS by the November
[[Page 30523]]
On March 27, 2007, the PADEP requested that the Harrisburg Area be redesignated to attainment for the 8hour ozone standard. The redesignation requested included three years of complete, quality assured data for the period of 20032005, indicating that the 8hour NAAQS for ozone had been achieved in the Harrisburg Area. The data satisfies the CAA requirements that the 3year average of the annual fourthhighest daily maximum 8hour average ozone concentration (commonly referred to as the area's design value), must be less than or equal to 0.08 ppm (i.e., 0.084 ppm when rounding is considered). Under the CAA, a nonattainment area may be redesignated if sufficient complete, qualityassured data is available to determine that the area has attained the standard and the area meets the other CAA redesignation requirements set forth in section 107(d)(e)(E). III. What Are the Criteria for Redesignation to Attainment?
The CAA provides the requirements for redesignating a nonattainment
area to attainment. Specifically, section 107(d)(3)(E) of the CAA, allows for redesignation, providing that:
(1) EPA determines that the area has attained the applicable NAAQS;
(2) EPA has fully approved the applicable implementation plan for the area under section 110(k);
(3) EPA determines that the improvement in air quality is due to
permanent and enforceable reductions in emissions resulting from
implementation of the applicable SIP and applicable Federal air
pollutant control regulations and other permanent and enforceable reductions;
(4) EPA has fully approved a maintenance plan for the area as meeting the requirements of section 175A; and
(5) The State containing such area has met all requirements applicable to the area under section 110 and part D.
EPA provided guidance on redesignations in the General Preamble for
the Implementation of Title I of the CAA Amendments of 1990, on April
16, 1992 (57 FR 13498), and supplemented this guidance on April 28,
1992 (57 FR 18070). EPA has provided further guidance on processing redesignation requests in the following documents:
On March 27, 2007, the PADEP requested redesignation of the Harrisburg Area to attainment for the 8hour ozone standard. On March 27, 2007, PADEP submitted a maintenance plan for the Harrisburg Area as a SIP revision, to ensure continued attainment of the 8hour ozone NAAQS over the next 11 years until 2018. PADEP also submitted a 2002 baseyear inventory concurrently with its maintenance plan as a SIP revision. EPA has determined that the Harrisburg Area has attained the 8hour ozone standard and has met the requirements for redesignation set forth in section 107(d)(3)(E).
Approval of the redesignation request would change the official
designation of the Harrisburg Area from nonattainment to attainment for
the 8hour ozone NAAQS found at 40 CFR part 81. It would also
incorporate into the Pennsylvania SIP, a 2002 baseyear inventory and a
maintenance plan ensuring continued attainment of the 8hour ozone
NAAQS in the Harrisburg Area for the next 11 years, until 2018. The
maintenance plan includes contingency measures to remedy any future
violations of the 8hour NAAQS (should they occur), and identifies the
NO
[[Page 30524]]
Table 1.Motor Vehicle Emissions Budgets in Kilograms Per Day (Tons per DayRounded)
Year VOC NOX
Harrisburg Area Transportation Study (HATS)Cumberland, Dauphin, and Perry Counties
2009.................................. 23,014 (25.4) 41,917 (46.2)
2018.................................. 16,136 (17.8) 18,409 (20.3) Lebanon County MPO (LEBCO)
2009.................................. 4,301 (4.7) 8,928 (9.8)
2018.................................. 2,512 (2.8) 3,684 (4.1)
* Note: Tons per day are informational only. Differences occur due to rounding.
EPA is proposing to determine that the Harrisburg Area has attained the 8hour ozone standard and that all other redesignation criteria have been met. The following is a description of how the PADEP's March 27, 2007 submittal satisfies the requirements of section 107(d)(3)(E) of the CAA.
EPA is proposing to determine that the Harrisburg Area has attained the 8hour ozone NAAQS. For ozone, an area may be considered to be attaining the 8hour ozone NAAQS if there are no violations, as determined in accordance with 40 CFR 50.10 and Appendix I of part 50, based on three complete, consecutive calendar years of qualityassured air quality monitoring data. To attain this standard, the design value, which is the 3year average of the fourthhighest daily maximum 8hour average ozone concentrations measured at each monitor, within the area, over each year must not exceed the ozone standard of 0.08 ppm. Based on the rounding convention described in 40 CFR part 50, Appendix I, the standard is attained if the design value at every monitor is 0.084 ppm or below. The data must be collected and qualityassured in accordance with 40 CFR part 58, and recorded in the Air Quality System (AQS). The monitors generally should have remained at the same location for the duration of the monitoring period required for demonstrating attainment.
In the Harrisburg Area, there are three monitors that measure air
quality with respect to ozone. There are two monitors in Dauphin
County, (the Harrisburg monitor, and the Hershey monitor), and one
monitor in Perry County, (the Little Buffalo State Park monitor). As
part of its redesignation request, Pennsylvania referenced ozone
monitoring data for the years 20032005 (the most recent three years of
data available as of the time of the redesignation request) for the
Harrisburg Area. This data has been quality assured and is recorded in
the AQS. PADEP uses the AQS as the permanent database to maintain its
data and quality assures the data transfers and content for accuracy.
