Browse: Departments Dates Agencies
Docket ID: [Docket No. FR-5159-N-01]
SUBJECT CATEGORY: Notice of Funding Availability for the Public Housing Neighborhood Networks Program
DOCUMENT SUMMARY: Overview Information
A. Federal Agency Name: Department of Housing and Urban Development, Office of Public and Indian Housing.
B. Funding Opportunity Title: Public Housing Neighborhood Networks program.
C. Announcement Type: Initial announcement.
D. Funding Opportunity Number: Federal Register number: FR5159N 01; OMB approval number: 25770229.
E. Catalog of Federal Domestic Assistance (CFDA) Number(s): 14.875.
F. Dates: The application deadline date is February 15, 2008. G. Additional Overview Content Information
1. Purpose of Program. The purpose of the Public Housing Neighborhood Networks (NN) program is to provide grants to public housing authorities (PHAs) to: (a) Update and expand existing NN community technology centers; or (b) establish new NN centers. These centers offer comprehensive services designed to help public housing residents achieve longterm economic selfsufficiency. This program is authorized under Sec. 9(d)(1)(E), Sec. 9(e)(1)(K), Sec. 9(h)(8), and Sec. 24(d)(1)(G) of the United States Housing Act of 1937 (42 U.S.C. 1437g).
2. Funding Available. The Department plans to award approximately $10 million under the Public Housing NN program in Fiscal Year (FY) 2007.
3. Award Amounts. Awards will range from $150,000 to $600,000.
4. Eligible Applicants. Eligible applicants are PHAs only.
Tribes and tribally designated housing entities (TDHEs), nonprofit organizations, and resident associations are not eligible to apply for funding under the Public Housing Neighborhood Networks program.
5. Cost Sharing/Match Requirement. PHAs are required to match at least 25 percent of the requested grant amount.
6. Grant term. The grant term is 3 years from the execution date of the grant agreement.
Grant program Total funding Eligible applicants Maximum grant amount
Neighborhood Networks............... Approximately $10 PHAsexisting centers $150,000 for PHAs with 1 to 780 units.
million. $200,000 for PHAs with 781 to 2,500 units.
$250,000 for PHAs with 2,501 to 7,300 units.
$300,000 for PHAs with 7,301 units or more.
....................... PHAsnew centers..... $300,000 for PHAs with 1 to 780 units.
$400,000 for PHAs with 781 to 2,500 units.
$500,000 for PHAs with 2,501 to 7,300 units.
$600,000 for PHAs with 7,301 units or more. FULL TEXT OF ANNOUNCEMENT
I. Funding Opportunity Description
1. Citywide Resident Organization consists of members of Resident Councils, Resident Management Corporations, and Resident Organizations who reside in public housing developments that are owned and operated by the same PHA within a city.
2. Contract Administrator is a grant administrator or financial management agent that oversees the implementation of the grant and/or the financial aspects of the grant. Contract administrators may be local housing agencies, communitybased organizations such as community development corporations (CDCs), local faithbased institutions, nonprofit organizations, and state/regional associations and organizations. Troubled PHAs are not eligible to be contract administrators. Grant writers who assist applicants in the preparation of NN applications are also ineligible to be contract administrators. Please see the ``Program Requirements'' section III.C.2. of this NOFA for more information.
3. An existing computer center is: (1) A computer lab, or technology center owned and operated by a PHA that serves residents of public housing and has not received prior NN funding and, therefore, is not officially designated a HUD Public and Indian Housing (PIH) NN center; (2) a computer lab designated as a HUD PIH NN center, which seeks to expand its services; or (3) a computer lab that needs funding under this program to become fully operational and serve residents of public housing.
4. A new NN center is one that will be established (i.e., there is no infrastructure, space, or equipment currently in use for this purpose) with NN grant funds. NOTE: An applicant that has previously received NN funding may apply under the ``New Computer Center'' category only if it will develop a new center in a development that cannot be served by the applicant's existing NN center(s).
5. Intermediary Resident Organizations means jurisdictionwide resident organizations, citywide resident organizations, statewide resident organizations, regional resident organizations, and national resident organizations.
6. JurisdictionWide Resident Organization means an incorporated nonprofit organization or association that meets the following requirements: (a) Most of its activities are conducted within the jurisdiction of a single PHA; (b) There are no incorporated resident councils or resident management corporations within the jurisdiction of the single PHA; (c) It has experience in providing startup and capacitybuilding training to residents and resident organizations; and (d) Public housing residents representing unincorporated resident councils within the jurisdiction of the single PHA must comprise a majority of the board of directors.
7. National Resident Organization (NRO) is an incorporated nonprofit organization or association for public housing that meets each of the following requirements:
a. It is national (i.e., conducts activities or provides services in at least two HUD areas or two states);
b. It has the capacity to provide startup and capacitybuilding training to residents and resident organizations; and
c. Public housing residents representing different geographical locations in the country are members of the Board of Directors.
8. Past Performance is a threshold requirement. Using Rating Factor
1, HUD's field offices will evaluate applicants for past performance to [[Page 70459]]
determine whether an applicant has the capacity to manage the grant for
which it is applying. Field offices will evaluate the past performance
of contract administrators for applicants that are required to have
one. See section III. C.2.c. for more information on contract administrators.
9. Person with disabilities means a person who:
a. Has a condition defined as a disability in section 223 of the Social Security Act;
b. Has a developmental disability as defined in section 102 of the Developmental Disabilities Assistance Bill of Rights Act; or
c. Is determined to have a physical, mental, or emotional impairment that:
(1) Is expected to be of longcontinued and indefinite duration;
(2) Substantially impedes his or her ability to live independently; and
(3) Is of such a nature that such ability could be improved by more suitable housing conditions.
The term ``person with disabilities'' includes persons who have acquired immunodeficiency syndrome (HIV/AIDS) or any conditions arising from the etiologic agent for AIDS. No individual shall be considered a person with disabilities solely based on drug or alcohol dependence.
The definition provided above for persons with disabilities is the proper definition for determining program qualifications. However, the definition of a person with disabilities contained in section 504 of the Rehabilitation Act of 1973 and its implementing regulations must be used for purposes of providing reasonable accommodations and for program accessibility for persons with disabilities.
10. Project Coordinator is responsible for coordinating the grantee's approved activities to ensure that grant goals and objectives are met. A qualified Project Coordinator is someone with at least 2 years of experience running a community technology center and working on supportive services designed specifically for underserved populations. Please see Section V.A.1.a.(1)(a) of Rating Factor 1, ``Staff Experience,'' for more information. The Project Coordinator and grantee are both responsible for ensuring that all federal requirements are followed.
11. Regional Resident Organization (RRO) means an incorporated nonprofit organization or association for public housing that meets each of the following requirements:
a. The RRO is regional (i.e., not limited by HUD areas);
b. The RRO has experience in providing startup and capacity building training to residents and resident organizations; and
c. Public housing residents representing different geographical locations in the region must comprise the majority of the Board of Directors.
12. Resident Advisory Board (RAB) refers to a board or boards whose membership consists of individuals who adequately reflect and represent the residents assisted by the PHA. (See 24 CFR 903.13 for a complete definition.)
13. Resident Association (RA) means any or all of the forms of resident organizations as they are defined elsewhere in this Definitions section and includes Resident Councils (RCs), Resident Management Corporations (RMCs), Regional Resident Organizations (RROs), Statewide Resident Organizations (SROs), JurisdictionWide Resident Organizations, and National Resident Organizations (NROs). This NOFA uses ''Resident Association'' or ''RA'' to refer to all eligible types of resident organizations.
14. Resident Council (RC) must consist entirely of people residing in public housing and must meet each of the following criteria:
a. It may represent residents residing:
(1) In scattered site buildings;
(2) In areas of contiguous row houses;
(3) In one or more contiguous buildings;
(4) In a development; or
(5) In a combination of these buildings or developments;
b. It must adopt written procedures such as bylaws; and
c. It must have a democratically elected governing board that is elected by the voting membership. (Please see the requirements of 24 CFR 964.115 for more information.)
15. Resident Management Corporation (RMC) means an entity that proposes to enter into, or enters into, a contract to conduct one or more management activities of a PHA and meets the requirements of 24 CFR 964.120.
16. Secretary means the Secretary of Housing and Urban Development.
17. Senior person means a person who is at least 62 years of age.
18. SiteBased Resident Associations means resident councils or resident management corporations representing a specific public housing development.
19. Statewide Resident Organization (SWO) is an incorporated nonprofit organization or association for public housing that meets the following requirements: (a) The SWO has statewide jurisdiction; (b) The SWO has experience in providing startup and capacitybuilding training to residents and resident organizations; and (c) Public housing residents representing different geographical locations in the state must comprise the majority of the Board of Directors.
1. The Public Housing NN program provides grants to PHAs to: (1) Update and expand existing NN/community technology centers; or (2) establish new NN centers.
2. NN centers must be located within a public housing development, on PHA land, or within reasonable walking distance to the PHA development(s).
3. HUD is looking for applications that implement comprehensive programs within the 3year grant term, which will result in improved economic selfsufficiency for public housing residents. HUD is also looking for proposals that involve partnerships with organizations that will supplement and enhance the services offered to residents.
4. NN centers provide computer and Internet access for public housing residents and offer a full range of computer, educational, and job training services. Applicants should submit proposals that will incorporate computer and Internet use to: provide job training for youths, adults, and seniors; expand educational opportunities for residents; promote economic selfsufficiency and help residents transition from welfare to work; assist children with homework; provide guidance to high school students (or other interested residents) for postsecondary education (college or trade schools); and provide other services deemed necessary after input from residents.
