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EPA ID: [EPA-R03-OAR-2007-0625; FRL-8485-9]
SUBJECT CATEGORY: Approval and Promulgation of Air Quality Implementation Plans; Pennsylvania; Redesignation of the York (York and Adams Counties) 8- Hour Ozone Nonattainment Area to Attainment and Approval of the Area's Maintenance Plan and 2002 Base Year Inventory
DOCUMENT SUMMARY: EPA is proposing to approve a redesignation request and State Implementation Plan (SIP) revisions submitted by the Commonwealth of Pennsylvania. The Pennsylvania Department of Environmental Protection (PADEP) is requesting that the York (York and Adams Counties) ozone nonattainment area (York Area) be redesignated as attainment for the 8 hour ozone national ambient air quality standard (NAAQS). EPA is proposing to approve the ozone redesignation request for the York Area. In conjunction with its redesignation request, the Commonwealth submitted a SIP revision consisting of a maintenance plan for the York Area that provides for continued attainment of the 8hour ozone NAAQS for at least 10 years after redesignation. EPA is proposing to make a determination that the York Area has attained the 8hour ozone NAAQS, based upon three years of complete, qualityassured ambient air quality monitoring data for 20042006. EPA's proposed approval of the 8hour ozone redesignation request is based on its determination that the York Area has met the criteria for redesignation to attainment specified in the Clean Air Act (CAA). In addition, the Commonwealth has also submitted a 2002 base year inventory for the York Area which EPA is proposing to approve as a SIP revision. EPA is also providing information on the status of its adequacy determination for the motor vehicle emission budgets (MVEBs) that are identified in the maintenance plan for the York Area for purposes of transportation conformity, which EPA is also proposing to approve. EPA is proposing approval of the redesignation request and of the maintenance plan and 2002 base year inventory SIP revisions in accordance with the requirements of the CAA.
SUMMARY: Pennsylvania,
On June 14, 2007, PADEP formally submitted a request to redesignate
the York Area from nonattainment to attainment of the 8hour NAAQS for
ozone. Concurrently, Pennsylvania submitted a maintenance plan for the
York Area as a SIP revision to ensure continued attainment in the area
over the next 11 years. Pennsylvania also submitted a 2002 base year
inventory for the York Area as a SIP revision. The York Area is
currently designated a basic 8hour ozone nonattainment area. EPA is
proposing to determine that the York Area has attained the 8hour ozone
NAAQS and that it has met the requirements for redesignation pursuant
to section 107(d)(3)(E) of the CAA. EPA is, therefore, proposing to
approve the redesignation request to change the designation of the York Area from nonattainment to attainment for the 8
[[Page 60297]]
hour ozone NAAQS. EPA is also proposing to approve the York Area
maintenance plan as a SIP revision (such approval being one of the CAA
criteria for redesignation to attainment status). The maintenance plan
is designed to ensure continued attainment in the York Area for the
next 11 years. EPA is also proposing to approve the 2002 base year
inventory for the York Area as a SIP revision. Additionally, EPA is
announcing its action on the adequacy process for the MVEBs identified
in the York maintenance plan, and proposing to approve the MVEBs
identified for volatile organic compounds (VOCs) and nitrogen oxides
(NO
II. What Is the Background for These Proposed Actions?
Groundlevel ozone is not emitted directly by sources. Rather,
emissions of NO
On July 18, 1997, EPA promulgated a revised 8hour ozone standard of 0.08 parts per million (ppm). This new standard is more stringent than the previous 1hour standard. EPA designated, as nonattainment, any area violating the 8hour ozone NAAQS based on the air quality data for the three years of 20012003. These were the most recent three years of data at the time EPA designated 8hour areas. The York Area was designated a basic 8hour ozone nonattainment area in a Federal Register notice signed on April 15, 2004 and published on April 30, 2004 (69 FR 23857), based on its exceedance of the 8hour healthbased standard for ozone during the years 20012003.
On April 30, 2004, EPA issued a final rule (69 FR 23951, 23996) to revoke the 1hour ozone NAAQS in the York Area (as well as most other areas of the country) effective June 15, 2005. See, 40 CFR 50.9(b); 69 FR at 23966 (April 30, 2004); and 70 FR 44470 (August 3, 2005).
However, on December 22, 2006, the U.S. Court of Appeals for the
District of Columbia Circuit vacated EPA's Phase 1 Implementation Rule
for the 8hour Ozone Standard. (69 FR 23951, April 30, 2004). South
Coast Air Quality Management Dist. v. EPA, 472 F.3d 882 (D.C. Cir.
2006) (hereafter ``South Coast''). On June 8, 2007, in South Coast Air
Quality Management Dist. v. EPA, Docket No. 041201, in response to
several petitions for rehearing, the D.C. Circuit clarified that the
Phase 1 Rule was vacated only with regard to those parts of the rule
that had been successfully challenged. Therefore, the Phase 1 Rule
provisions related to classifications for areas currently classified
under subpart 2 of Title I, part D of the CAA as 8hour nonattainment
areas, the 8hour attainment dates and the timing for emissions
reductions needed for attainment of the 8hour ozone NAAQS remain
effective. The June 8 decision left intact the Court's rejection of
EPA's reasons for implementing the 8hour standard in certain
nonattainment areas under Subpart 1 in lieu of subpart 2. By limiting
the vacatur, the Court let stand EPA's revocation of the 1hour
standard and those antibacksliding provisions of the Phase 1 Rule that
had not been successfully challenged. The June 8 decision reaffirmed
the December 22, 2006 decision that EPA had improperly failed to retain
measures required for 1hour nonattainment areas under the anti
backsliding provisions of the regulations: (1) Nonattainment area New Source Review (NSR) requirements based on an area's 1hour
nonattainment classification; (2) Section 185 penalty fees for 1hour
severe or extreme nonattainment areas; (3) measures to be implemented
pursuant to section 172(c)(9) or 182(c)(9) of the CAA, on the
contingency of an area not making reasonable further progress toward
attainment of the 1hour NAAQS, or for failure to attain that NAAQS.