The fourthhigh 8hour daily maximum concentrations for the three
monitors in the Harrisburg Area, along with the threeyear average are summarized in Table 2 below.
Table 2.Harrisburg Nonattainment Area Fourth Highest 8Hour Ozone Values
Annual 4th
Year highest reading
(ppm)
Harrisburg Monitor, Dauphin County, AQS ID 420430401
2003.................................................. 0.074
2004.................................................. 0.076
2005.................................................. 0.084
2006.................................................. 0.077
The average for the 3year period 20032005 is 0.078
The average for the 3year period 20042006 is 0.079
Hershey Monitor, Dauphin County, AQS ID 420431100
2003.................................................. 0.079
2004.................................................. 0.072
2005.................................................. 0.085
2006.................................................. 0.081
The average for the 3year period 20032005 is 0.078
The average for the 3year period 20042006 is 0.079
Little Buffalo State Park Monitor, Perry County, AQS ID 420990301
2003.................................................. 0.084
2004.................................................. 0.069
2005.................................................. 0.082
2006.................................................. 0.077 [[Page 30525]]
The average for the 3year period 20032005 is 0.078
The average for the 3year period 20042006 is 0.076
The air quality data show that the Harrisburg Area has attained the
standard with a design value of 0.078 ppm. The data collected at the
Area monitors satisfies the CAA requirement that the 3year average of
the annual fourthhighest daily maximum 8hour average ozone
concentration is less than or equal to 0.08 ppm. EPA believes this
conclusion remains valid after a review of the quality assured 2006
data because the Area is still attaining the standard with a design
value at each monitor of 0.084 ppm or less for 2004 through 2006. The
PADEP's request for redesignation for the Harrisburg Area indicates
that the data is complete and was quality assured in accordance with
part 58. In addition, as discussed below with respect to the
maintenance plan, PADEP has committed to continue monitoring in
accordance with 40 CFR part 58. In summary, EPA has determined that the
data submitted by Pennsylvania and data taken from AQS indicate that the Harrisburg Area has attained the 8hour ozone NAAQS.
B. The Harrisburg Area Has Met All Applicable Requirements Under
Section 110 and Part D of the CAA and Has a Fully Approved SIP Under Section 110(k) of the CAA
EPA has determined that the Harrisburg Area has met all SIP requirements applicable for purposes of this redesignation under section 110 of the CAA (General SIP Requirements) and that it meets all applicable SIP requirements under part D of Title I of the CAA, in accordance with section 107(d)(3)(E)(v). In addition, EPA has determined that the SIP is fully approved with respect to all requirements applicable for purposes of redesignation in accordance with section 107(d)(3)(E)(ii). In making these proposed determinations, EPA ascertained which requirements are applicable to the Harrisburg Area and determined that the applicable portions of the SIP meeting these requirements are fully approved under section 110(k) of the CAA. We note that SIPs must be fully approved only with respect to applicable requirements.
The September 4, 1992 Calcagni memorandum (``Procedures for Processing Requests to Redesignate Areas to Attainment,'' Memorandum from John Calcagni, Director, Air Quality Management Division, September 4, 1992) describes EPA's interpretation of section 107(d)(3)(E) with respect to the timing of applicable requirements. Under this interpretation, to qualify for redesignation, States requesting redesignation to attainment must meet only the relevant CAA requirements that came due prior to the submittal of a complete redesignation request. See also, Michael Shapiro memorandum, September 17, 1993, and 60 FR 12459, 1246512466 (March 7, 1995) (redesignation of DetroitAnn Arbor). Applicable requirements of the CAA that come due subsequent to the area's submittal of a complete redesignation request remain applicable until a redesignation is approved, but are not required as a prerequisite to redesignation. Section 175A( c) of the CAA. Sierra Club v. EPA, 375 F.3d 537 (7th Cir. 2004). See also, 68 FR at 25424, 25427 (May 12, 2003) (redesignation of St. Louis).
This section also sets forth EPA's views on the potential effect of the Court's ruling in South Coast on this redesignation action. For the reasons set forth below, EPA does not believe that the Court's ruling alters any requirements relevant to this redesignation action so as to preclude redesignation, and does not prevent EPA from finalizing this redesignation. EPA believes that the Court's decision, as it currently stands or as it may be modified based upon any petition for rehearing that has been filed, imposes no impediment to moving forward with the redesignation of this Area to attainment, because in either circumstance, redesignation is appropriate under the relevant redesignation provisions of the Act and longstanding policies regarding redesignation requests.