5. All applicants must complete a business plan (see sample form HUD52766 provided in the instructions download for the NN application on Grants.gov) covering the 3year grant term. The applicant's business plan and narrative must indicate how the center(s) will become self sustaining after the grant term expires. Proposed grant activities should build on the foundation created by previous grants whose aim was to help residents achieve selfsufficiency, such as Resident Opportunities and SelfSufficiency (ROSS) grants; previous NN grants; or other federal, state, and local selfsufficiency efforts. C. Eligible Activities
1. Hiring a Qualified Project Coordinator To Administer the Grant
Program. A qualified Project Coordinator must have at least 2 years of experience running a community
[[Page 70460]]
technology center and working to provide supportive services to
typically underserved populations. The Project Coordinator should be
hired for the entire term of the grant. The Project Coordinator is
responsible for ensuring that the center achieves its proposed goals
and objectives. In addition, the Project Coordinator is responsible for the following activities:
a. Marketing the program to residents;
b. Assessing residents' needs, interests, skills, and job readiness;
c. Assessing residents' needs for supportive services, e.g., childcare and transportation;
d. Working with RCs and/or RABs;
e. Designing and coordinating grant activities based on residents' needs and interests; and
f. Monitoring the progress of program participants and evaluating the overall success of the program. For more information on how to measure performance, please see Rating Factor 5 in the ``Application Review Information'' section of this NOFA.
2. Literacy training and General Equivalency Diploma (GED) preparation;
3. Computer training, from basic to advanced;
4. College preparatory courses and information;
5. Job Training and Activities Leading to SelfSufficiency. Job training for very low and lowincome persons is a requirement under Section 3 of the Housing and Urban Development Act of 1968. Some examples of the job training skills encouraged are: oral and written communication; work ethic; interpersonal and teamwork skills; resume writing; interviewing techniques; creating job training and placement programs with local employers and employment agencies; tax preparation and submission assistance, including Earned Income Tax credits; and other training activities, using the NN center, that can help residents move toward housing and economic selfsufficiency. Examples of such activities include financial literacy, credit repair, and homeownership training, as well as postemployment followup to assist residents who have transitioned to the workplace.
6. Physical improvements. Physical improvements must relate to providing space for a NN center. Renovation, conversion, wiring, and repair costs may be essential elements of physical improvements. In addition, architectural, engineering, and related professional services required to prepare plans or drawings, writeups, specifications, or inspections may also be part of the cost of implementing physical improvements.
a. Creating an accessible space for persons with disabilities is an eligible use of funds. Refer to Office of Management and Budget (OMB) Circular A87, ``Cost Principles for State, Local, and Indian Tribal Governments.''
b. The renovation, conversion, or joining of vacant units in a PHA development to create space for the equipment and activities of a NN center (computers, printers, and office space) are eligible activities for physical improvement.
c. The renovation or conversion of existing common areas in a PHA development to accommodate a NN center is also eligible.
d. If renovation, conversion, or repair is done offsite, the PHA must provide documentation with its application that it has control of the proposed property and will continue to have control for the grant term. Control can be demonstrated through a lease agreement, ownership documentation, or other documentation that demonstrates that the PHA will have control of the proposed property for the duration of the grant term.
7. Maintenance and insurance costs. Includes installing and maintaining the hardware and software, as well as insurance coverage for the space and equipment.
8. Purchase of computers, printers, software, other peripheral equipment, and furniture for the NN Center are eligible expenses. In addition, costs of computer hardware and software for the needs of persons with disabilities are eligible expenses.
9. Distance Learning Equipment. Distance learning equipment (including the costs for videocasting and purchase/lease/rental of distance learning equipment) is an eligible use of funds. The proposal must indicate that the center will be working in a virtual setting with a college, university, or other educational organization. Distance learning equipment can also be used to link one or more centers so that residents can benefit from courses being offered at only one site.
10. Security and related costs. Includes space and minor refitting, locks, and other equipment for safeguarding the center and other longerterm security measures, as needed.
11. Hiring Residents. Grantees may hire residents to help with the implementation of this grant program.
12. Administrative Costs. See Section IV.E. for information on this topic.
13. Staff Training and LongDistance Travel. Funds may be used for applicant staff or subcontractors' training in programrelevant areas. This activity should not exceed $5,000 and must receive prior approval from the grantee's local HUD field office. See Section IV.E. for more information on this topic.
The Neighborhood Networks program is covered by regulations in 24 CFR parts 905 and 968.
A. Total Funding. The Department expects to award approximately a total of $10 million under the Public Housing NN program in FY 2007. Awards will be made as follows:
1. Forty percent of available Public Housing NN funding will be used for updating and expanding existing computer technology centers. The other 60 percent will provide grants to establish and operate new NN centers.
2. PHAs must use the number of occupied public housing units as of September 30, 2006, per their budget. This is required so that PHAs can determine the maximum grant amount they are eligible for in accordance with the categories listed below. PHAs should clearly indicate on the Fact Sheet (form HUD52751) the number of units under management.
a. Funding Levels For Existing Centers:
Maximum
Number of conventional units funding
1 to 780 units............................................... $150,000
781 to 2,500 units........................................... 200,000
2,501 to 7,300 units......................................... 250,000
7,301 or more units.......................................... 300,000
b. Funding Levels For New Centers:
Maximum
Number of conventional units funding
1 to 780 units............................................... $300,000
781 to 2,500 units........................................... 400,000
2,501 to 7,300 units......................................... 500,000
7,301 or more units.......................................... 600,000
B. Grant Period. Three years. The grant period shall begin the day the grant agreement and the form HUD1044, ``Assistance Award/ Amendment,'' are signed by both the grantee and HUD.
C. Grant Extensions. Requests to extend the grant term must be
submitted in writing by the grantee to the local HUD field office. Such
requests must be made prior to grant termination and with at least 30
days' notice, to give the field office a reasonable amount of time to
fully evaluate the request. Requests must explain why the extension is necessary, what work remains to be
[[Page 70461]]
completed, and what work and progress was accomplished to date.
Extensions may be granted one time only by the field office for a
period not to exceed 6 months and may be granted for an additional 6
months by the HUD Headquarters program office at the request of the
field office. Extensions will only be granted for good cause.
D. Type of Award. Grant agreement.
E. Subcontracting. Subcontracting is permitted. Grantees must follow HUD procurement regulations found at 24 CFR 85.36.
A. Eligible Applicants. Only PHAs are eligible to apply for this funding category. Tribes/TDHEs, nonprofit organizations, and RAs are not eligible to apply for this funding category.
B. Cost Sharing or Matching. All applicants are required to obtain a 25 percent cash or inkind match. The match is a threshold requirement. Applicants who do not demonstrate the minimum 25 percent match will fail the threshold requirement and will not receive further consideration for funding. Match contributions that are proposed to be used for ineligible activities will not be accepted or counted. Please see the section below on threshold requirements for more information on what is required for the match.
1. Threshold Requirements. Applicants must respond to each threshold requirement clearly and thoroughly by following the instructions below. If an application fails one threshold requirement (regardless of the type of threshold), it will be considered a failed application. In addition to the threshold requirements outlined below, all applicants will be subject to all thresholds listed in the: General Section of the SuperNOFA that was published in the Federal Register on January 18, 2007 (72 FR 2396); the Introduction to the SuperNOFA, published March 13, 2007 (72 FR 114354); and Supplemental Information to the General Section and Technical Corrections, published May 11, 2007 (72 FR 27032). Applicants should refer only to the General Section supplemental information in the May 11, 2007 Notice. These collectively are referred to throughout this document as the General Section.
a. Match. All applicants are required to commit a 25 percent match in cash or inkind donations, is defined in this paragraph. Joint applicants must together have at least a 25 percent match. Applicants who do not demonstrate the minimum 25 percent match will fail this threshold requirement and will not receive further consideration for funding. Match donations must be firmly committed. Firmly committed means that the amount of match resources and their dedication to NN funded activities must be explicit, in writing, and signed by a person authorized to make the commitment. Letters of commitment and memoranda of understanding (MOUs) must be on organization letterhead, and signed by a person authorized to make the commitment. The letters of commitment/MOUs must indicate the total dollar value of the commitment.
For example, if an organization is proposing to donate the cost of training 15 residents at a fee of $300 per resident, the letter must show the total value, or 15 residents x $300 = $4,500. If this donation will be an annual donation for the life of the grant (3 years), the letter must also state this and show a total value of $4,500 x 3 years = $13,500.
Match letters must be dated between the publication date of this
NOFA and the application deadline published in this NOFA or an amended
deadline, and must indicate how the commitment will relate to the
proposed program. If the commitment is inkind, the letters should
explain exactly what services or material will be provided. The
commitment must be available at time of award. Applicants proposing to
use their own nonROSS or nonNN grant funds to meet the match
requirement must also include a letter of commitment indicating the
type of match (cash or inkind), the source of the funds, and how the
match will be used. Please note that costs paid by another federal
assistance award are allowable to be used as cost sharing or matching
where such use is not inconsistent with federal statutes. This letter
must also be signed by a person authorized to make the commitment on
behalf of the applicant organization. Grant awards shall be contingent
upon letters of commitment being submitted with the application. A
match proposed to be used for ineligible activities will not be
accepted or counted. Please see the General Section for instructions on
how to submit the required letters with an electronic application.
Applicants should be aware that each time they submit an application to
Grants.gov, they must submit a complete set of faxed materials for each application. See General Section 72 FR 27032).
(1) Applicants shall compute the value of volunteer time and
services using the professional rate for the local area or the national
minimum wage rate. Note: Applicants may not count their staff time toward the Match.
If grantees propose to use volunteers for development or operations
work that would otherwise be subject to payment of DavisBacon or HUD determined prevailing wage rates (including construction,
rehabilitation, or maintenance work), their services must be computed
using the appropriate methodology. Additional information on these wage
rates can be found at: http://www.hud.gov/offices/olr/olrfoa.cfm, or by
contacting HUD field office labor relations staff or the PHA. Such
volunteers must also meet the requirements of section 12(b) of the United States Housing Act of 1937 and 24 CFR part 70;
(2) In order for HUD to determine the value of any donated
material, equipment, staff time, building, or lease, an application
must provide a letter from the organization making the donation. The letter must state the value of the contribution.