In addition, the June 8 decision clarified that the Court's reference to conformity requirements was limited to requiring the continued use of 1hour motor vehicle emissions budgets until 8hour budgets were available for 8hour conformity determinations, which is already required under EPA's conformity regulation. The Court thus clarified that 1hour conformity determinations are not required for antibacksliding purposes. The Court upheld EPA's authority to revoke the 1hour standard provided there were adequate antibacksliding provisions. Elsewhere in this document, mainly in section VI. B. ``The York Area Has Met All Applicable Requirements Under Section 110 and Part D of the CAA and Has a Fully Approved SIP Under Section 110(k) of the CAA,'' EPA discusses its rationale why the decision in South Coast is not an impediment to redesignating the York Area to attainment of the 8hour ozone NAAQS.
The CAA, Title I, Part D, contains two sets of provisionssubpart 1 and subpart 2that address planning and control requirements for nonattainment areas. Subpart 1 (which EPA refers to as ``basic'' nonattainment) contains general, less prescriptive requirements for nonattainment areas for any pollutantincluding ozonegoverned by a NAAQS. Subpart 2 (which EPA refers to as ``classified'' nonattainment) provides more specific requirements for ozone nonattainment areas. In 2004, the York Area was classified a basic 8hour ozone nonattainment area based on air quality monitoring data from 20012003. Therefore, the York Area is subject to the requirements of subpart 1 of Part D.
Under 40 CFR part 50, the 8hour ozone standard is attained when the 3year average of the annual fourthhighest daily maximum 8hour average ambient air quality ozone concentrations is less than or equal to 0.08 ppm (i.e., 0.084 ppm when rounding is considered). See 69 FR 23857 (April 30, 2004) for further information. Ambient air quality monitoring data for the 3year period must meet data completeness requirements. The data completeness requirements are met when the average percent of days with valid ambient monitoring data is greater than 90 percent, and no single year has less than 75 percent data completeness as determined in Appendix I of 40 CFR part 50. The ozone monitoring data indicates that the York Area has a design value of 0.081 ppm for the 3year period of 20042006, using complete, quality assured data. Therefore, the ambient ozone data for the York Area indicates no violations of the 8hour ozone standard.
The York Area consists of York and Adams Counties, Pennsylvania. Prior to its designation as an 8hour ozone nonattainment area, the York Area was a marginal 1hour ozone nonattainment area, and therefore, was subject to requirements for marginal nonattainment areas pursuant to section 182(a) of the CAA. See 56 FR 56694 (November 6, 1991). EPA determined that the York Area has attained the 1hour ozone NAAQS by the November 15, 1993 attainment date (60 FR 3349, January 17, 1995).
On June 14, 2007, PADEP requested that the York Area be
redesignated to attainment for the 8hour ozone standard. The
redesignation request included three years of complete, qualityassured
data for the period of 20042006, indicating that the 8hour NAAQS for
ozone had been achieved in the York Area. The data satisfies the CAA requirements that the 3year
[[Page 60298]]
average of the annual fourthhighest daily maximum 8hour average ozone
concentration (commonly referred to as the area's design value), must
be less than or equal to 0.08 ppm (i.e., 0.084 ppm when rounding is
considered). Under the CAA, a nonattainment area may be redesignated if
sufficient complete, qualityassured data is available to determine
that the area has attained the standard and the area meets the other
CAA redesignation requirements set forth in section 107(d)(3)(E).
III. What Are the Criteria for Redesignation to Attainment?
The CAA provides the requirements for redesignating a nonattainment
area to attainment. Specifically, section 107(d)(3)(E) of the CAA, allows for redesignation, providing that:
(1) EPA determines that the area has attained the applicable NAAQS;
(2) EPA has fully approved the applicable implementation plan for the area under section 110(k);
(3) EPA determines that the improvement in air quality is due to
permanent and enforceable reductions in emissions resulting from
implementation of the applicable SIP and applicable Federal air
pollutant control regulations and other permanent and enforceable reductions;
(4) EPA has fully approved a maintenance plan for the area as meeting the requirements of section 175A; and
(5) The State containing such area has met all requirements applicable to the area under section 110 and Part D.
EPA provided guidance on redesignations in the General Preamble for
the Implementation of Title I of the CAA Amendments of 1990, on April
16, 1992 (57 FR 13498), and supplemented this guidance on April 28,
1992 (57 FR 18070). EPA has provided further guidance on processing redesignation requests in the following documents:
On June 14, 2007, PADEP requested redesignation of the York Area to attainment for the 8hour ozone standard. On June 14, 2007, PADEP submitted a maintenance plan for the York Area as a SIP revision, to ensure continued attainment of the 8hour ozone NAAQS over the next 11 years, until 2018. PADEP also submitted a 2002 base year inventory concurrently with its maintenance plan as a SIP revision. EPA has determined that the York Area has attained the 8hour ozone standard and has met the requirements for redesignation set forth in section 107(d)(3)(E).
Approval of the redesignation request would change the official
designation of the York Area from nonattainment to attainment for the
8hour ozone NAAQS found at 40 CFR part 81. It would also incorporate
into the Pennsylvania SIP a 2002 base year inventory and a maintenance
plan ensuring continued attainment of the 8hour ozone NAAQS in the
York Area for the next 11 years, until 2018. The maintenance plan
includes contingency measures to remedy any future violations of the 8
hour NAAQS (should they occur), and identifies the NO
Table 1.Motor Vehicle Emissions Budgets in Tons per Summer Day (tpsd)
Year VOC NOX
2009.................................................. 15.9 22.8
2018.................................................. 9.0 10.0 VI. What Is EPA's Analysis of the Commonwealth's Request?
EPA is proposing to determine that the York Area has attained the 8hour ozone standard and that all other redesignation criteria have been met. The following is a description of how the PADEP's June 14, 2007 submittal satisfies the requirements of section 107(d)(3)(E) of the CAA.
EPA is proposing to determine that the York Area has attained the
8hour ozone NAAQS. For ozone, an area may be considered to be
attaining the 8hour ozone NAAQS if there are no violations, as
determined in accordance with 40 CFR 50.10 and Appendix I of part 50,
based on three complete, consecutive calendar years of qualityassured
air quality monitoring data. To attain this standard, the design value,
which is the 3year average of the fourthhighest daily maximum 8hour
average ozone concentrations, measured at each monitor within the area
over each year, must not exceed the ozone standard of 0.08 ppm. Based
on the rounding convention described in 40 CFR part 50, Appendix I, the
standard is attained if the design value is 0.084 ppm or below. The
data must be collected and qualityassured in accordance with 40 CFR
part 58, and recorded in the Air Quality System (AQS). The monitors generally should have remained at the same
[[Page 60299]]
location for the duration of the monitoring period required for demonstrating attainment.