Section 110(a)(2) of Title 1 of the CAA delineates the general
requirements for a SIP, which includes enforceable emissions
limitations and other control measures, means, or techniques,
provisions for the establishment and operation of appropriate devices
necessary to collect data on ambient air quality, and programs to
enforce the limitations. The general SIP elements and requirements set
forth in section 110(a)(2) include, but are not limited to the following:
Section 110(a)(2)(D) requires that SIPs contain certain measures to
prevent sources in a state from significantly contributing to air
quality problems in another state. To implement this provision, EPA has
required certain states to establish programs to address transport of
air pollutants in accordance with the NO
In addition, EPA believes that the other section 110 elements not
connected with nonattainment plan submissions and not linked with an
area's attainment status are not applicable requirements for purposes
of redesignation. The Harrisburg Area will still be subject to these
requirements after it is redesignated. The section 110 and part D
requirements, which are linked with a particular area's designation and
classification, are the relevant measures to evaluate in reviewing a
redesignation request. This policy is consistent with EPA's existing
policy on applicability of conformity (i.e., for redesignations) and
oxygenated fuels requirement. See Reading, Pennsylvania, proposed and
final rulemakings (61 FR 53174, October 10, 1996), (62 FR 24826, May 7,
1997); ClevelandAkronLorain, Ohio final rulemaking (61 FR 20458, May
7, 1996); and Tampa, Florida, final rulemaking (60 FR 62748, December
7, 1995). See also, the discussion on this issue in the Cincinnati
redesignation (65 FR at 37890, June 19, 2000), and in the Pittsburgh
redesignation (66 FR at 53099, October 19, 2001). Similarly, with
respect to the NO
Because the Pennsylvania SIP satisfies all of the applicable
general SIP elements and requirements set forth in section 110(a)(2),
EPA concludes that Pennsylvania has satisfied the criterion of section 107(d)(3)(E) regarding section 110 of the Act.
2. Part D Nonattainment Requirements Under the 8Hour Standard
Pursuant to an April 30, 2004 final rule (69 FR 23951), the Harrisburg Area was designated a basic nonattainment area under subpart 1 for the 8hour ozone standard. Sections 172176 of the CAA, found in subpart 1 of part D, set forth the basic nonattainment requirements applicable to all nonattainment areas. Section 182 of the CAA, found in subpart 2 of part D, establishes additional specific requirements depending on the area's nonattainment classification.
With respect to the 8hour standard, the court's ruling rejected EPA's reasons for classifying areas under subpart 1 for the 8hour standard, and remanded that matter to the Agency. Consequently, it is possible that this Area could, during a remand to EPA, be reclassified under subpart 2. Although any future decision by EPA to classify this Area under subpart 2 might trigger additional future requirements for the Area, EPA believes that this does not mean that redesignation of the Area cannot now go forward. This belief is based upon (1) EPA's longstanding policy of evaluating redesignation requests in accordance with the requirements due at the time the request is submitted; and (2) consideration of the inequity of applying retroactively any requirements that might in the future be applied.
First, at the time the redesignation request was submitted, the Harrisburg Area was classified under subpart 1 and was obligated to meet subpart 1 requirements. Under EPA's longstanding interpretation of section 107(d)(3)(E) of the CAA, to qualify for redesignation, states requesting redesignation to attainment must meet only the relevant SIP requirements that came due prior to the submittal of a complete redesignation request. See September 4, 1992 Calcagni memorandum (``Procedures for Processing Requests to Redesignate Areas to Attainment,'' Memorandum from John Calcagni, Director, Air Quality Management Division). See also, Michael Shapiro Memorandum, September 17, 1993, and 60 FR 12459, 1246566 (March 7, 1995) (redesignation of DetroitAnn Arbor); Sierra Club v. EPA, 375 F. 3d 537 (7th Cir. 2004), which upheld this interpretation. See 68 FR 25418, 25424, 25427 (May 12, 2003) (redesignation of St. Louis).
Moreover, it would be inequitable to retroactively apply any new SIP requirements that were not applicable at the time the request was submitted. The D.C. Circuit has recognized the inequity in such retroactive rulemaking. See Sierra Club v. Whitman, 285 F. 3d 63 (D.C. Cir. 2002), in which the D.C. Circuit upheld a District Court's ruling refusing to make retroactive an EPA determination of nonattainment that was past the statutory due date. Such a determination would have resulted in the imposition of additional requirements on the area. The Court stated: ``Although EPA failed to make the nonattainment determination within the statutory time frame, Sierra Club's proposed solution only makes the situation worse. Retroactive relief would likely impose large costs on the States, which would face fines and suits for not implementing air pollution prevention plans in 1997, even though they were not on notice at the time.'' Id. at 68. Similarly here it would be unfair to penalize the Area by applying to it for purposes of redesignation, additional SIP requirements under subpart 2 that were not in effect at the time it submitted its redesignation request.
With respect to 8hour subpart 2 requirements, if the Harrisburg Area initially had been classified under subpart 2, the first two part D subpart 2 requirements applicable to the Harrisburg Area under section 182(a) of the CAA would be a baseyear inventory requirement pursuant to section 182(a)(1) of the CAA, and, the emissions statement requirement pursuant to section 182(a)(3)(B).