(3) Other resources/services that can be committed include: inkind
services provided to the applicant; funds from federal sources that are
allowed by statute, such as Community Development Block Grant (CDBG)
funds, funds from any state or local government sources, and funds from
private contributions. Applicants may also partner with other program
funding recipients to coordinate the use of resources in the target area.
b. Past Performance. HUD's field offices will evaluate data provided by applicants, as well as their past performance, to determine whether applicants have the capacity to manage the grant they are applying for. Field offices will evaluate the contract administrators' past performance for applicants required to have a contract administrator. Using Rating Factor 1, the field office will evaluate applicants' past performance. Applicants should carefully review Rating Factor 1 to ensure their application addresses all of the criteria requested. If applicants fail to address what is requested in Rating Factor 1, their application will not receive further consideration.
c. Minimum Score for All Fundable Applications. Applications that pass all threshold requirements and go through the ranking and rating process must receive a minimum score of 75 in order to be considered for funding.
d. The Dun and Bradstreet Universal Numbering System (DUNS) Number Requirement. Refer to the General Section for information regarding the DUNS requirement. You will need to have a DUNS number to receive an award from HUD.
e. Offsite Physical Improvements. Physical improvements that relate to providing space for an NN center are eligible activities, including improvements for offsite centers. If renovation, conversion, or repair is done offsite, the PHA must describe this circumstance in its narrative and provide documentation with its application that it has control of the proposed property and will continue to have control for the period of grant award. Control can be demonstrated through a lease agreement, ownership documentation, or other documentation that demonstrates that the PHA will have control of the proposed property for the grant period of performance.
f. Federal Debt. In addition to the requirements in the General Section, applicants at the time of award that have federal debt or are in default of an agreement with the Internal Revenue Service (IRS) will not be funded. Applicants selected for funding have an obligation to report to HUD changes in status of a current IRS agreement covering federal debt.
a. Physical Improvements. All renovations must meet appropriate accessibility requirements, including the requirements of Section 504 of the Rehabilitation Act of 1973 at 24 CFR part 8, the Architectural Barriers Act at 24 CFR part 40, and the Americans with Disabilities Act. Design, construction, or alteration of buildings in conformance with the Uniform Federal Accessibility Standards (UFAS) shall be deemed by HUD to comply with the requirements of 24 CFR 8.21, 8.22, 8.23, and 8.25 with respect to those buildings.
b. Contract Administrator. PHAs that are troubled at the time of application filing are required to submit a signed Contract Administrator Partnership Agreement. The agreement must be for the entire grant term. Grant awards must include a signed Contract Administrator Partnership Agreement in the application. Failure to submit the required Contract Administrator Partnership Agreement, or submission of an incomplete or insufficient agreement will be treated as a curable deficiency.
The contract administrator must assure that the financial management system and procurement procedures that will be implemented during the grant term comply with 24 CFR part 85. CAs are expressly forbidden from accessing HUD's Line of Credit Control System (LOCCS) and submitting vouchers on behalf of grantees. NN grant funds cannot be used to hire or pay for the services of a contract administrator.
Contract administrators must assist PHAs in meeting HUD's reporting requirements; see Section VI.C., ``Reporting,'' for more information. Troubled PHAs are not eligible to be contract administrators. Grant writers who assist applicants in preparing their NN applications are also ineligible to be contract administrators. Organizations that the applicant proposes to use as the contract administrator must not violate the conflictofinterest standards, as defined in 24 CFR part 85. Please also refer to the General Section of the SuperNOFA for more information about conflictofinterest and Code of Conduct
c. Other Requirements and Procedures Applicable to All Programs. All applicants, lead and nonlead, should refer to ``Other Requirements and Procedures Applicable to All Programs'' of the General Section for other requirements to which they may be subject.
a. General. HUD will only fund one application per applicant or joint applicants.
b. Joint applications. Two or more applicants may join together to submit a joint application for proposed grant activities, but one applicant must be designated the lead applicant. HUD will use the applicant identified on the form SF424 ``Application for Federal Assistance,'' as the lead applicant. Only the lead applicant is subject to the threshold requirements outlined in this program section and the General Section. The lead applicant must be registered with Grants.gov and submit the application using the Grants.gov portal. Applicants who are part of a joint application cannot also submit separate applications as sole applicants under this NOFA.
Note: Joint applicants may add their number of units together in order to determine funding eligibility for this program.
4. Eligible Participants. NN centers shall be available for use by residents of public housing and residents of other housing assisted with funding made available under HUD Appropriations Acts (e.g., residents receiving tenantbased or projectbased voucher assistance, as well as elderly and disabled residents, are eligible to receive assistance).
A. Address to Request an Application Package. Copies of this
published NOFA and application forms will be posted on http://www.grants.gov/applicants/apply_for_grants.jsp. If you have
difficulty accessing the information, you may call the Grants.gov help
desk tollfree at (800) 515GRANTS or you may send an email message to
Support@Grants.gov.
1. Application Preparation. Before preparing an application, applicants should carefully review the program description, program requirements, ineligible activities, threshold requirements contained in this NOFA, and the General Section of the SuperNOFA. Applicants should also review each rating factor found in the ``Application Review Information'' section before writing a narrative response. Applicants' narratives must be as descriptive as possible in order to ensure that every requested item is addressed. Applicants should be sure to include all requested information, according to the instructions found in this NOFA and the General Section. This will help ensure fair and accurate review of the application.
2. Content of Application. Applicants must write narrative responses to each of the rating factors described in the section below. Responses must demonstrate that applicants have the necessary capacity to successfully manage this grant program. Applicants should ensure that their narratives are written clearly and concisely so that HUD reviewers, who may not be familiar with the Public Housing NN program, fully understand the proposal.
a. Applications may not exceed 40 narrative pages. Narrative pages
must be submitted as separate electronic files, and formatted as
doublespaced, singlesided documents. Each file should have the pages
numbered consecutively. Use Times New Roman font style and font size
12. Supporting documentation, required forms, and certifications will
not be counted toward the 40 narrative page limit. Applicants should
make every effort to submit only what is necessary in terms of
supporting documentation. Please see the General Section for
instructions on how to submit supporting documentation with your
electronic application. Applicants should be aware that Grants.gov is
not compatible with Microsoft Vista or Microsoft Office 2007.
Applications submitted in Microsoft Office 2007 will be rejected by
Grants.gov. Applicants with Microsoft Office 2007 should prepare files compatible with Microsoft
[[Page 70463]]
Office versions 19972003. HUD currently can read Microsoft Office
software through 2003. If an application is submitted using software
other than Microsoft Office 2003 or lower or Adobe Acrobat version 6.0
or lower, HUD will not be able to open the files. Applications with
attachments not meeting these requirements cannot be reviewed and will
result in a lower rating score. Applicants using older versions of
Microsoft Office should follow the directions in the General Section.
b. The following checklist has been provided to help applicants
submit all of the required forms and information. Electronic
application filers should make sure the file names for their narratives
reflect the subject matter covered. Applicants should follow the
special instructions found in the General Section for naming files.
File names with special characters cannot be opened by HUD. Each
narrative must be saved as a separate file. All application files must
be ``zipped'' together and sent as an attachment in the application
submittal. Copies of the required forms may be downloaded with the
application package and instructions from the following Web site:
http://www.grants.gov/applicants/apply_for_grants.jsp. You must use
the forms that are included with the 2007 application to avoid using
outdated forms that may be on HUDCLIPS or found from another source.
Please include a header in your narrative pages and any additional
pages to indicate the applicant name and the requirement being responded to.
(1) Required Forms
(a) Acknowledgment of Application Receipt form ( form HUD2993),
for paper application submissions only (you must have an approved
waiver in order to submit a paper application); (b) Application for Federal Assistance (SF424).
(Note: Applicants must enter their legal name in box 8.a. of the
SF424 as it appears in the Central Contractor Register (CCR). See the General Section regarding CCR registration);
(c) SF424 SupplementSurvey on Ensuring Equal Opportunity for
Applicants (listed as ``Faith Based EEO Survey'' (SF424 SUPP) on Grants.gov);
(d) Questionnaire for HUD's Initiative on Removal of Regulatory
Barriers (form HUD27300) (``HUD Communities Initiative Form'' on Grants.gov);
(e) ROSS Fact Sheet (form HUD52751);
(f) Grant Application Detailed Budget (form HUD424CB) (``HUD Detailed Budget Form'' on Grants.gov);
(g) Grant Application Detailed Budget Worksheet (form HUD424CBW);
(Please Note: Applicants must submit a separate form HUD424CBW for
any subcontract worth 10 percent or more of the requested grant amount);
(h) Applicant/Recipient Disclosure/Update Report (form HUD2880);
(i) Certification of Consistency with RC/EZ/ECII Strategic Plan (form HUD2990), if applicable;
(j) Certification of Consistency with the Consolidated Plan (form HUD2991);
(k) Disclosure of Lobbying Activities (form HUDSFLLL)if applicable;
(l) Disclosure of Lobbying Activities Continuation Sheet (form HUD SFLLLA)if applicable;
(m) You Are Our Client! Grant Applicant Survey (form HUD2994A) (Optional);
(n) HUD96011, ``Third Party Documentation Facsimile Transmittal''
(``Facsimile Transmittal Form'' on Grants.gov); this form must be used
as the cover page to fax thirdparty letters, documents, etc., that cannot be attached to the electronic application.
Note: HUD will neither accept entire applications submitted by
facsimile nor read a faxed document transmitted without the HUD 96011 cover page.
(o) Code of Conduct, as required by the General Section; and
(p) Statement on Affirmatively Furthering Fair Housing, as required by the General Section.
(2) Materials To Address Threshold Requirements
(a) Letters from partners attesting to match;
(b) Letter from applicant's organization attesting to match (if applicant is contributing to match);
(c) Contract Administrator Partnership Agreement (required for troubled PHAs) (form HUD52755); and
(d) If applicable, documentation of site control for the period of grant award for offsite physical improvements.
(3) Materials for Rating Factor 1
(a) Narrative
(b) Chart A: Program Staffing (form HUD52756)
(c) Chart B: Applicant/Administrator Track Record (form HUD52757) (d) Resumes/Position Descriptions
(4) Materials for Rating Factor 2
1. Deadline Dates. Electronic applications must be received and validated by Grants.gov no later than 11:59:59 p.m. eastern time on the deadline date. Please note that the validation process may take up to 72 hours. For applicants receiving a waiver to the electronic filing requirement, the approval of the waiver request will contain submission instructions. See the General Section and Section F below for instructions regarding waivers to the electronic application submission requirements. Applicants granted approval to submit a paper application will receive instructions on where to submit this application. All applications, regardless if submitted via Grants.gov or on paper, must be received by the deadline date.