In the York Area, there are two ozone monitors, located in York
County (York) and another in Adams County (Biglerville) that measures
air quality with respect to ozone. As part of its redesignation
request, Pennsylvania referenced ozone monitoring data for the years
20042006 for the York Area. This data has been quality assured and is
recorded in the AQS. PADEP uses the AQS as the permanent database to
maintain its data and quality assures the data transfers and content
for accuracy. The fourthhighest 8hour daily maximum concentrations,
along with the threeyear average are summarized in Table 2.
Table 2.York Area Fourth Highest 8Hour Average Values
Annual 4th highest reading
(ppm) Monitor/County/AIRS ID
2004 2005 2006
York County Monitor/AQS ID 421330008. .077 .089 .077
Adams County Monitor/AQS ID 420010002 .072 .080 .074
The average for the 3year period 20042006 is 0.081 ppm (based on York Monitor/AQS 421330008).
The air quality data for 20042006 show that the York Area has
attained the standard with a design value of 0.081 ppm. The data
collected at the York Area monitor satisfies the CAA requirement that
the 3year average of the annual fourthhighest daily maximum 8hour
average ozone concentration is less than or equal to 0.08 ppm. PADEP's
request for redesignation for the York Area indicates that the data is
complete and was quality assured in accordance with 40 CFR part 58. In
addition, as discussed below with respect to the maintenance plan,
PADEP has committed to continue monitoring in accordance with 40 CFR
part 58. In summary, EPA has determined that the data submitted by
Pennsylvania and data taken from AQS indicate that the York Area has attained the 8hour ozone NAAQS.
B. The York Area Has Met All Applicable Requirements Under Section 110
and Part D of the CAA and Has a Fully Approved SIP Under Section 110(k) of the CAA
EPA has determined that the York Area has met all SIP requirements applicable for purposes of this redesignation under section 110 of the CAA (General SIP Requirements) and that it meets all applicable SIP requirements under Part D of Title I of the CAA, in accordance with section 107(d)(3)(E)(v). In addition, EPA has determined that the SIP is fully approved with respect to all requirements applicable for purposes of redesignation in accordance with section 107(d)(3)(E)(ii) of the CAA. In making these proposed determinations, EPA ascertained which requirements are applicable to the York Area and determined that the applicable portions of the SIP meeting these requirements are fully approved under section 110(k) of the CAA. We note that SIPs must be fully approved only with respect to applicable requirements.
The September 4, 1992 Calcagni memorandum (``Procedures for Processing Requests to Redesignate Areas to Attainment,'' Memorandum from John Calcagni, Director, Air Quality Management Division, September 4, 1992) describes EPA's interpretation of section 107(d)(3)(E) with respect to the timing of applicable requirements. Under this interpretation, to qualify for redesignation, States requesting redesignation to attainment must meet only the relevant CAA requirements that came due prior to the submittal of a complete redesignation request. See also, Michael Shapiro memorandum, September 17, 1993, and 60 FR 12459, 1246566 (March 7, 1995) (redesignation of DetroitAnn Arbor). Applicable requirements of the CAA that come due subsequent to the area's submittal of a complete redesignation request remain applicable until a redesignation is approved, but are not required as a prerequisite to redesignation. Section 175A(c) of the CAA. Sierra Club v. EPA, 375 F.3d 537 (7th Cir. 2004). See also, 68 FR at 25424, 25427 (May 12, 2003) (redesignation of St. Louis).
This section sets forth EPA's views on the potential effect of the Court's rulings on this proposed redesignation action. For the reasons set forth below, EPA does not believe that the Court's rulings alter any requirements relevant to this redesignation action so as to preclude redesignation, and do not prevent EPA from proposing or ultimately finalizing this redesignation. EPA believes that the Court's December 22, 2006 and June 8, 2007 decisions impose no impediment to moving forward with redesignation of this area to attainment, because even in light of the Court's decisions, redesignation is appropriate under the relevant redesignation provisions of the CAA and longstanding policies regarding redesignation requests.
Section 110(a)(2) of Title I of the CAA delineates the general
requirements for a SIP, which include enforceable emissions limitations
and other control measures, means, or techniques, provisions for the
establishment and operation of appropriate devices necessary to collect
data on ambient air quality, and programs to enforce the limitations.
The general SIP elements and requirements set forth in section 110(a)(2) include, but are not limited to the following:
Section 110(a)(2)(D) requires that SIPs contain certain measures to
prevent sources in a State from significantly contributing to air
quality problems in another State. To implement this provision, EPA has
required certain states to establish programs to address transport of
air pollutants in accordance with the NO
the section 110(a)(2)(D) requirements for a State are not linked with a
particular nonattainment area's designation and classification in that
State. EPA believes that the requirements linked with a particular
nonattainment area's designation and classifications are the relevant
measures to evaluate in reviewing a redesignation request. The
transport SIP submittal requirements, where applicable, continue to
apply to a state regardless of the designation of any one particular
area in the State. Thus, we do believe that these requirements are applicable requirements for purposes of redesignation.
In addition, EPA believes that the other section 110 elements not
connected with nonattainment plan submissions and not linked with an
area's attainment status are not applicable requirements for purposes
of redesignation. The York Area will still be subject to these
requirements after it is redesignated. The section 110 and Part D
requirements, which are linked with a particular area's designation and
classification, are the relevant measures to evaluate in reviewing a
redesignation request. This policy is consistent with EPA's existing
policy on applicability of conformity (i.e., for redesignations) and
oxygenated fuels requirement. See, Reading, Pennsylvania, proposed and
final rulemakings (61 FR 53174, October 10, 1996), (62 FR 24826, May 7,
1997); ClevelandAkronLorain, Ohio final rulemaking (61 FR 20458, May
7, 1996); and Tampa, Florida, final rulemaking (60 FR 62748, December
7, 1995). See also, the discussion on this issue in the Cincinnati
redesignation (65 FR at 37890, June 19, 2000), and in the Pittsburgh
redesignation (66 FR at 53099, October 19, 2001). Similarly, with
respect to the NO
EPA believes that section 110 elements not linked to the area's nonattainment status are not applicable for purposes of redesignation. As we explain later in this notice, no Part D requirements applicable for purposes of redesignation under the 8hour standard became due for the York Area prior to the submission of the redesignation request.