As stated previously, these requirements are not yet due for purposes of redesignation of the Harrisburg Area, but nevertheless, Pennsylvania already has in its approved SIP, an emissions statement rule for the 1hour standard that covers all portions of the designated 8hour nonattainment area and, that satisfies the emissions statement requirement for the 8hour standard. See, 25 Pa. Code 135.21(a)(1), codified at 40 CFR 52.2020; 60 FR 2881, January 12, 1995. With respect to the base year inventory requirement, in this notice of proposed rulemaking, EPA is proposing to approve the 2002 baseyear inventory for the Harrisburg Area, which was submitted on March 27, 2007, concurrently with its maintenance plan, into the Pennsylvania SIP. EPA is proposing to approve the 2002 baseyear inventory as fulfilling the requirements, if necessary, of both section 182(a)(1) and section 172(c)(3) of the CAA. A detailed evaluation of Pennsylvania's 2002 baseyear inventory for the Harrisburg Area can be found in a Technical Support Document (TSD) prepared by EPA for this rulemaking. EPA has determined that the emission inventory and emissions statement requirements for the Harrisburg Area have been satisfied.
In addition to the fact that part D requirements applicable for purposes of redesignation did not become due prior to submission of the redesignation request, EPA believes that the general conformity and NSR requirements do not require approval prior to redesignation.
With respect to section 176, Conformity Requirements, section 176(c) of the CAA requires states to
[[Page 30527]]
establish criteria and procedures to ensure that Federallysupported or
funded projects conform to the air quality planning goals in the
applicable SIP. The requirement to determine conformity applies to
transportation plans, programs, and projects developed, funded or
approved under Title 23 U.S.C. and the Federal Transit Act
(``transportation conformity'') as well as to all other Federally
supported or funded projects (``general conformity''). State conformity
revisions must be consistent with Federal conformity regulations
relating to consultation, enforcement and enforceability that the CAA
required the EPA to promulgate. EPA believes it is reasonable to
interpret the conformity SIP requirements as not applying for purposes
of evaluating the redesignation request under section 107(d) since
State conformity rules are still required after redesignation and
Federal conformity rules apply where State rules have not been
approved. See, Wall v. EPA, 265 F. 3d 426, 438440 (6th Cir. 2001),
upholding this interpretation. See also, 60 FR 62748 (December 7, 1995).
In the case of the Harrisburg Area, EPA has also determined that before being redesignated, the Harrisburg Area need not comply with the requirement that a NSR program be approved prior to redesignation. EPA has determined that areas being redesignated need not comply with the requirement that a NSR program be approved prior to redesignation, provided that the area demonstrates maintenance of the standard without part D NSR in effect. The rationale for this position is described in a memorandum from Mary Nichols, Assistant Administrator for Air and Radiation, dated October 14, 1994, entitled, ``Part D NSR Requirements or Areas Requesting Redesignation to Attainment.'' Normally, State's Prevention of Significant Deterioration (PSD) program will become effective in the area immediately upon redesignation to attainment. See the more detailed explanations in the following redesignation rulemakings: Detroit, MI (60 FR 1246712468), (March 7, 1995); ClevelandAkronLorrain, OH (61 FR 20458, 2046920470, May 7, 1996); Louisville, KY (66 FR 53665, 53669, October 23, 2001); Grand Rapids, MI (61 FR 31831, 3183631837, June 21, 1996). In the case of the Harrisburg Area, the Chapter 127 part D NSR regulations in the Pennsylvania SIP (codified at 40 CFR 52.2020(c)(1)) explicitly apply the requirements for NSR in section 184 of the CAA to ozone attainment areas within the OTR. The OTR NSR requirements are more stringent than that required for a marginal or basic ozone nonattainment area. On October 19, 2001 (66 FR 53094), EPA fully approved Pennsylvania's NSR SIP revision consisting of Pennsylvania's Chapter 127 part D NSR regulations that cover the Harrisburg Area.
EPA has also interpreted the section 184 OTR requirements,
including the NSR program, as not being applicable for purposes of
redesignation. The rationale for this is based on two considerations.
First, the requirement to submit SIP revisions for the section 184
requirements continues to apply to areas in the OTR after redesignation
to attainment. Therefore, the State remains obligated to have NSR, as
well as RACT, and Vehicle Inspection and Maintenance programs even
after redesignation. Second, the section 184 control measures are
regionwide requirements and do not apply to the Harrisburg Area by
virtue of the Area's designation and classification. See 61 FR 53174,
5317553176 (October 10, 1996) and 62 FR 24826, 2483024832 (May 7, 1997).
3. Part D Nonattainment Area Requirements Under the 1Hour Standard
In its December 22, 2006 decision in South Coast, the Court also addressed EPA's revocation of the 1hour ozone standard. The current status of the revocation and associated antibacksliding rules is dependent on whether the Court's decision stands as originally issued or is modified in response to any petition for rehearing or request for clarification that has been filed. As described more fully below, EPA determined that the Harrisburg Area attained the 1hour standard by its attainment date (60 FR 3349, January 17, 1995), continues to attain that standard, and has fulfilled any requirements of the 1hour standard that would apply even if the 1hour standard is reinstated and those requirements are viewed as applying under the statute itself. Thus, the Court's decision, as it currently stands, imposes no impediment to moving forward with redesignation of the Area to attainment.