2. Proof of Timely Submission. Please see the General Section for this information for electronic application submission. For paper applications, proof of timely submission is the Certificate of Mailing (USPS Form 3817) for the United States Postal Service or electronic receipt showing the date, time, and location of the mailing provided by the United States Post Office showing mailing of the application with sufficient time for it to be received by HUD by the application deadline date. In the case of applications submitted to HUD via DHL, FedEx, or UPS, documentary proof of timely submission will be the delivery service receipt indicating that the application was submitted to the delivery service with sufficient time for it to be received by HUD by the application deadline date. Applicants using delivery services other than DHL, FedEx, or UPS do so at their own risk, as HUD cannot guarantee delivery due to HUD Security procedures.
Please remember that mail to federal facilities is screened and
irradiated prior to delivery, a process that can take several days.
Applicants should take the mailing and security screening timeline into
account when submitting a paper application to HUD and allow ample time
for the application to be delivered to the appropriate HUD office. An
application delivered to HUD, but not to the HUD office designated for
receipt, does not meet the timely filing requirements. If you mail your application to the wrong location, or the
[[Page 70464]]
office designated for receipt does not receive it, your application
will be considered late and not be considered for funding. HUD will not
be responsible for directing applications to the appropriate office.
D. Intergovernmental Review. Not applicable.
1. Reimbursement for Grant Application Costs. Applicants who receive a Public Housing NN award are prohibited from using such funds to reimburse any costs incurred in preparing their applications. 2. Covered Salaries
a. Project Coordinator. The Public Housing NN program will fund up to $68,000 in combined annual salary and fringe benefits for one full time Project Coordinator or two (or more) parttime coordinators sharing a fulltime position. Applicants may also propose to use a coordinator on a parttime basis at a lesser salary. For audit purposes, applicants must have documentation on file demonstrating that the salary paid to the Project Coordinator is comparable to similar professions in their local area.
b. Hiring Residents. Grantees may hire residents to help with the implementation of this grant program. No more than 5 percent of grant funds can be used for this purpose.
c. Public Housing NN funds may be used to pay for salaries of staff that provide direct services to residents. Direct services staff, for purposes of this NOFA, are defined as applicant personnel or subcontractors who, as their primary responsibility, provide services directly to residents that participate in the activities described in this application, e.g., computer skills training. Public Housing NN funds may also be used to pay for administrative staff working on the NN program, but administrative salaries may not exceed the 10 percent cap for administrative expenses.
d. Public Housing NN funds may only be used for the types of salaries described in this section according to the restrictions described herein. Public Housing NN funds may not be used to pay for salaries of any other kind.
e. Public Housing Neighborhood Networks grant funds cannot be used to hire or pay for the services of a contract administrator.
3. Funding Requests in Excess of Maximum Grant Amount. Applicants that request funding in excess of the maximum grant amount that they are eligible to receive will be given consideration only for the maximum grant amount for which they are eligible. If awarded, the grantee will work with the field office to reapportion the grant funds for eligible activities proposed in the original application.
4. Administrative Costs. Administrative costs may include, but are not limited to, purchase of office furniture, equipment, supplies, printing and postage, local travel, utilities, and administrative salaries for staff working on the Public Housing NN grant. To the maximum extent possible, when leasing space or purchasing equipment or supplies, business opportunities should be provided to businesses covered under Section 3 of the Housing and Urban Development Act of 1968. Section 3 requires that grant recipients provide business opportunities to very low and lowincome persons. Administrative expenses, including administrative salaries, must not exceed 10 percent of the total grant amount requested from HUD. Administrative costs must adhere to OMB Circular A87. Please use form HUD424CBW to itemize your administrative costs. See other parts of this section (Section IV.E.) for more information. An indirect cost rate will not be accepted.
5. Eligible activity costs. Public Housing NN funding may be used to pay for those costs identified under Section 1.C. of this NOFA, ``Eligible Activities.''
6. LongDistance Travel. Grantees may not use more than $5,000 for applicant staff/subcontractor longdistance travel activities. Travel must relate to the purpose of this grant and must receive prior approval from the grantee's local HUD field office.
7. Ineligible Activities/Costs. Grant funds may not be used for ineligible activities:
a. Payment of wages and/or salaries to residents/participants for receiving supportive services and/or training programs;
b. Purchase, lease, or rental of land;
c. Purchase, lease, or rental of vehicles;
d. Vehicle maintenance and/or insurance;
e. Entertainment costs;
f. Purchase of food;
g. Salaries and fringe benefits that are not for directservices staff or Public Housing NN administrative staff. Directservices staff, for purposes of this NOFA, are defined as applicant personnel or subcontractors who, as their primary responsibility, provide services directly to residents who participate in Public Housing NN activities;
h. Stipends;
i. Payment for or scholarships for degree programs;
j. Cost of application preparation;
k. Costs that exceed limits identified in the NOFA for the following: Project Coordinator, resident salaries, physical improvements (see below), longdistance travel, and administrative expenses;
l. Public Housing NN funds cannot be used to hire or pay for the services of a contract administrator; and
m. Any other costs not eligible under section 9(d)(1)(E) of the United States Housing Act of 1937.
8. Physical Improvements. For new centers, expenses for physical improvements may not exceed 20 percent of the total grant amount requested from HUD. For existing centers, expenses for physical improvements may not exceed 10 percent of the total grant amount. F. Other Submission Requirements
1. All applicants are required to submit their applications electronically via Grants.gov, unless they request and are approved by HUD for a waiver of that requirement. Please refer to the General Section for information on how to submit your application and all attachments electronically via Grants.gov. See the General Section for instructions for requesting a waiver of the electronic application submission requirement.
2. For Waiver Recipients Only. Applicants wishing to submit a paper
application should submit their waiver requests via email to
Dina_LehmannKim@hud.gov or Anice.M.Schervish@hud.gov. Waiver requests must
be submitted no later than 15 days prior to the application deadline
date. All applications must be received by HUD no later than 11:59:59 p.m. eastern time on the application deadline date.
3. Number of Copies. Only applicants receiving a waiver to the
electronic submission requirement may submit a paper copy application.
When the waiver request is approved, the applicant will be provided
information on how many copies are needed and where to submit the
copies. All paper applications must be received by the deadline date.
Any paper applications submitted without an approved waiver will not be considered.
V. Application Review Information
1. Factors for Award Used to Evaluate and Rate Applications to the
Public Housing NN Program. The factors for rating and ranking
applicants and maximum points for each factor are provided below. The maximum number
[[Page 70465]]
of points available for this program is 102. This includes two Renewal
Community/Empowerment Zones/Enterprise Community (RC/EZ/ECII) bonus
points. The General Section contains a certification that must be
completed in order for the applicant to be considered for RC/EZ/ECII
bonus points. A listing of federally designated RC/EZ/ECIIs is
available on HUD's Web site at: http://www.hud.gov/offices/cpd/economicdevelopment/programs/rc/tour/roundnumber.cfm. The agency
certifying to RC/EZ/ECII status must be included in the listing on
HUD's Web site. Please see the General Section for more details. Note:
Applicants should carefully review each rating factor before writing a
response. Applicants' narratives must be descriptive and detailed in
order to ensure that every requested item is addressed. Applicants
should make sure their narratives thoroughly address the rating factors
below and include all requested information, according to the
instructions found in this NOFA. This will help ensure fair and accurate review of your application.
a. Rating Factor 1: Capacity of the Applicant and Relevant Organizational Staff (up to 25 points).
This factor addresses whether the applicant has the organizational
capacity and resources necessary to implement successfully the proposed
activities within the grant period. In rating this factor, HUD will
evaluate the qualifications and experience of the staff the applicant
proposes to administer the Public Housing NN program. Please do not
include the Social Security Numbers (SSNs) of any staff members. (1) Proposed Program Staffing (up to 10 points).
(a) Staff Experience (up to 4 points). HUD is requesting a thorough
description of the knowledge and experience of the proposed Project
Coordinator, staff, and partners in planning and managing programs.
Experience will be judged in terms of recent, relevant, and successful
experience of proposed staff to undertake program activities. In rating
this factor, HUD will consider experience within the last 5 years to be
recent; experience pertaining to the specific activities being proposed
to be relevant; and experience producing specific accomplishments to be
successful. Applicants will receive a greater amount of points if the
proposed staff has recent and applicable experience. If proposed staff
has recent and relevant experience both in providing community
technology services and in delivering social service programs to
underserved populations, applicants will receive a maximum score of 4
points. If proposed staff has recent and relevant experience in only
one area, applicants will receive 2 points. If proposed staff has
experience in neither area, applicants will receive a score of 0 for this subfactor.
The following information should be included in the application in
order to provide HUD an understanding of the proposed staff's experience and capacity:
(i) The number of staff years (one staff year = 2,080 hours) to be
allocated to the program by each employee, as well as each of their roles in the program;
(ii) The staff's relevant educational background and/or work experience;
(iii) Relevant and successful experience running programs whose
activities include social services and computer programs that are
similar to the eligible program activities described in this NOFA.
(b) Hiring Residents (up to 3 points). Three points will be awarded
if applicants commit to hiring one to three residents. PHAs may hire
qualified residents and/or propose to train the residents they hire.
Small PHAs should hire one person, medium PHAs should hire one to two
people, and large PHAs should hire three people in order to get the
maximum score. In order to receive points for this subfactor,
applicants must explain in their narrative that they will hire
residents, indicate the number of residents to be hired, and indicate the work they will be assigned.
(c) Organizational Capacity (up to 3 Points). Applicants will be
evaluated based on whether they and/or their partners have sufficient
qualified personnel to deliver the proposed activities in a timely and effective fashion.
In order to enhance or supplement capacity, applicants should
provide evidence of partnerships with nonprofit organizations or other
organizations that have experience providing community technology
services to typically underserved populations. Applicants' narratives
must describe their ability to immediately begin the proposed work
program. Applicants may fax (see the General Section for instructions)
resumes or position descriptions (where staff is not yet hired) for all
key personnel. Please see the General Section for instructions on how
to submit the required information with your electronic application.
(Resumes/position descriptions do not count toward the 40page limit.)