Because the Pennsylvania SIP satisfies all of the applicable
general SIP elements and requirements set forth in section 100(a)(2),
EPA concludes that Pennsylvania has satisfied the criterion of section 107(d)(3)(e) regarding section 110 of the CAA.
2. Part D Nonattainment Requirements Under the 8Hour Standard
Pursuant to an April 30, 2004, final rule (69 FR 23951), the York Area was designated a basic nonattainment area under subpart 1 for the 8hour ozone standard. Sections 172176 of the CAA, found in subpart 1 of Part D, set forth the basic nonattainment requirements applicable to all nonattainment areas. Section 182 of the CAA, found in subpart 2 of Part D, establishes additional specific requirements depending on the area's nonattainment classification.
With respect to the 8hour standard, the court's ruling rejected EPA's reasons for classifying areas under subpart 1 for the 8hour standard, and remanded that matter to the Agency. Consequently, it is possible that this area could, during a remand to EPA, be reclassified under subpart 2. Although any future decision by EPA to classify this area under subpart 2 might trigger additional future requirements for the area, EPA believes that this does not mean that redesignation of the area cannot now go forward. This belief is based upon: (1) EPA's longstanding policy of evaluating redesignation requests in accordance with the requirements due at the time the request is submitted; and (2) consideration of the inequity of applying retroactively any requirements that might in the future be applied.
At the time the redesignation request was submitted, the York Area was classified under subpart 1 and was obligated to meet subpart 1 requirements. Under EPA's longstanding interpretation of section 107(d)(3)(E) of the CAA, to qualify for redesignation, states requesting redesignation to attainment must meet only the relevant SIP requirements that came due prior to the submittal of a complete redesignation request. See, September 4, 1992 Calcagni memorandum (``Procedures for Processing Requests to Redesignate Areas to Attainment,'' Memorandum from John Calcagni, Director, Air Quality Management Division). See also, Michael Shapiro Memorandum, September 17, 1993, and 60 FR 12459, 1246566 (March 7, 1995) (Redesignation of DetroitAnn Arbor); Sierra Club v. EPA, 375 F.3d 537 (7th Cir. 2004), which upheld this interpretation; 68 FR 25418, 25424, 25427 (May 12, 2003) (redesignation of St. Louis).
Moreover, it would be inequitable to retroactively apply any new SIP requirements that were not applicable at the time the request was submitted. The D.C. Circuit has recognized the inequity in such retroactive rulemaking. See, Sierra Club v. Whitman, 285 F. 3d 63 (D.C. Cir. 2002), in which the D.C. Circuit upheld a District Court's ruling refusing to make retroactive an EPA determination of nonattainment that was past the statutory due date. Such determination would have resulted in the imposition of additional requirements on that area. The Court stated: ``Although EPA failed to make the nonattainment determination within the statutory time frame, Sierra Club's proposed solution only makes the situation worse. Retroactive relief would likely impose large costs on the States, which would face fines and suits for not implementing air pollution prevention plans in 1997, even though they were not on notice at the time.'' Id. at 68. Similarly, here it would be unfair to penalize the area by applying to it for purposes of redesignation, additional SIP requirements under subpart 2 that were not in effect at the time it submitted its redesignation request.
With respect to 8hour subpart 2 requirements, if the York Area initially had been classified under subpart 2, the first two Part D subpart 2 requirements applicable to the York Area under section 182(a) of the CAA would be a base year inventory requirement pursuant to section 182(a)(1) of the CAA, and the emissions statement requirement pursuant to section 182(a)(3)(B).
As stated previously, these requirements are not due for purposes
of redesignation of the York Area, but nevertheless, Pennsylvania
already has in its approved SIP, an emissions statement rule for the 1
hour standard that covers all portions of the designated 8hour
nonattainment area, and that satisfies the emissions statement
requirement for the 8hour standard. See, 25 Pa. Code 135.21(a)(1)
codified at 40 CFR 52.2020; 60 FR 2881, January 12, 1995. With respect
to the base year inventory requirement, in this notice of proposed
rulemaking, EPA is proposing to approve the 2002 base year inventory
for the York Area, which was submitted on June 14, 2007, concurrently
with its maintenance plan, into the Pennsylvania SIP. EPA is proposing
to approve the 2002 base year inventory as fulfilling the requirements,
if necessary, of both sections 182(a)(1) and 172(c)(3) of the CAA. A
detailed evaluation of Pennsylvania's 2002 base year inventory for the
York Area can be found in a Technical Support Document (TSD) [[Page 60301]]
prepared by EPA for this rulemaking. EPA has determined that the
emission inventory and the emissions statement for the York Area have been satisfied.
In addition to the fact that Part D requirements applicable for purposes of redesignation did not become due prior to submission of the redesignation request, EPA believes that the general conformity and NSR requirements do not require approval prior to redesignation.
With respect to section 176, Conformity Requirements, section 176(c) of the CAA requires states to establish criteria and procedures to ensure that Federallysupported or funded projects conform to the air quality planning goals in the applicable SIP. The requirement to determine conformity applies to transportation plans, programs, and projects developed, funded or approved under Title 23 U.S.C. and the Federal Transit Act (``transportation conformity'') as well as to all other Federally supported or funded projects (``general conformity''). State conformity revisions must be consistent with Federal conformity regulations relating to consultation, enforcement and enforceability that the CAA required the EPA to promulgate. EPA believes it is reasonable to interpret the conformity SIP requirements as not applying for purposes of evaluating the redesignation request under section 107(d) since State conformity rules are still required after redesignation and Federal conformity rules apply where State rules have not been approved. See, Wall v. EPA, 265 F. 3d 426, 438440 (6th Cir. 2001), upholding this interpretation. See also, 60 FR 62748 (December 7, 1995).