The conformity portion of the Court's ruling does not impact the
redesignation request for the Harrisburg Area because there are no
conformity requirements that are relevant to a redesignation request
for any standard, including the requirement to submit a transportation
conformity SIP.\1\ As we have previously noted, under longstanding EPA
policy, EPA believes it is reasonable to interpret the conformity SIP
requirements as not applying for purposes of evaluating a redesignation
request under section 107(d) because state conformity rules are still
required after redesignation and Federal conformity rules apply where
state rules have not been approved. 40 CFR 51.390. See, Wall v. EPA,
265 F. 3d 426 (6th Cir. 2001), upholding this interpretation. See also, 60 FR 62748 (December 7, 1995) (Tampa, FL redesignation).
\1\ Clean Air Act section 176(c)(4)(E) currently requires States
to submit revisions to their SIPs to reflect certain federal
criteria and procedures for determining transportation conformity.
Transportation conformity SIPs are different from the motor vehicle
emissions budgets that are established in control strategy SIPs and maintenance plans.
With respect to the requirement for submission of contingency measures for the 1hour standard, section 182(a) does not require contingency measures for marginal areas, and, therefore, that portion of the Court's ruling does not impact the redesignation request for the Harrisburg Area.
Prior to its designation as an 8hour ozone nonattainment area, the Harrisburg Area was designated a marginal nonattainment area for the 1 hour standard. With respect to the 1hour standard, the applicable requirements of subpart 1 and of subpart 2 of part D (section 182) for the Harrisburg Area are discussed in the following paragraphs: Section 182(a)(2)(A) required SIP revisions to correct or amend RACT for sources in marginal areas, such as the Harrisburg Area, that were subject to control technique guidelines (CTGs) issued before November 15, 1990 pursuant to CAA section 108. On December 22, 1994, EPA fully approved into the Pennsylvania SIP all corrections required under section 182(a)(2)(A) of the CAA (59 FR 65971, December 22, 1994). EPA believes that this requirement applies only to marginal and higher classified areas under the 1hour NAAQS pursuant to the 1990 amendments to the CAA; therefore, this is a onetime requirement. After an area has fulfilled the section 182(a)(2)(A) requirement for the 1hour NAAQS, there is no requirement under the 8hour NAAQS.
Section 182(a)(2)(B) relates to the savings clause for vehicle inspection and maintenance (I/M). It requires marginal areas to adopt vehicle I/M programs. This provision was not applicable to the Harrisburg Area because this Area did not have and was not required to have an I/M program before November 15, 1990.
Section 182(a)(3)(A) requires a triennial Periodic Emissions Inventory
[[Page 30528]]
for the nonattainment area. The most recent inventory for the
Harrisburg Area was compiled for 2002 and submitted to EPA as a SIP
revision with the maintenance plan for the Harrisburg Area.
With respect to NSR, EPA has determined that areas being redesignated need not have an approved New Source Review program for the same reasons discussed previously with respect to the applicable part D requirements for the 8hour standard.
Section 182(a)(3)(B) requires sources of VOCs and NO
Section 182(a)(1) provides for the submission of a comprehensive, accurate, current inventory of actual emissions from all sources, as described in section 172(c)(3), in accordance with guidance provided by the Administrator. In this proposed rule, EPA is proposing to approve a 2002 baseyear emissions inventory for the Harrisburg Area as meeting the requirement of section 182(a)(1). While EPA generally required that the baseyear inventory for the 1hour standard be for calendar year 1990, EPA believes that Pennsylvania's 2002 inventory fulfills this requirement because it meets EPA's guidance and because it is more current than 1990. EPA also proposes to determine that, if the 1hour standard is deemed to be reinstated, the 2002 baseyear inventory for the 8hour standard will provide an acceptable substitute for the base year inventory for the 1hour standard.
EPA has previously determined that the Harrisburg Area attained the
1hour ozone NAAQS by the November 15, 1993 attainment date (60 FR
3349, January 17, 1995), and we believe that the Harrisburg Area is
still in attainment for the 1hour ozone NAAQS based upon the ozone
monitoring data for the years 20032005. To demonstrate attainment,
i.e., compliance with this standard, the annual average of the number
of expected exceedances of the 1hour standard over a 3year period
must be less than or equal to 1. Table 3 provides a summary of the
number of expected exceedances for each of the years 2003 through 2005
and 3year annual average at each of the Harrisburg Area monitors.
Table 3.Harrisburg Area Number of Expected Exceedances of the 1Hour Ozone Standard
Number of
Year expected
exceedances Harrisburg Monitor/AIRS ID 410430401
2003.................................................. 0.0
2004.................................................. 0.0
2005.................................................. 0.0
2006.................................................. 0.0
The average number of expected exceedances for the 3year period 2003 through 2005 is 0.0
The average number of expected exceedances for the 3year period 2004 through 2006 is 0.0
Hershey Monitor/AIRS ID 420431100
2003.................................................. 0.0
2004.................................................. 0.0
2005.................................................. 0.0
2006.................................................. 0.0
The average number of expected exceedances for the 3year period 2003 through 2005 is 0.0
The average number of expected exceedances for the 3year period 2004 through 2006 is 0.0
Perry County Monitor/AIRS ID 420990301
2003.................................................. 0.0
2004.................................................. 0.0
2005.................................................. 0.0
2006.................................................. 0.0
The average number of expected exceedances for the 3year period 2003 through 2005 is 0.0
The average number of expected exceedances for the 3year period 2004 through 2006 is 0.0
In summary, EPA has determined that the data submitted by Pennsylvania and taken from AQS indicate that the Harrisburg Area is maintaining air quality that conforms to the 1hour ozone NAAQS. EPA believes this conclusion remains valid after review of the quality assured 2006 data because no exceedances were recorded in the Harrisburg Area in 2006.