Note: Applicants should use the narrative for this subfactor to indicate whether they are single or joint applicants.
(2) Past Performance of Applicant/Contract Administrator (up to 5
points). Applicants' narratives must describe how they (or their
contract administrator) successfully implemented grant programs, such
as those listed below, designed to promote resident selfsufficiency or
moving from welfare to work. Applicants' past experience may include,
but is not limited to, running programs aimed at helping residents of
lowincome housing achieve economic selfsufficiency; e.g., ROSS
grants, prior Public Housing NN grants, and Youthbuild. Applicants'
narratives must indicate the grants they received and managed, the
grant amounts, and grant terms (years) of the grants they are counting
toward past experience. Applicants will be evaluated according to the following criteria:
(a) Benefits gained by participating residents (up to 3 points).
These must be measurable. Applicants should describe results their
programs have obtained (e.g., higher incomes, improved grades, higher
rates of employment, increased savings, improved literacy, etc.); and
(b) Description of timely grant expenditure throughout the terms of
past grants (up to 2 points). Timely means regular drawdowns throughout
the life of the grant, i.e., quarterly drawdowns, with all funds expended by the end of the grant term.
(3) Program Administration and Fiscal Management (up to 10 points).
(a) Program Administration (up to 4 points). Applicants should
describe how they will manage the program, describe how HUD can be sure
that there is program accountability, and provide a description of
proposed staff's roles and responsibilities. Applicants should also
describe how grant staff and partners will report to the Project Coordinator and other senior staff.
(b) Fiscal Management (up to 6 points). In rating this factor,
applicants' skills and experience in fiscal management will be
evaluated. If applicants have had any audit or material weakness
findings in the past 5 years, they will be evaluated on how well they
have addressed them. Applicants must provide the following:
(i) A complete description of their fiscal management structure,
including fiscal controls currently in place, which includes those of a
contract administrator for applicants who are required to have one (i.e., troubled PHAs); (up to 2 points)
(ii) Applicants must list any audit findings in the past 5 years
(HUD Inspector General, management review, fiscal, etc.), and material weaknesses and what has been done to address
[[Page 70466]]
them. Applicants who have not had any audit findings in the past 5
years will automatically receive 2 points. Applicants who have had
audit findings within the past 5 years that have been resolved will
receive one point. Unresolved audit findings will receive 0 points; (up to 2 points) and
(iii) For applicants who are required to have a contract
administrator, describe the skills and experience the contract
administrator has in managing Federal funds. (up to 2 points)
Applicants who are not required to have a contract administrator will automatically receive 2 points.
This factor addresses the need for funding an applicant's proposed program. In responding to this factor, applicants will be evaluated on the extent to which they describe and document the level of need for their proposed activities. NOTE: Applicants should use the narrative for this rating factor to indicate whether they are applying to open a new center or expand/update an existing center.
In responding to this factor, applicants must include: (1) Socioeconomic Profile (up to 7 points). In order to receive points for this subfactor, applicants must provide a thorough socioeconomic profile of the eligible residents to be served by the program, including education levels, income levels, employment statistics, and other socioeconomic information for the local area. Applicants may either: (1) Provide data for the local area and show that the residents reflect the local area or (2) may provide resident specific data.
Applicants will receive up to 7 points by providing a thorough
socioeconomic profile of the eligible residents to be served by the
program, as described above. Applicants will receive up to 3 points if
they provide a basic socioeconomic profile of the area, but do not show
that the residents to be served reflect that profile. Applicants will
receive 0 points if they fail to provide the socioeconomic data on the community and/or eligible residents.
(2) Demonstrated Link Between Proposed Activities and Local Need
(up to 8 points). Applicants' narratives must demonstrate a clear
relationship between proposed activities, community needs, and the
purpose of the program's funding, in order for points to be awarded for this factor.
Applicants will receive up to 8 points if their narratives demonstrate a strong relationship between: (1) The proposed activities, (2) local need, and (3) the purpose of the program funding. Applicants will receive up to 4 points if their narratives do not provide enough detail to determine a strong relationship between these criteria. Applicants will receive 0 points if their narratives fail to demonstrate a clear relationship between any of these criteria. c. Rating Factor 3: Soundness of Approach (Up to 35 Points)
This factor addresses both the quality and costeffectiveness of applicants' proposed business plan. The narrative for this rating factor, or applicants' budget and business plan, must indicate a clear relationship between proposed activities, the targeted population's needs, and the purpose of the program funding. Applicants' activities must address HUD's policy priorities outlined in this Rating Factor.
In rating this factor, HUD will consider:
(1) Quality of the Business Plan (up to 25 points). This factor
evaluates both the applicants' business plan and budget, based on the following criteria:
(a) Specific Services and/or Activities (up to 15 points).
Applicants' narratives must describe the specific services, course
curriculum, and activities they plan to offer and who will be
responsible for each. Applicants must also explain how the services
they propose to offer will address residents'/community needs
identified in Rating Factor 2. In addition to the narrative, applicants
must also provide a business plan listing the specific services,
activities, and outcomes they expect. The business plan must show a
logical order of activities and progress and must tie to the outcomes
and outputs applicants identify in the Logic Model (see Rating Factor
5). Please see a sample business plan (form HUD52766). Applicants'
narratives must explain how their proposed activities will:
(i) Involve community partners in the delivery of services (up to 4 points).
Applicants will receive up to 4 points if their narrative describes
the full extent of partnerinvolvement in the delivery or support of
their proposed programs. Applicants will receive up to 2 points if
their narrative describes the existence of other communitybased
organizations in the area, but does not describe firm connections
between such organizations and the proposed program. Applicants will
receive 0 points if they fail to include partners or show how they will be involved in program delivery;
(ii) Involve Resident Associations and/or Resident Advisory Boards
in the delivery of services (up to 3 points). Applicants will also be
evaluated on whether they propose to work with Resident Associations
(RAs) and/or Resident Advisory Boards (RABs) throughout the life of the
grant. In order to receive points for this subfactor, applicants should
explain how RAs and/or RABs will be involved in the planning and/or
delivery of program services throughout the grant term. At a minimum,
applicants should explain that they will confer with RAs and/or RABs to
ensure that the programs they are delivering continue to reflect the needs and interests of residents.
Applicants will receive 3 points if they demonstrate that RAs and/
or RABs will be involved in the planning and delivery of program
services throughout the grant term. Applicants will receive up to 2
points if they show that RAs and/or RABs will be involved in either the
planning or delivery of program services throughout the life of the
grant. Applicants will receive one point if their narrative shows that
they will confer with RAs and/or RABs throughout the life of the grant.
Applicants will receive 0 points if none of these criteria are addressed; and
(iii) Offer comprehensive services versus a small range of services
geared toward enhancing economic opportunities for residents (up to 8 points).
Applicants will receive up to 8 points if their narratives describe comprehensive and specific services, including course curricula, and activities they plan to offer and staff that will be responsible for each. In order to receive maximum points for this subfactor, applicants' narratives should also explain how the services will address residents'/community needs and how the services will help residents move toward economic selfsufficiency. Applicants will receive up to 4 points if their narratives describe the proposed program, but do not describe the spectrum of activities that they will be providing and the needs they will be targeting. Applicants will receive 0 points if they do not describe the services they will offer or how their program will help residents move toward selfsufficiency. (b) Feasibility and Demonstrable Benefits (up to 5 points). This factor examines whether an applicant's business plan is logical, feasible,
SUMMARY: Housing and Urban Development Department,
DOCUMENT BODY: Overview Information
A. Federal Agency Name: Department of Housing and Urban Development, Office of Public and Indian Housing.
B. Funding Opportunity Title: Public Housing Neighborhood Networks program.
C. Announcement Type: Initial announcement.
D. Funding Opportunity Number: Federal Register number: FR5159N 01; OMB approval number: 25770229.
E. Catalog of Federal Domestic Assistance (CFDA) Number(s): 14.875.
F. Dates: The application deadline date is February 15, 2008. G. Additional Overview Content Information
1. Purpose of Program. The purpose of the Public Housing Neighborhood Networks (NN) program is to provide grants to public housing authorities (PHAs) to: (a) Update and expand existing NN community technology centers; or (b) establish new NN centers. These centers offer comprehensive services designed to help public housing residents achieve longterm economic selfsufficiency. This program is authorized under Sec. 9(d)(1)(E), Sec. 9(e)(1)(K), Sec. 9(h)(8), and Sec. 24(d)(1)(G) of the United States Housing Act of 1937 (42 U.S.C. 1437g).
2. Funding Available. The Department plans to award approximately $10 million under the Public Housing NN program in Fiscal Year (FY) 2007.
3. Award Amounts. Awards will range from $150,000 to $600,000.
4. Eligible Applicants. Eligible applicants are PHAs only.
Tribes and tribally designated housing entities (TDHEs), nonprofit organizations, and resident associations are not eligible to apply for funding under the Public Housing Neighborhood Networks program.
5. Cost Sharing/Match Requirement. PHAs are required to match at least 25 percent of the requested grant amount.
6. Grant term. The grant term is 3 years from the execution date of the grant agreement.
Grant program Total funding Eligible applicants Maximum grant amount
Neighborhood Networks............... Approximately $10 PHAsexisting centers $150,000 for PHAs with 1 to 780 units.
million. $200,000 for PHAs with 781 to 2,500 units.
$250,000 for PHAs with 2,501 to 7,300 units.
$300,000 for PHAs with 7,301 units or more.
....................... PHAsnew centers..... $300,000 for PHAs with 1 to 780 units.
$400,000 for PHAs with 781 to 2,500 units.
$500,000 for PHAs with 2,501 to 7,300 units.
$600,000 for PHAs with 7,301 units or more. FULL TEXT OF ANNOUNCEMENT
I. Funding Opportunity Description
1. Citywide Resident Organization consists of members of Resident Councils, Resident Management Corporations, and Resident Organizations who reside in public housing developments that are owned and operated by the same PHA within a city.
2. Contract Administrator is a grant administrator or financial management agent that oversees the implementation of the grant and/or the financial aspects of the grant. Contract administrators may be local housing agencies, communitybased organizations such as community development corporations (CDCs), local faithbased institutions, nonprofit organizations, and state/regional associations and organizations. Troubled PHAs are not eligible to be contract administrators. Grant writers who assist applicants in the preparation of NN applications are also ineligible to be contract administrators. Please see the ``Program Requirements'' section III.C.2. of this NOFA for more information.