In the case of the York Area, EPA has also determined that before being redesignated, the York Area need not comply with the requirement that an NSR program be approved prior to redesignation. EPA has also determined that areas being redesignated need not comply with the requirement that an NSR program be approved prior to redesignation, provided that the area demonstrates maintenance of the standard without Part D NSR in effect. The rationale for this position is described in a memorandum from Mary Nichols, Assistant Administrator for Air and Radiation, dated October 14, 1994, entitled ``Part D NSR Requirements of Areas Requesting Redesignation to Attainment.'' Normally, a State's Prevention of Significant Deterioration (PSD) program will become effective in the area immediately upon redesignation to attainment. See the more detailed explanations in the following redesignation rulemakings: Detroit, MI (60 FR 1246712468, March 7, 1995); Cleveland AkronLorrain, OH (61 FR 20458, 2046970, May 7, 1996); Louisville, KY (66 FR 53665, 53669, October 23, 2001); Grand Rapids, MI (61 FR 31831, 3183631837, June 21, 1996). In the case of the York Area, the Chapter 127 Part D NSR regulations in the Pennsylvania SIP (codified at 40 CFR 52.2020(c)(1)) explicitly apply the requirements for NSR in section 184 of the CAA to ozone attainment areas within the ozone transport region (OTR). The OTR NSR requirements are more stringent than that required for a marginal or basic ozone nonattainment area. On October 19, 2001 (66 FR 53094), EPA fully approved Pennsylvania's NSR SIP revision consisting of Pennsylvania's Chapter 127 Part D NSR regulations that cover the York Area.
EPA has also interpreted the section 184 OTR requirements,
including the NSR program, as not being applicable for purposes of
redesignation. The rationale for this is based on two considerations.
First, the requirement to submit SIP revisions for the section 184
requirements continues to apply to areas in the OTR after redesignation
to attainment. Therefore, the State remains obligated to have NSR, as
well as reasonably available control technology (RACT), and Vehicle
Inspection and Maintenance (I/M) programs even after redesignation.
Second, the section 184 control measures are regionwide requirements
and do not apply to the York Area by virtue of the area's designation
and classification. See, 61 FR 53174, 5317553176 (October 10, 1996) and 62 FR 24826, 2483032 (May 7, 1997).
3. Part D Nonattainment Area Requirements Under the 1Hour Standard
In its June 8, 2007 decision the Court limited its vacatur so as to
uphold those provisions of the antibacksliding requirements that were
not successfully challenged. Therefore the Area must meet the federal
antibacksliding requirements, see 40 CFR 51.900, et seq.; 70 FR 30592, 30604 (May 26, 2005), which apply by virtue of the area's
classification for the 1hour ozone NAAQS. As set forth in more detail
below, the area must also address four additional antibacksliding provisions identified by the Court in its decisions.
The antibacksliding provisions at 40 CFR 51.905(a)(1) prescribe 1
hour ozone NAAQS requirements that continue to apply after revocation
of the 1hour ozone NAAQS to former 1hour ozone nonattainment areas. Section 51.905(a)(1)(i) provides that:
``The area remains subject to the obligation to adopt and implement the
applicable requirements as defined in section 51.900(f), except as
provided in paragraph (a)(1)(iii) of paragraph (b) of this section.''
Section 51.900(f), as amended by 70 FR 30592, 30604 (May 26, 2005), states that:
``Applicable requirements means for an area the following requirements
to the extent such requirements applied to the area for the area's
classification under section 181(a)(1) of the CAA for the 1hour NAAQS at the time of designation for the 8hour NAAQS.''
(1) RACT.
(2) I/M.
(3) Major source applicability cutoffs for purposes of RACT. (4) Rate of Progress (ROP) reductions.
(5) Stage II vapor recovery.
(6) Clean fuels fleet program under section 183(c)(4) of the CAA.
(7) Clean fuels for boilers under section 182(e)(3) of the CAA.
(8) Transportation Control Measures (TCMs) during heavy traffic hours as required by section 182(e)(4) of the CAA.
(9) Enhanced (ambient) monitoring under section 182(c)(1) of the CAA.
(10) Transportation control measures (TCMs) under section 182(c)(5) of the CAA.
(11) Vehicle miles traveled (VMT) provisions of section 182(d)(1) of the CAA.
(12) NO
Pursuant to 40 CFR 51.905(c), the York Area is subject to the obligations set forth in 51.905(a) and 51.900(f).
Prior to its designation as an 8hour ozone nonattainment area, the York Area was designated a marginal nonattainment area for the 1hour standard. With respect to the 1hour standard, the applicable requirements under the antibacksliding provisions at 40 CFR 51.905(a)(1) for the York Area are limited to the RACT and I/M programs specified in section 182(a) of the CAA and are discussed in the following paragraphs:
Section 182(a)(2)(A) required SIP revisions to correct or amend
RACT for sources in marginal areas, such as the York Area, that were
subject to control technique guidelines (CTGs) issued before November
15, 1990 pursuant to CAA section 108. On December 22, 1994, EPA fully
approved into the Pennsylvania SIP all corrections required under section 182(a)(2)(A) of
[[Page 60302]]
the CAA (59 FR 65971, December 22, 1994). EPA believes that this
requirement applies only to marginal and higher classified areas under
the 1hour NAAQS pursuant to the 1990 amendments to the CAA; therefore,
this is a onetime requirement. After an area has fulfilled the section
182(a)(2)(A) requirement for the 1hour NAAQS, there is no requirement under the 8hour NAAQS.
Section 182(a)(2)(B) of the CAA relates to the savings clause for certain I/M programs. It requires marginal areas to adopt vehicle I/M programs. This provision was not applicable to the York Area because this area did not have nor was required to have an I/M program before November 15, 1990.
In addition the Court held that EPA should have retained four additional measures in its antibacksliding provisions: (1) Nonattainment area NSR; (2) Section 185 penalty fees; (3) contingency measures under section 172(c)(9) or 182(c)(9) of the CAA; and (4) 1 hour motor vehicle emissions budgets that were yet not replaced by 8 hour emissions budgets. These requirements are addressed below:
With respect to NSR, EPA has determined that areas being redesignated need not have an approved nonattainment New Source Review program, for the same reasons discussed previously with respect to the applicable Part D requirement for the 8hour standard.
The section 185 penalty fee requirement applies only to severe and extreme nonattainment areas, and was never applicable in the York 1 hour marginal nonattainment area.
With respect to the requirement for submission of contingency measures for the 1hour standard, section 182(a) does not require contingency measures for marginal areas.