All areas in the Ozone Transport Region (OTR), both attainment and nonattainment, are subject to additional control requirements under section 184 for the purpose of reducing interstate transport of emissions that may contribute to downwind ozone nonattainment. The section 184 requirements include RACT, NSR, enhanced vehicle inspection and maintenance, and Stage II vapor recovery or a comparable measure.
In the case of the Harrisburg Area, which is located in the OTR, nonattainment NSR will be applicable after redesignation. As discussed previously, EPA has fully approved Pennsylvania's NSR SIP revision which applies the requirements for NSR of section 184 of the CAA to attainment areas within the OTR.
As discussed previously in this notice, EPA has also interpreted
the section 184 OTR requirements, including NSR, as not being
applicable for purposes of redesignation. See 61 FR 53174, October 10, 1996, and 62 FR 24826, May 7, 1997 (Reading, Pennsylvania
Redesignation).
5. Harrisburg Has a Fully Approved SIP for Purposes of Redesignation
EPA has fully approved the Pennsylvania SIP for the purposes of
this redesignation. EPA may rely on prior SIP approvals in approving a
redesignation request. Calgagni Memo, p. 3; Southwestern Pennsylvania
Growth Alliance v. Browner, 144 F. 3d 984, 989990 (6th Cir. 1998),
Wall v. EPA, 265 F. 3d 426 (6th Cir. 2001), plus any additional
measures it may approve in conjunction with a redesignation action. See 68 FR at 25425 (May 12, 2003) and citations therein.
C. The Air Quality Improvement in the Harrisburg Area Is Due to
Permanent and Enforceable Reductions in Emissions From Implementation
of the SIP and Applicable Federal Air Pollution Control Regulations and Other Permanent and Enforceable Reductions
EPA believes that the Commonwealth has demonstrated that the
observed air quality improvement in the Harrisburg Area is due to
permanent and enforceable reductions in emissions resulting from
implementation of the SIP, Federal measures, and other Stateadopted
measures. Emission reductions attributable to these rules are shown in Table 4.
Table 4.Total VOC and NOX Emissions for 2002 and 2004 in Tons per Day (tpd)
Year Point Area Mobile Nonroad Total
Volatile Organic Compounds (VOC)
2002........................................... 3.0 29.5 43.4 19.6 95.4
2004........................................... 2.4 28.9 36.9 19.0 87.2
Diff (0204)................................... 0.6 0.6 6.5 0.6 8.2
Nitrogen Oxides (NOX)
2002........................................... 16.7 3.0 86.8 21.4 127.9
2004........................................... 12.9 3.1 76.2 20.2 112.5
Diff (0204)................................... 3.8 0.1 10.6 1.2 15.4
Between 2002 and 2004, VOC emissions decreased by 8.6 percent from
95.4 tpd to 87.2 tpd; NO
Federal NO
Solvent Cleaning (68 FR 2206, January 16, 2003).
Portable Fuel Containers (69 FR 70893, December 8, 2004). 3. Highway Vehicle Sources
Federal Motor Vehicle Control Programs (FMVCP).
Tier 1 (56 FR 25724, June 5, 1991).
Heavyduty Engine and Vehicle Standards (62 FR 54694, October 21, 1997, and 65 FR 59896, October 6, 2000).
National Low Emission Vehicle (NLEV) Program (PA) (64 FR 72564, December 28, 1999).
Vehicle Emission Inspection/Maintenance Program (70 FR 58313, October 6, 2005).
4. NonRoad Sources
Nonroad Diesel (69 FR 38958, June 29, 2004).
EPA believes that permanent and enforceable emissions reductions are the cause of the longterm improvement in ozone levels and are the cause of the Area achieving attainment of the 8hour ozone standard. D. The Harrisburg Area Has a Fully Approvable Maintenance Plan Pursuant to Section 175A of the CAA
In conjunction with its request to redesignate the Harrisburg Area to attainment status, Pennsylvania submitted a SIP revision to provide for maintenance of the 8hour ozone NAAQS in the Area for at least 11 years after redesignation. The Commonwealth is requesting that EPA approve this SIP revision as meeting the requirement of section 175A of the CAA. Once approved, the maintenance plan for the 8hour ozone NAAQS will ensure that the SIP for the Harrisburg Area meets the requirements of the CAA regarding maintenance of the applicable 8hour ozone standard.
Section 175A of the CAA sets forth the elements of a maintenance
plan for areas seeking redesignation from nonattainment to attainment.