3. An existing computer center is: (1) A computer lab, or technology center owned and operated by a PHA that serves residents of public housing and has not received prior NN funding and, therefore, is not officially designated a HUD Public and Indian Housing (PIH) NN center; (2) a computer lab designated as a HUD PIH NN center, which seeks to expand its services; or (3) a computer lab that needs funding under this program to become fully operational and serve residents of public housing.
4. A new NN center is one that will be established (i.e., there is no infrastructure, space, or equipment currently in use for this purpose) with NN grant funds. NOTE: An applicant that has previously received NN funding may apply under the ``New Computer Center'' category only if it will develop a new center in a development that cannot be served by the applicant's existing NN center(s).
5. Intermediary Resident Organizations means jurisdictionwide resident organizations, citywide resident organizations, statewide resident organizations, regional resident organizations, and national resident organizations.
6. JurisdictionWide Resident Organization means an incorporated nonprofit organization or association that meets the following requirements: (a) Most of its activities are conducted within the jurisdiction of a single PHA; (b) There are no incorporated resident councils or resident management corporations within the jurisdiction of the single PHA; (c) It has experience in providing startup and capacitybuilding training to residents and resident organizations; and (d) Public housing residents representing unincorporated resident councils within the jurisdiction of the single PHA must comprise a majority of the board of directors.
7. National Resident Organization (NRO) is an incorporated nonprofit organization or association for public housing that meets each of the following requirements:
a. It is national (i.e., conducts activities or provides services in at least two HUD areas or two states);
b. It has the capacity to provide startup and capacitybuilding training to residents and resident organizations; and
c. Public housing residents representing different geographical locations in the country are members of the Board of Directors.
8. Past Performance is a threshold requirement. Using Rating Factor
1, HUD's field offices will evaluate applicants for past performance to [[Page 70459]]
determine whether an applicant has the capacity to manage the grant for
which it is applying. Field offices will evaluate the past performance
of contract administrators for applicants that are required to have
one. See section III. C.2.c. for more information on contract administrators.
9. Person with disabilities means a person who:
a. Has a condition defined as a disability in section 223 of the Social Security Act;
b. Has a developmental disability as defined in section 102 of the Developmental Disabilities Assistance Bill of Rights Act; or
c. Is determined to have a physical, mental, or emotional impairment that:
(1) Is expected to be of longcontinued and indefinite duration;
(2) Substantially impedes his or her ability to live independently; and
(3) Is of such a nature that such ability could be improved by more suitable housing conditions.
The term ``person with disabilities'' includes persons who have acquired immunodeficiency syndrome (HIV/AIDS) or any conditions arising from the etiologic agent for AIDS. No individual shall be considered a person with disabilities solely based on drug or alcohol dependence.
The definition provided above for persons with disabilities is the proper definition for determining program qualifications. However, the definition of a person with disabilities contained in section 504 of the Rehabilitation Act of 1973 and its implementing regulations must be used for purposes of providing reasonable accommodations and for program accessibility for persons with disabilities.
10. Project Coordinator is responsible for coordinating the grantee's approved activities to ensure that grant goals and objectives are met. A qualified Project Coordinator is someone with at least 2 years of experience running a community technology center and working on supportive services designed specifically for underserved populations. Please see Section V.A.1.a.(1)(a) of Rating Factor 1, ``Staff Experience,'' for more information. The Project Coordinator and grantee are both responsible for ensuring that all federal requirements are followed.
11. Regional Resident Organization (RRO) means an incorporated nonprofit organization or association for public housing that meets each of the following requirements:
a. The RRO is regional (i.e., not limited by HUD areas);
b. The RRO has experience in providing startup and capacity building training to residents and resident organizations; and
c. Public housing residents representing different geographical locations in the region must comprise the majority of the Board of Directors.
12. Resident Advisory Board (RAB) refers to a board or boards whose membership consists of individuals who adequately reflect and represent the residents assisted by the PHA. (See 24 CFR 903.13 for a complete definition.)
13. Resident Association (RA) means any or all of the forms of resident organizations as they are defined elsewhere in this Definitions section and includes Resident Councils (RCs), Resident Management Corporations (RMCs), Regional Resident Organizations (RROs), Statewide Resident Organizations (SROs), JurisdictionWide Resident Organizations, and National Resident Organizations (NROs). This NOFA uses ''Resident Association'' or ''RA'' to refer to all eligible types of resident organizations.
14. Resident Council (RC) must consist entirely of people residing in public housing and must meet each of the following criteria:
a. It may represent residents residing:
(1) In scattered site buildings;
(2) In areas of contiguous row houses;
(3) In one or more contiguous buildings;
(4) In a development; or
(5) In a combination of these buildings or developments;
b. It must adopt written procedures such as bylaws; and
c. It must have a democratically elected governing board that is elected by the voting membership. (Please see the requirements of 24 CFR 964.115 for more information.)
15. Resident Management Corporation (RMC) means an entity that proposes to enter into, or enters into, a contract to conduct one or more management activities of a PHA and meets the requirements of 24 CFR 964.120.
16. Secretary means the Secretary of Housing and Urban Development.
17. Senior person means a person who is at least 62 years of age.
18. SiteBased Resident Associations means resident councils or resident management corporations representing a specific public housing development.
19. Statewide Resident Organization (SWO) is an incorporated nonprofit organization or association for public housing that meets the following requirements: (a) The SWO has statewide jurisdiction; (b) The SWO has experience in providing startup and capacitybuilding training to residents and resident organizations; and (c) Public housing residents representing different geographical locations in the state must comprise the majority of the Board of Directors.
1. The Public Housing NN program provides grants to PHAs to: (1) Update and expand existing NN/community technology centers; or (2) establish new NN centers.
2. NN centers must be located within a public housing development, on PHA land, or within reasonable walking distance to the PHA development(s).
3. HUD is looking for applications that implement comprehensive programs within the 3year grant term, which will result in improved economic selfsufficiency for public housing residents. HUD is also looking for proposals that involve partnerships with organizations that will supplement and enhance the services offered to residents.
4. NN centers provide computer and Internet access for public housing residents and offer a full range of computer, educational, and job training services. Applicants should submit proposals that will incorporate computer and Internet use to: provide job training for youths, adults, and seniors; expand educational opportunities for residents; promote economic selfsufficiency and help residents transition from welfare to work; assist children with homework; provide guidance to high school students (or other interested residents) for postsecondary education (college or trade schools); and provide other services deemed necessary after input from residents.
5. All applicants must complete a business plan (see sample form HUD52766 provided in the instructions download for the NN application on Grants.gov) covering the 3year grant term. The applicant's business plan and narrative must indicate how the center(s) will become self sustaining after the grant term expires. Proposed grant activities should build on the foundation created by previous grants whose aim was to help residents achieve selfsufficiency, such as Resident Opportunities and SelfSufficiency (ROSS) grants; previous NN grants; or other federal, state, and local selfsufficiency efforts. C. Eligible Activities
1. Hiring a Qualified Project Coordinator To Administer the Grant
Program. A qualified Project Coordinator must have at least 2 years of experience running a community
[[Page 70460]]
technology center and working to provide supportive services to
typically underserved populations. The Project Coordinator should be
hired for the entire term of the grant. The Project Coordinator is
responsible for ensuring that the center achieves its proposed goals
and objectives. In addition, the Project Coordinator is responsible for the following activities:
a. Marketing the program to residents;
b. Assessing residents' needs, interests, skills, and job readiness;
c. Assessing residents' needs for supportive services, e.g., childcare and transportation;
d. Working with RCs and/or RABs;
e. Designing and coordinating grant activities based on residents' needs and interests; and
f. Monitoring the progress of program participants and evaluating the overall success of the program. For more information on how to measure performance, please see Rating Factor 5 in the ``Application Review Information'' section of this NOFA.
2. Literacy training and General Equivalency Diploma (GED) preparation;
3. Computer training, from basic to advanced;
4. College preparatory courses and information;
5. Job Training and Activities Leading to SelfSufficiency. Job training for very low and lowincome persons is a requirement under Section 3 of the Housing and Urban Development Act of 1968. Some examples of the job training skills encouraged are: oral and written communication; work ethic; interpersonal and teamwork skills; resume writing; interviewing techniques; creating job training and placement programs with local employers and employment agencies; tax preparation and submission assistance, including Earned Income Tax credits; and other training activities, using the NN center, that can help residents move toward housing and economic selfsufficiency. Examples of such activities include financial literacy, credit repair, and homeownership training, as well as postemployment followup to assist residents who have transitioned to the workplace.
6. Physical improvements. Physical improvements must relate to providing space for a NN center. Renovation, conversion, wiring, and repair costs may be essential elements of physical improvements. In addition, architectural, engineering, and related professional services required to prepare plans or drawings, writeups, specifications, or inspections may also be part of the cost of implementing physical improvements.
a. Creating an accessible space for persons with disabilities is an eligible use of funds. Refer to Office of Management and Budget (OMB) Circular A87, ``Cost Principles for State, Local, and Indian Tribal Governments.''
b. The renovation, conversion, or joining of vacant units in a PHA development to create space for the equipment and activities of a NN center (computers, printers, and office space) are eligible activities for physical improvement.
c. The renovation or conversion of existing common areas in a PHA development to accommodate a NN center is also eligible.
d. If renovation, conversion, or repair is done offsite, the PHA must provide documentation with its application that it has control of the proposed property and will continue to have control for the grant term. Control can be demonstrated through a lease agreement, ownership documentation, or other documentation that demonstrates that the PHA will have control of the proposed property for the duration of the grant term.
7. Maintenance and insurance costs. Includes installing and maintaining the hardware and software, as well as insurance coverage for the space and equipment.
8. Purchase of computers, printers, software, other peripheral equipment, and furniture for the NN Center are eligible expenses. In addition, costs of computer hardware and software for the needs of persons with disabilities are eligible expenses.