The conformity portion of the Court's ruling does not impact the redesignation request for the York Area except to the extent that the Court in its June 8 decision clarified that for those areas with 1hour MVEBs, antibacksliding requires that those 1hour budgets must be used for 8hour conformity determinations until replaced by 8hour budgets. There are no applicable 1hour MVEBs for the York Area. (As discussed elsewhere in this document, EPA is proposing to approve 8hour MVEBs for the York Area.) To meet this requirement, conformity determinations in such areas must comply with the applicable requirements of EPA's conformity regulations at 40 CFR Part 93. The court clarified that 1 hour conformity determinations are not required for antibacksliding purposes.
Thus EPA has concluded that the York Area has met all requirements applicable for redesignation under the 1hour standard.
All areas in the Ozone Transport Region (OTR), both attainment and nonattainment, are subject to additional control requirements under section 184 for the purpose of reducing interstate transport of emissions that may contribute to downwind ozone nonattainment. The section 184 requirements include RACT, NSR, enhanced vehicle inspection and maintenance (I/M), and Stage II vapor recovery or a comparable measure.
In the case of the York Area, which is located in the OTR, nonattainment NSR will continue to be applicable after redesignation. On October 19, 2001, EPA approved the 1hour NSR SIP revision for the area. See 66 FR 53094 (October 19, 2001).
EPA has also interpreted the section 184 OTR requirements, including NSR, as not being applicable for purposes of redesignation. Reading, PA Redesignation, 61 FR 53174, (October 10, 1996), 62 FR 24826 (May 7, 1997). The rationale for this is based on two considerations. First, the requirement to submit SIP revisions for the section 184 requirements continues to apply to areas in the OTR after redesignation to attainment. Therefore, the State remains obligated to have NSR, as well as RACT, and I/M even after redesignation. Second, the section 184 control measures are regionwide requirements and do not apply to the area by virtue of the area's nonattainment designation and classification, and thus are properly considered not relevant to an action changing an area's designation. See 61 FR 53174, 5317553176 (October 10, 1996) and 62 FR 24826, 2483024832 (May 7, 1997). 5. York Area Has a Fully Approved SIP for Purposes of Redesignation
EPA has fully approved the Pennsylvania SIP for the purposes of
this redesignation. EPA may rely on prior SIP approvals in approving a
redesignation request. Calcagni Memo, p. 3; Southwestern Pennsylvania
Growth Alliance v. Browner, 144 F. 3d 984, 98990 (6th Cir. 1998); Wall
v. EPA, 265 F. 3d 426 (6th Cir. 2001), plus any additional measures it
may approve in conjunction with a redesignation action. See also, 68 FR at 25425 (May 12, 2003) and citations therein.
C. The Air Quality Improvement in the York Area Is Due to Permanent and
Enforceable Reductions in Emissions Resulting From Implementation of
the SIP and Applicable Federal Air Pollution Control Regulations and Other Permanent and Enforceable Reductions
EPA believes that the Commonwealth has demonstrated that the observed air quality improvement in the York Area is due to permanent and enforceable reductions in emissions resulting from implementation of the SIP, Federal measures, and other Stateadopted measures. Emissions reductions attributable to these rules are shown in Table 3. Table 3.Total VOC and NOX Emissions for 2002 and 2004 in tons per summer day (tpsd) Year Point Area Nonroad Mobile Total Volatile Organic Compounds (VOC) 2002..................................................... 8.5 27.1 25.3 10.4 71.3 2004..................................................... 5.3 26.8 21.3 10.1 63.5 Diff. (0204)............................................ 3.2 0.3 4.0 0.3 7.8 Nitrogen Oxides (NOX) 2002..................................................... 70.2 2.9 36.6 14.3 124.0 2004..................................................... 75.3 3.0 31.9 13.7 123.9 Diff. (0204)............................................ 5.1 0.1 4.7 0.6 0.1 [[Page 60303]]
Between 2002 and 2004, VOC emissions decreased by 7.8 tpsd, and
NO
Federal NO
Solvent Cleaning (68 FR 2206, January 16, 2003).
Portable Fuel Containers (69 FR 70893, December 8, 2004). 3. Highway Vehicle Sources
Federal Motor Vehicle Control Programs (FMVCP).
Tier 1 (56 FR 25724, June 5, 1991).
Heavyduty Engine and Vehicle Standards (62 FR 54694, October 21, 1997, and 65 FR 59896, October 6, 2000).
National Low Emission Vehicle (NLEV) Program (PA) (64 FR 72564, December 28, 1999).
Vehicle Emission Inspection/Maintenance Program (70 FR 58313, October 6, 2005).
4. NonRoad Sources
Nonroad Diesel (69 FR 38958, June 29, 2004).
EPA believes that permanent and enforceable emissions reductions
are the cause of the longterm improvement in ozone levels and are the
cause of the York Area achieving attainment of the 8hour ozone standard.
D. The York Area Has a Fully Approvable Maintenance Plan Pursuant to Section 175A of the CAA
In conjunction with its request to redesignate the York Area to attainment status, Pennsylvania submitted a SIP revision to provide for maintenance of the 8hour ozone NAAQS in the York Area for at least 11 years after redesignation. The Commonwealth is requesting that EPA approve this SIP revision as meeting the requirement of CAA 175A. Once approved, the maintenance plan for the 8hour ozone NAAQS will ensure that the SIP for the York Area meets the requirements of the CAA regarding maintenance of the applicable 8hour ozone standard. What Is Required in a Maintenance Plan?
Section 175 of the CAA sets forth the elements of a maintenance
plan for areas seeking redesignation from nonattainment to attainment.
Under section 175A, the plan must demonstrate continued attainment of
the applicable NAAQS for at least 10 years after approval of a
redesignation of an area to attainment. Eight years after the
redesignation, the Commonwealth must submit a revised maintenance plan
demonstrating that attainment will continue to be maintained for the 10
years following the initial 10year period. To address the possibility
of future NAAQS violations, the maintenance plan must contain such
contingency measures, with a schedule for implementation, as EPA deems
necessary to assure prompt correction of any future 8hour ozone
violations. Section 175A of the CAA sets forth the elements of a
maintenance plan for areas seeking redesignation from nonattainment to
attainment. The Calcagni memo provides additional guidance on the
content of a maintenance plan. An ozone maintenance plan should address the following provisions:
(a) an attainment emissions inventory;
(b) a maintenance demonstration;
(c) a monitoring network;
(d) verification of continued attainment; and
(e) a contingency plan.