Under section 175A, the plan must demonstrate continued attainment of
the applicable NAAQS for at least 10 years after approval of a
redesignation of an area to attainment. Eight years after the
redesignation, the Commonwealth must submit a revised maintenance plan
demonstrating that attainment will continue to be maintained for the 10
years following the initial 10year period. To address the possibility
of future NAAQS violations, the maintenance plan must contain such
contingency measures, with a schedule for implementation, as EPA deems
necessary to assure prompt correction of any future 8hour ozone
violations. Section 175A of the CAA sets forth the elements of a
maintenance plan for areas seeking redesignation from nonattainment to
attainment. The Calcagni memorandum dated September 4, 1992, provides
additional guidance on the content of a maintenance plan. An ozone maintenance plan should address the following provisions:
[[Page 30530]]
(a) an attainment emissions inventory;
(b) a maintenance demonstration;
(c) a monitoring network;
(d) verification of continued attainment; and
(e) a contingency plan.
Analysis of the Harrisburg Area Maintenance Plan
(a) Attainment inventoryAn attainment inventory includes the
emissions during the time period associated with the monitoring data
showing attainment. PADEP determined that the appropriate attainment
inventory year is 2004. That year establishes a reasonable year within
the 3year block of 20032005 as a baseline and accounts for reductions
attributable to implementation of the CAA requirements to date. The
2004 inventory is consistent with EPA guidance and is based on actual
``typical summer day'' emissions of VOC and NO
The 2002 and 2004 point source data was compiled from actual sources. Pennsylvania requires owners and operators of larger facilities to submit annual production figures and emission calculations each year. Throughput data are multiplied by emission factors from Factor Information Retrieval (FIRE) Data Systems and EPA's publication series AP42, and are based on Source Classification Codes (SCC).
The 2002 area source data was compiled using countylevel activity data, from census numbers, from county numbers, etc. The 2004 area source data was projected from the 2002 inventory using temporal allocations provided by the MidAtlantic Regional Air Management Association (MARAMA).
The onroad mobile source inventories for 2002 and 2004 were
compiled using MOBILE6.2 and Pennsylvania Department of Transportation
(PENNDOT) estimates for VMT. The PADEP has provided detailed data
summaries to document the calculations of mobile onroad VOC and
NO
The 2002 and 2004 emissions for the majority of nonroad emission source categories were estimated using the EPA NONROAD 2005 model. The NONROAD model calculates emissions for diesel, gasoline, liquefied petroleum gasoline, and compressed natural gasfueled nonroad equipment types and includes growth factors. The NONROAD model does not estimate emissions from locomotives or aircraft. For 2002 and 2004 locomotive emissions, the PADEP projected emissions from a 1999 survey using national fuel consumption information and EPA emission and conversion factors. Emissions from commercial aircraft for 2002 are estimated using the EPAapproved Emissions & Dispersion Modeling System (EDMS) 4.20, the latest version available at the time the inventory was developed. Commercial aircraft operations were significant in the Harrisburg Area and were modeled by the EDMS model directly. Harrisburg International Airport (HIA) accounts for all commercial operations in the area. Small aircraft emissions were calculated by using small airport operation statistics, which can be found at http://www.airnav.com and the Federal Aviation Administration's (FAA) Area
More detailed information on the compilation of the 2002, 2004,
2009, and 2018 inventories can be found in the Technical Appendices which are part of this submittal.
(b) Maintenance DemonstrationOn March 27, 2007, the PADEP
submitted a maintenance plan as required by section 175A of the CAA.
The Harrisburg maintenance plan shows maintenance of the 8hour ozone
NAAQS by demonstrating that current and future emissions of VOC and
NO
Tables 5 and 6 specify the VOC and NO
Table 5.Total VOC Emissions for 20042018 (tpd)
2004 VOC 2009 VOC 2018 VOC
Source category emissions emissions emissions
Point............................ 2.4 3.0 3.8
Area............................. 28.9 27.4 29.4
Mobile*.......................... 36.9 30.1 20.6
Nonroad.......................... 19.0 16.0 13.4
Total........................ 87.2 76.5 67.2
* Includes safety margin identified in the motor vehicle emission
budgets for transportation conformity. Totals may vary due to rounding.
Table 6.Total NOX Emissions for 20042018 (tpd)
2004 NOX 2009 NOX 2018 NOX
Source category emissions emissions emissions
Point............................ 12.9 19.8 23.8
Area............................. 3.1 3.2 3.4
Mobile*.......................... 76.2 56.0 24.4
Nonroad.......................... 20.2 17.1 12.3
Total........................ 112.5 96.2 63.9 * Includes safety margin identified in the motor vehicle emission budgets for transportation conformity. Totals may vary due to rounding.
Additionally, the following programs are either effective or due to
become effective and will further contribute to the maintenance demonstration of the 8hour ozone NAAQS:
Additionally, the following mobile programs are either effective or
due to become effective and will further contribute to the maintenance demonstration of the 8hour ozone NAAQS:
Based on the comparison of the projected emissions and the
attainment year emissions along with the additional measures, EPA
concludes that PADEP has successfully demonstrated that the 8hour
ozone standard should be maintained in the Harrisburg Area.