9. Distance Learning Equipment. Distance learning equipment (including the costs for videocasting and purchase/lease/rental of distance learning equipment) is an eligible use of funds. The proposal must indicate that the center will be working in a virtual setting with a college, university, or other educational organization. Distance learning equipment can also be used to link one or more centers so that residents can benefit from courses being offered at only one site.
10. Security and related costs. Includes space and minor refitting, locks, and other equipment for safeguarding the center and other longerterm security measures, as needed.
11. Hiring Residents. Grantees may hire residents to help with the implementation of this grant program.
12. Administrative Costs. See Section IV.E. for information on this topic.
13. Staff Training and LongDistance Travel. Funds may be used for applicant staff or subcontractors' training in programrelevant areas. This activity should not exceed $5,000 and must receive prior approval from the grantee's local HUD field office. See Section IV.E. for more information on this topic.
The Neighborhood Networks program is covered by regulations in 24 CFR parts 905 and 968.
A. Total Funding. The Department expects to award approximately a total of $10 million under the Public Housing NN program in FY 2007. Awards will be made as follows:
1. Forty percent of available Public Housing NN funding will be used for updating and expanding existing computer technology centers. The other 60 percent will provide grants to establish and operate new NN centers.
2. PHAs must use the number of occupied public housing units as of September 30, 2006, per their budget. This is required so that PHAs can determine the maximum grant amount they are eligible for in accordance with the categories listed below. PHAs should clearly indicate on the Fact Sheet (form HUD52751) the number of units under management.
a. Funding Levels For Existing Centers:
Maximum
Number of conventional units funding
1 to 780 units............................................... $150,000
781 to 2,500 units........................................... 200,000
2,501 to 7,300 units......................................... 250,000
7,301 or more units.......................................... 300,000
b. Funding Levels For New Centers:
Maximum
Number of conventional units funding
1 to 780 units............................................... $300,000
781 to 2,500 units........................................... 400,000
2,501 to 7,300 units......................................... 500,000
7,301 or more units.......................................... 600,000
B. Grant Period. Three years. The grant period shall begin the day the grant agreement and the form HUD1044, ``Assistance Award/ Amendment,'' are signed by both the grantee and HUD.
C. Grant Extensions. Requests to extend the grant term must be
submitted in writing by the grantee to the local HUD field office. Such
requests must be made prior to grant termination and with at least 30
days' notice, to give the field office a reasonable amount of time to
fully evaluate the request. Requests must explain why the extension is necessary, what work remains to be
[[Page 70461]]
completed, and what work and progress was accomplished to date.
Extensions may be granted one time only by the field office for a
period not to exceed 6 months and may be granted for an additional 6
months by the HUD Headquarters program office at the request of the
field office. Extensions will only be granted for good cause.
D. Type of Award. Grant agreement.
E. Subcontracting. Subcontracting is permitted. Grantees must follow HUD procurement regulations found at 24 CFR 85.36.
A. Eligible Applicants. Only PHAs are eligible to apply for this funding category. Tribes/TDHEs, nonprofit organizations, and RAs are not eligible to apply for this funding category.
B. Cost Sharing or Matching. All applicants are required to obtain a 25 percent cash or inkind match. The match is a threshold requirement. Applicants who do not demonstrate the minimum 25 percent match will fail the threshold requirement and will not receive further consideration for funding. Match contributions that are proposed to be used for ineligible activities will not be accepted or counted. Please see the section below on threshold requirements for more information on what is required for the match.
1. Threshold Requirements. Applicants must respond to each threshold requirement clearly and thoroughly by following the instructions below. If an application fails one threshold requirement (regardless of the type of threshold), it will be considered a failed application. In addition to the threshold requirements outlined below, all applicants will be subject to all thresholds listed in the: General Section of the SuperNOFA that was published in the Federal Register on January 18, 2007 (72 FR 2396); the Introduction to the SuperNOFA, published March 13, 2007 (72 FR 114354); and Supplemental Information to the General Section and Technical Corrections, published May 11, 2007 (72 FR 27032). Applicants should refer only to the General Section supplemental information in the May 11, 2007 Notice. These collectively are referred to throughout this document as the General Section.
a. Match. All applicants are required to commit a 25 percent match in cash or inkind donations, is defined in this paragraph. Joint applicants must together have at least a 25 percent match. Applicants who do not demonstrate the minimum 25 percent match will fail this threshold requirement and will not receive further consideration for funding. Match donations must be firmly committed. Firmly committed means that the amount of match resources and their dedication to NN funded activities must be explicit, in writing, and signed by a person authorized to make the commitment. Letters of commitment and memoranda of understanding (MOUs) must be on organization letterhead, and signed by a person authorized to make the commitment. The letters of commitment/MOUs must indicate the total dollar value of the commitment.
For example, if an organization is proposing to donate the cost of training 15 residents at a fee of $300 per resident, the letter must show the total value, or 15 residents x $300 = $4,500. If this donation will be an annual donation for the life of the grant (3 years), the letter must also state this and show a total value of $4,500 x 3 years = $13,500.
Match letters must be dated between the publication date of this
NOFA and the application deadline published in this NOFA or an amended
deadline, and must indicate how the commitment will relate to the
proposed program. If the commitment is inkind, the letters should
explain exactly what services or material will be provided. The
commitment must be available at time of award. Applicants proposing to
use their own nonROSS or nonNN grant funds to meet the match
requirement must also include a letter of commitment indicating the
type of match (cash or inkind), the source of the funds, and how the
match will be used. Please note that costs paid by another federal
assistance award are allowable to be used as cost sharing or matching
where such use is not inconsistent with federal statutes. This letter
must also be signed by a person authorized to make the commitment on
behalf of the applicant organization. Grant awards shall be contingent
upon letters of commitment being submitted with the application. A
match proposed to be used for ineligible activities will not be
accepted or counted. Please see the General Section for instructions on
how to submit the required letters with an electronic application.
Applicants should be aware that each time they submit an application to
Grants.gov, they must submit a complete set of faxed materials for each application. See General Section 72 FR 27032).
(1) Applicants shall compute the value of volunteer time and
services using the professional rate for the local area or the national
minimum wage rate. Note: Applicants may not count their staff time toward the Match.
If grantees propose to use volunteers for development or operations
work that would otherwise be subject to payment of DavisBacon or HUD determined prevailing wage rates (including construction,
rehabilitation, or maintenance work), their services must be computed
using the appropriate methodology. Additional information on these wage
rates can be found at: http://www.hud.gov/offices/olr/olrfoa.cfm, or by
contacting HUD field office labor relations staff or the PHA. Such
volunteers must also meet the requirements of section 12(b) of the United States Housing Act of 1937 and 24 CFR part 70;
(2) In order for HUD to determine the value of any donated
material, equipment, staff time, building, or lease, an application
must provide a letter from the organization making the donation. The letter must state the value of the contribution.
(3) Other resources/services that can be committed include: inkind
services provided to the applicant; funds from federal sources that are
allowed by statute, such as Community Development Block Grant (CDBG)
funds, funds from any state or local government sources, and funds from
private contributions. Applicants may also partner with other program
funding recipients to coordinate the use of resources in the target area.
b. Past Performance. HUD's field offices will evaluate data provided by applicants, as well as their past performance, to determine whether applicants have the capacity to manage the grant they are applying for. Field offices will evaluate the contract administrators' past performance for applicants required to have a contract administrator. Using Rating Factor 1, the field office will evaluate applicants' past performance. Applicants should carefully review Rating Factor 1 to ensure their application addresses all of the criteria requested. If applicants fail to address what is requested in Rating Factor 1, their application will not receive further consideration.
c. Minimum Score for All Fundable Applications. Applications that pass all threshold requirements and go through the ranking and rating process must receive a minimum score of 75 in order to be considered for funding.
d. The Dun and Bradstreet Universal Numbering System (DUNS) Number Requirement. Refer to the General Section for information regarding the DUNS requirement. You will need to have a DUNS number to receive an award from HUD.
e. Offsite Physical Improvements. Physical improvements that relate to providing space for an NN center are eligible activities, including improvements for offsite centers. If renovation, conversion, or repair is done offsite, the PHA must describe this circumstance in its narrative and provide documentation with its application that it has control of the proposed property and will continue to have control for the period of grant award. Control can be demonstrated through a lease agreement, ownership documentation, or other documentation that demonstrates that the PHA will have control of the proposed property for the grant period of performance.
f. Federal Debt. In addition to the requirements in the General Section, applicants at the time of award that have federal debt or are in default of an agreement with the Internal Revenue Service (IRS) will not be funded. Applicants selected for funding have an obligation to report to HUD changes in status of a current IRS agreement covering federal debt.
a. Physical Improvements. All renovations must meet appropriate accessibility requirements, including the requirements of Section 504 of the Rehabilitation Act of 1973 at 24 CFR part 8, the Architectural Barriers Act at 24 CFR part 40, and the Americans with Disabilities Act. Design, construction, or alteration of buildings in conformance with the Uniform Federal Accessibility Standards (UFAS) shall be deemed by HUD to comply with the requirements of 24 CFR 8.21, 8.22, 8.23, and 8.25 with respect to those buildings.
b. Contract Administrator. PHAs that are troubled at the time of application filing are required to submit a signed Contract Administrator Partnership Agreement. The agreement must be for the entire grant term. Grant awards must include a signed Contract Administrator Partnership Agreement in the application. Failure to submit the required Contract Administrator Partnership Agreement, or submission of an incomplete or insufficient agreement will be treated as a curable deficiency.
The contract administrator must assure that the financial management system and procurement procedures that will be implemented during the grant term comply with 24 CFR part 85. CAs are expressly forbidden from accessing HUD's Line of Credit Control System (LOCCS) and submitting vouchers on behalf of grantees. NN grant funds cannot be used to hire or pay for the services of a contract administrator.