Analysis of the York Area Maintenance Plan
(a) Attainment inventoryAn attainment inventory includes the
emissions during the time period associated with the monitoring data
showing attainment. PADEP determined that the appropriate attainment
inventory year is 2004. That year establishes a reasonable year within
the threeyear block of 20042006 as a baseline and accounts for
reductions attributable to implementation of the CAA requirements to
date. The 2004 inventory is consistent with EPA guidance and is based
on actual ``typical summer day'' emissions of VOC and NO
The 2002 and 2004 point source data was compiled from actual sources. Pennsylvania requires owners and operators of larger facilities to submit annual production figures and emission calculations each year. Throughput data are multiplied by emission factors from Factor Information Retrieval (FIRE) Data Systems and EPA's publication series AP42, and are based on Source Classification Codes (SCC).
The 2002 area source data was compiled using countylevel activity data, from census numbers, from county numbers, etc. The 2004 area source data was projected from the 2002 inventory using temporal allocations provided by the MidAtlantic Regional Air Management Association (MARAMA).
The onroad mobile source inventories for 2002 and 2004 were
compiled using MOBILE6.2 and Pennsylvania Department of Transportation
(PENNDOT) estimates for VMT. The PADEP has provided detailed data
summaries to document the calculations of mobile onroad VOC and
NO
The 2002 and 2004 emissions for the majority of nonroad emission source categories were estimated using the EPA NONROAD 2005 model. The NONROAD model calculates emissions for diesel, gasoline, liquefied petroleum gasoline, and compressed natural gasfueled nonroad equipment types and includes growth factors. The NONROAD model does not estimate emissions from locomotives or aircraft. For 2002 and 2004 locomotive emissions, the PADEP projected emissions from a 1999 survey using national fuel consumption information and EPA emission and conversion factors. There are no commercial aircraft operations in York and Adams Counties. For 2002 and 2004 aircraft emissions, PADEP estimated emissions using small airport operations statistics from http://www.airnav.com, and emission factors and operational characteristics in the EPAapproved model, Emissions and Dispersion Modeling System (EDMS).
More detailed information on the compilation of the 2002, 2004,
2009, and 2018 inventories can found in the Technical Appendices, which are part of the June 14, 2007 state submittal.
(b) Maintenance DemonstrationOn June 14, 2007, the PADEP
submitted a maintenance plan as required by section 175A of the CAA.
The York Area maintenance plan shows maintenance of the 8hour ozone
NAAQS by demonstrating that current and future emissions of VOC and
NO
Tables 4 and 5 specify the VOC and NO
above the 2004 attainment level during the time of the maintenance period.
Table 4.Total VOC Emissions for 20042018 (tpsd)
2004 VOC 2009 VOC 2018 VOC
Source category emissions emissions emissions
Point*........................... 5.3 8.2 10.1
Area............................. 26.8 26.2 28.9
Mobile**......................... 21.3 15.9 9.0
Nonroad.......................... 10.1 8.4 6.9
Total........................ 63.5 58.7 54.9
*The stationary point source emissions shown here do not include
available banked emission credits as indicated in Appendix A4 submitted with the maintenance plan.
**Includes safety margin identified in the motor vehicle emission budgets for transportation conformity.
Table 5.Total NOX Emissions for 20042018 (tpsd)
2004 NOX 2009 NOX 2018 NOX
Source category emissions emissions emissions
Point*........................... 75.3 74.1 79.7
Area............................. 3.0 3.1 3.3
Mobile**......................... 31.9 22.8 10.0
Nonroad......................... 13.7 11.2 6.5
Total........................ 123.9 111.2 99.5 *The stationary point source emissions shown here do not include available banked emission credits as indicated in Appendix A4. **Includes safety margin identified in the motor vehicle emission budgets for transportation conformity.
Additionally, the following programs are either effective or due to
become effective and will further contribute to the maintenance demonstration of the 8hour ozone NAAQS:
Based on the comparison of the projected emissions and the
attainment year emissions along with the additional measures, EPA
concludes that PADEP has successfully demonstrated that the 8hour ozone standard should be maintained in the York Area.
(c) Monitoring NetworkThere are currently two monitors measuring
ozone in the York Area. PADEP will continue to operate its current air
quality monitor (located in York and Adams Counties), in accordance with 40 CFR part 58.
(d) Verification of Continued AttainmentIn addition to
maintaining the key elements of its regulatory program, the
Commonwealth will track the attainment status of the ozone NAAQS in the
York Area by reviewing air quality and emissions data during the
maintenance period. The Commonwealth will perform an annual evaluation
of Vehicle Miles Traveled (VMT) data and emissions reported from
stationary sources, and compare them to the assumptions about these
factors used in the maintenance plan. The Commonwealth will also
evaluate the periodic (every three years) emission inventories prepared
under EPA's Consolidated Emission Reporting Regulation (40 CFR part 51,
subpart A) to see if they exceed the attainment year inventory (2004)
by more than 10 percent. PADEP will also continue to operate the
existing ozone monitoring station in the York Area pursuant to 40 CFR
part 58 throughout the maintenance period and submit qualityassured
ozone data to EPA through the AQS system. Section 175A(b) of the CAA
states that eight years following the redesignation of the York Area,
PADEP will be required to submit a second maintenance plan that will
ensure attainment through 2028. PADEP has made that commitment to meet the requirement of section 175A(b).
(e) The Maintenance Plan's Contingency MeasuresThe contingency
plan provisions are designed to promptly correct a violation of the
NAAQS that occurs after redesignation. Section 175A of the CAA requires
that a maintenance plan include such contingency measures as EPA deems
necessary to ensure that the State will promptly correct a violation of
the NAAQS that occurs after redesignation. The maintenance plan should
identify the events that would ``trigger'' the adoption and
implementation of a contingency measure(s), the contingency measure(s)
that would be adopted and implemented, and the schedule indicating the
timeframe by which the state would adopt and implement the measure(s).
The ability of the York Area to stay in compliance with the 8hour
ozone standard after redesignation depends upon VOC and NO
[[Page 60305]]
Commonwealth's maintenance plan outlines the procedures for the
adoption and implementation of contingency measures to further reduce emissions should a violation occur.
Contingency measures will be considered if for two consecutive years the fourth highest 8hour ozone concentrations at the York and Adams Counties monitors are above 84 ppb. If this trigger point occurs, the Commonwealth will evaluate whether additional local emission control measures should be implemented in order to prevent a violation of the air quality standard. PADEP will also analyze the conditions leading to the excessive ozone levels and evaluate which measures might be most effective in correcting the excessive ozone levels. PADEP will also analyze the potential emissions effect of Federal, state, and local measures that have been adopted but not yet implemented at the time the excessive ozone levels occurred. PADEP will then begin the process of implementing any selected measures.