(c) Monitoring NetworkThere are currently three monitors in the
Harrisburg Area measuring ozone in the Harrisburg Area. The PADEP will
continue to operate its current air quality monitors (located in
Dauphin and Perry Counties), in accordance with 40 CFR part 58.
(d) Verification of Continued AttainmentIn addition to
maintaining the key elements of its regulatory program, the
Commonwealth will track the attainment status of the ozone NAAQS in the
Area by reviewing air quality and emissions data during the maintenance
period. The Commonwealth will perform an annual evaluation of Vehicle
Miles Traveled (VMT) data and emissions reported from stationary
sources and compare them to the assumptions about these factors used in
the maintenance plan. The Commonwealth will also evaluate the periodic
(every three years) emission inventories prepared under EPA's
Consolidated Emission Reporting Regulation (40 CFR 51, subpart A) to
see if they exceed the attainment year inventory (2004) by more than 10
percent. The PADEP will also continue to operate the existing ozone
monitoring stations in the Area pursuant to 40 CFR part 58 throughout
the maintenance period and submit qualityassured ozone data to EPA
through the AQS system. Section 175A(b) of the CAA states that eight
years following redesignation of the Harrisburg Area, PADEP will be
required to submit a second maintenance plan that will ensure
attainment through 2028. PADEP has made that commitment to meet the requirement of section 175A(b).
(e) The Maintenance Plan's Contingency MeasuresThe contingency
plan provisions are designed to promptly correct a violation of the
NAAQS that occurs after redesignation. Section 175A of the CAA requires
that a maintenance plan include such contingency measures as EPA deems
necessary to ensure that the Commonwealth will promptly correct a
violation of the NAAQS that occurs after redesignation. The maintenance
plan should identify the events that would ``trigger'' the adoption and
implementation of a contingency measure(s), the contingency measure(s)
that would be adopted and implemented, and the schedule indicating the
time frame by which the state would adopt and implement the measure(s).
The ability of the Harrisburg Area to stay in compliance with the
8hour ozone standard after redesignation depends upon VOC and
NO
Contingency measures will be considered if for two consecutive years the fourth highest 8hour ozone concentrations at the design value monitor (the highest of the three area monitors) are above 84 ppb. If this trigger point occurs, the Commonwealth will evaluate whether additional local emission control measures should be implemented in order to prevent a violation of the air quality standard. PADEP will also analyze the conditions leading to the excessive ozone levels and evaluate which measures might be most effective in correcting the excessive ozone levels. PADEP will also analyze the potential emissions effect of Federal, state, and local measures that have been adopted but not yet implemented at the time the excessive ozone levels occurred. PADEP will then begin the process of implementing any selected measures.
Contingency measures will also be considered in the event that a violation of the 8hour ozone standard occurs at any one of the three monitors in the Harrisburg Area. In the event of a violation of the 8 hour ozone standard, PADEP will adopt additional emissions reduction measures as expeditiously as practicable in accordance with the implementation schedule listed later in this notice and in the Pennsylvania Air Pollution Control Act in order to return the Area to attainment with the standard. Contingency measures to be considered for Harrisburg will include, but not be limited to the following:
Regulatory measures:
Additional controls on consumer products.
Additional controls on portable fuel containers.
Nonregulatory measures:
Voluntary diesel engine ``chip reflash''installation software to
correct the defeat device option on certain heavyduty diesel engines.
Diesel retrofit, including replacement, repowering or alternative
fuel use, for public or private local onroad or offroad fleets. Idling reduction technology for Class 2 yard locomotives.
Idling reduction technologies or strategies for truck stops, warehouses and other freighthandling facilities.
Accelerated turnover of lawn and garden equipment, especially
commercial equipment, including promotion of electric equipment.
Additional promotion of alternative fuel (e.g., biodiesel) for home heating and agricultural use.
The plan lays out a process to have any regulatory contingency
measures in effect within 19 months of the trigger. The plan also lays
out a process to implement the nonregulatory contingency measures within 1224 months of the trigger.
[[Page 30532]]
VII. Are the Motor Vehicle Emissions Budgets Established and Identified
in the Harrisburg Maintenance Plan Adequate and Approvable? A. What Are the Motor Vehicle Emissions Budgets?
Under the CAA, Stat
FOR FURTHER INFORMATION CONTACT Ellen Wentworth, (215) 814-2034, or by email at wentworth.ellen@epa.gov.
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 26 CFR Part 1 40 CFR Part 180 47 CFR Part 73 50 CFR Part 17 33 CFR Part 117 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 33 CFR Part 100 40 CFR Part 63 26 CFR Part 301 50 CFR Part 622 39 CFR Part 111 40 CFR Part 300 44 CFR Part 65 50 CFR Part 660 40 CFR Part 271 40 CFR Parts 52 and 81 47 CFR Part 64 50 CFR Part 665 49 CFR Part 571 44 CFR Part 64 14 CFR Part 23 47 CFR Part 76 50 CFR Part 229