Contingency measures will also be considered in the event that a violation of the 8hour ozone standard occurs at the York and Adams Counties, Pennsylvania monitors. In the event of a violation of the 8 hour ozone standard, PADEP will adopt additional emissions reduction measures as expeditiously as practicable in accordance with the implementation schedule listed later in this notice and the Pennsylvania Air Pollution Control Act in order to return the area to attainment with the standard. Contingency measures to be considered for the York Area will include, but not be limited to the following:
Regulatory measures:
Additional controls on consumer products.
Additional controls on portable fuel containers.
NonRegulatory measures:
Voluntary diesel engine ``chip reflash'' (installation software to
correct the defeat device option on certain heavyduty diesel engines).
Diesel retrofit, including replacement, repowering or alternative
fuel use, for public or private local onroad or offroad fleets. Idling reduction technology for Class 2 yard locomotives.
Idling reduction technologies or strategies for truck stops, warehouses and other freighthandling facilities.
Accelerated turnover of lawn and garden equipment, especially
commercial equipment, including promotion of electric equipment.
Additional promotion of alternative fuel (e.g., biodiesel) for home heating and agricultural use.
The plan lays out a process to have any regulatory contingency
measures in effect within 19 months of the trigger. The plan also lays
out a process to implement the nonregulatory contingency measures within 1224 months of the trigger.
VII. Are the Motor Vehicle Emissions Budgets Established and Identified in the York Area Maintenance Plan Adequate and Approvable?
Under the CAA, States are required to submit, at various times, control strategy SIPs and maintenance plans in ozone areas. These control strategy SIPs (i.e., RFP SIPs and attainment demonstration SIPs) and maintenance plans identify and establish MVEBs for certain criteria pollutants and/or their precursors to address pollution from onroad mobile sources. In the maintenance plan, the MVEBs are termed ``onroad mobile source emission budgets.'' Pursuant to 40 CFR part 93 and Sec. 51.112, MVEBs must be established in an ozone maintenance plan. An MVEB is the portion of the total allowable emissions that is allocated to highway and transit vehicle use and emissions. An MVEB serves as a ceiling on emissions from an area's planned transportation system. The MVEB concept is further explained in the preamble to the November 24, 1993, transportation conformity rule (58 FR 62188). The preamble also describes how to establish and revise the MVEBs in control strategy SIPs and maintenance plans.
Under section 176(c) of the CAA, new transportation projects, such as the construction of new highways, must ``conform'' to (i.e., be consistent with) the part of the State's air quality plan that addresses pollution from cars and trucks. ``Conformity'' to the SIP means that transportation activities will not cause new air quality violations, worsen existing violations, or delay timely attainment of or reasonable progress towards the NAAQS. If a transportation plan does not ``conform,'' most new projects that would expand the capacity of roadways cannot go forward. Regulations at 40 CFR part 93 set forth EPA policy, criteria, and procedures for demonstrating and ensuring conformity of such transportation activities to a SIP.
When reviewing submitted ``control strategy'' SIPs or maintenance plans containing MVEBs, EPA must affirmatively find the MVEB contained therein ``adequate'' for use in determining transportation conformity. After EPA affirmatively finds the submitted MVEB is adequate for transportation conformity purposes, that MVEB can be used by state and federal agencies in determining whether proposed transportation projects ``conform'' to the SIP as required by section 176(c) of the CAA. EPA's substantive criteria for determining ``adequacy'' of a MVEB are set forth in 40 CFR 93.118(e)(4).
EPA's process for determining ``adequacy'' consists of three basic steps: public notification of a SIP submission, a public comment period, and EPA's adequacy finding. This process for determining the adequacy of submitted SIP MVEBs was initially outlined in EPA's May 14, 1999 guidance, ``Conformity Guidance on Implementation of March 2, 1999, Conformity Court Decision.'' This guidance was finalized in the Transportation Conformity Rule Amendments for the ``New 8Hour Ozone and PM2.5 National Ambient Air Quality Standards and Miscellaneous Revisions for Existing Areas; Transportation Conformity Rule AmendmentsResponse to Court Decision and Additional Rule Change'' on July 1, 2004 (69 FR 40004). EPA consults this guidance and follows this rulemaking in making its adequacy determinations.
The MVEBS for the York Area are listed in Table 1 of this document for 2009 and 2018, and are the projected emissions for the onroad mobile sources plus any portion of the safety margin allocated to the MVEBs (safety margin allocation for 2009 and 2018 only). These emission budgets, when approved by EPA, must be used for transportation conformity determinations.
A safety margin is the difference between the attainment level of emissions (from all sources) and the projected level of emissions (from all sources) in the maintenance plan. The attainment level of emissions is the level of emissions during one of the years in which the area met the NAAQS. The safety margin is the extra emissions that can be allocated as long as the total attainment level of emissions is maintained. The credit, or a portion thereof, can be allocated to any of the source categories. The following example is for the 2018 safety margin: the York Area first attained the 8hour ozone NAAQS during the 2002 to 2004 time period. The Commonwealth used 2004 as a year to determine attainment levels of emissions for the York Area.
The total emissions from point, area, mobile onroad, and mobile nonroad sources in 2004 equaled 63.5 tpd of
[[Page 60306]]
VOC and 123.9 tpd of NO
PADEP allocated 0.8 tpd VOC and 1.0 tpd NO
FOR FURTHER INFORMATION CONTACT LaKeshia Robertson, (215) 814-2113, or by email at robertson.lakeshia@epa.gov.
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 26 CFR Part 1 40 CFR Part 180 47 CFR Part 73 50 CFR Part 17 33 CFR Part 117 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 33 CFR Part 100 40 CFR Part 63 26 CFR Part 301 50 CFR Part 622 39 CFR Part 111 40 CFR Part 300 44 CFR Part 65 50 CFR Part 660 40 CFR Part 271 40 CFR Parts 52 and 81 47 CFR Part 64 50 CFR Part 665 49 CFR Part 571 44 CFR Part 64 21 CFR Part 522 14 CFR Part 23 47 CFR Part 76