Contract administrators must assist PHAs in meeting HUD's reporting requirements; see Section VI.C., ``Reporting,'' for more information. Troubled PHAs are not eligible to be contract administrators. Grant writers who assist applicants in preparing their NN applications are also ineligible to be contract administrators. Organizations that the applicant proposes to use as the contract administrator must not violate the conflictofinterest standards, as defined in 24 CFR part 85. Please also refer to the General Section of the SuperNOFA for more information about conflictofinterest and Code of Conduct
c. Other Requirements and Procedures Applicable to All Programs. All applicants, lead and nonlead, should refer to ``Other Requirements and Procedures Applicable to All Programs'' of the General Section for other requirements to which they may be subject.
a. General. HUD will only fund one application per applicant or joint applicants.
b. Joint applications. Two or more applicants may join together to submit a joint application for proposed grant activities, but one applicant must be designated the lead applicant. HUD will use the applicant identified on the form SF424 ``Application for Federal Assistance,'' as the lead applicant. Only the lead applicant is subject to the threshold requirements outlined in this program section and the General Section. The lead applicant must be registered with Grants.gov and submit the application using the Grants.gov portal. Applicants who are part of a joint application cannot also submit separate applications as sole applicants under this NOFA.
Note: Joint applicants may add their number of units together in order to determine funding eligibility for this program.
4. Eligible Participants. NN centers shall be available for use by residents of public housing and residents of other housing assisted with funding made available under HUD Appropriations Acts (e.g., residents receiving tenantbased or projectbased voucher assistance, as well as elderly and disabled residents, are eligible to receive assistance).
A. Address to Request an Application Package. Copies of this
published NOFA and application forms will be posted on http://www.grants.gov/applicants/apply_for_grants.jsp. If you have
difficulty accessing the information, you may call the Grants.gov help
desk tollfree at (800) 515GRANTS or you may send an email message to
Support@Grants.gov.
1. Application Preparation. Before preparing an application, applicants should carefully review the program description, program requirements, ineligible activities, threshold requirements contained in this NOFA, and the General Section of the SuperNOFA. Applicants should also review each rating factor found in the ``Application Review Information'' section before writing a narrative response. Applicants' narratives must be as descriptive as possible in order to ensure that every requested item is addressed. Applicants should be sure to include all requested information, according to the instructions found in this NOFA and the General Section. This will help ensure fair and accurate review of the application.
2. Content of Application. Applicants must write narrative responses to each of the rating factors described in the section below. Responses must demonstrate that applicants have the necessary capacity to successfully manage this grant program. Applicants should ensure that their narratives are written clearly and concisely so that HUD reviewers, who may not be familiar with the Public Housing NN program, fully understand the proposal.
a. Applications may not exceed 40 narrative pages. Narrative pages
must be submitted as separate electronic files, and formatted as
doublespaced, singlesided documents. Each file should have the pages
numbered consecutively. Use Times New Roman font style and font size
12. Supporting documentation, required forms, and certifications will
not be counted toward the 40 narrative page limit. Applicants should
make every effort to submit only what is necessary in terms of
supporting documentation. Please see the General Section for
instructions on how to submit supporting documentation with your
electronic application. Applicants should be aware that Grants.gov is
not compatible with Microsoft Vista or Microsoft Office 2007.
Applications submitted in Microsoft Office 2007 will be rejected by
Grants.gov. Applicants with Microsoft Office 2007 should prepare files compatible with Microsoft
[[Page 70463]]
Office versions 19972003. HUD currently can read Microsoft Office
software through 2003. If an application is submitted using software
other than Microsoft Office 2003 or lower or Adobe Acrobat version 6.0
or lower, HUD will not be able to open the files. Applications with
attachments not meeting these requirements cannot be reviewed and will
result in a lower rating score. Applicants using older versions of
Microsoft Office should follow the directions in the General Section.
b. The following checklist has been provided to help applicants
submit all of the required forms and information. Electronic
application filers should make sure the file names for their narratives
reflect the subject matter covered. Applicants should follow the
special instructions found in the General Section for naming files.
File names with special characters cannot be opened by HUD. Each
narrative must be saved as a separate file. All application files must
be ``zipped'' together and sent as an attachment in the application
submittal. Copies of the required forms may be downloaded with the
application package and instructions from the following Web site:
http://www.grants.gov/applicants/apply_for_grants.jsp. You must use
the forms that are included with the 2007 application to avoid using
outdated forms that may be on HUDCLIPS or found from another source.
Please include a header in your narrative pages and any additional
pages to indicate the applicant name and the requirement being responded to.
(1) Required Forms
(a) Acknowledgment of Application Receipt form ( form HUD2993),
for paper application submissions only (you must have an approved
waiver in order to submit a paper application); (b) Application for Federal Assistance (SF424).
(Note: Applicants must enter their legal name in box 8.a. of the
SF424 as it appears in the Central Contractor Register (CCR). See the General Section regarding CCR registration);
(c) SF424 SupplementSurvey on Ensuring Equal Opportunity for
Applicants (listed as ``Faith Based EEO Survey'' (SF424 SUPP) on Grants.gov);
(d) Questionnaire for HUD's Initiative on Removal of Regulatory
Barriers (form HUD27300) (``HUD Communities Initiative Form'' on Grants.gov);
(e) ROSS Fact Sheet (form HUD52751);
(f) Grant Application Detailed Budget (form HUD424CB) (``HUD Detailed Budget Form'' on Grants.gov);
(g) Grant Application Detailed Budget Worksheet (form HUD424CBW);
(Please Note: Applicants must submit a separate form HUD424CBW for
any subcontract worth 10 percent or more of the requested grant amount);
(h) Applicant/Recipient Disclosure/Update Report (form HUD2880);
(i) Certification of Consistency with RC/EZ/ECII Strategic Plan (form HUD2990), if applicable;
(j) Certification of Consistency with the Consolidated Plan (form HUD2991);
(k) Disclosure of Lobbying Activities (form HUDSFLLL)if applicable;
(l) Disclosure of Lobbying Activities Continuation Sheet (form HUD SFLLLA)if applicable;
(m) You Are Our Client! Grant Applicant Survey (form HUD2994A) (Optional);
(n) HUD96011, ``Third Party Documentation Facsimile Transmittal''
(``Facsimile Transmittal Form'' on Grants.gov); this form must be used
as the cover page to fax thirdparty letters, documents, etc., that cannot be attached to the electronic application.
Note: HUD will neither accept entire applications submitted by
facsimile nor read a faxed document transmitted without the HUD 96011 cover page.
(o) Code of Conduct, as required by the General Section; and
(p) Statement on Affirmatively Furthering Fair Housing, as required by the General Section.
(2) Materials To Address Threshold Requirements
(a) Letters from partners attesting to match;
(b) Letter from applicant's organization attesting to match (if applicant is contributing to match);
(c) Contract Administrator Partnership Agreement (required for troubled PHAs) (form HUD52755); and
(d) If applicable, documentation of site control for the period of grant award for offsite physical improvements.
(3) Materials for Rating Factor 1
(a) Narrative
(b) Chart A: Program Staffing (form HUD52756)
(c) Chart B: Applicant/Administrator Track Record (form HUD52757) (d) Resumes/Position Descriptions
(4) Materials for Rating Factor 2
1. Deadline Dates. Electronic applications must be received and validated by Grants.gov no later than 11:59:59 p.m. eastern time on the deadline date. Please note that the validation process may take up to 72 hours. For applicants receiving a waiver to the electronic filing requirement, the approval of the waiver request will contain submission instructions. See the General Section and Section F below for instructions regarding waivers to the electronic application submission requirements. Applicants granted approval to submit a paper application will receive instructions on where to submit this application. All applications, regardless if submitted via Grants.gov or on paper, must be received by the deadline date.
2. Proof of Timely Submission. Please see the General Section for this information for electronic application submission. For paper applications, proof of timely submission is the Certificate of Mailing (USPS Form 3817) for the United States Postal Service or electronic receipt showing the date, time, and location of the mailing provided by the United States Post Office showing mailing of the application with sufficient time for it to be received by HUD by the application deadline date. In the case of applications submitted to HUD via DHL, FedEx, or UPS, documentary proof of timely submission will be the delivery service receipt indicating that the application was submitted to the delivery service with sufficient time for it to be received by HUD by the application deadline date. Applicants using delivery services other than DHL, FedEx, or UPS do so at their own risk, as HUD cannot guarantee delivery due to HUD Security procedures.
Please remember that mail to federal facilities is screened and
irradiated prior to delivery, a process that can take several days.
Applicants should take the mailing and security screening timeline into
account when submitting a paper application to HUD and allow ample time
for the application to be delivered to the appropriate HUD office. An
application delivered to HUD, but not to the HUD office designated for
receipt, does not meet the timely filing requirements. If you mail your application to the wrong location, or the
[[Page 70464]]
office designated for receipt does not receive it, your application
will be considered late and not be considered for funding. HUD will not
be responsible for directing applications to the appropriate office.
D. Intergovernmental Review. Not applicable.
1. Reimbursement for Grant Application Costs. Applicants who receive a Public Housing NN award are prohibited from using such funds to reimburse any costs incurred in preparing their applications. 2. Covered Salaries
a. Project Coordinator. The Public Housing NN program will fund up to $68,000 in combined annual salary and fringe benefits for one full time Project Coordinator or two (or more) parttime coordinators sharing a fulltime position. Applicants may also propose to use a coordinator on a parttime basis at a lesser salary. For audit purposes, applicants must have documentation on file demonstrating that the salary paid to the Project Coordinator is comparable to similar professions in their local area.
b. Hiring Residents. Grantees may hire residents to help with the implementation of this grant program. No more than 5 percent of grant funds can be used for this purpose.
c. Public Housing NN funds may be used to pay for salaries of staff that provide direct services to residents. Direct services staff, for purposes of this NOFA, are defined as applicant personnel or subcontractors who, as their primary responsibility, provide services directly to residents that participate in the activities described in this application, e.g., computer skills training. Public Housing NN funds may also be used to pay for administrative staff working on the NN program, but administrative salaries may not exceed the 10 percent cap for administrative expenses.
d. Public Housing NN funds may only be used for the types of salaries described in this section according to the restrictions described herein. Public Housing NN funds may not be used to pay for salaries of any other kind.
e. Public Housing Neighborhood Networks grant funds cannot be used to hire or pay for the services of a contract administrator.
3. Funding Requests in Excess of Maximum Grant Amount. Applicants that request funding in excess of the maximum grant amount that they are eligible to receive will be given consideration only for the maximum grant amount for which they are eligible. If awarded, the grantee will work with the field office to reapportion the grant funds for eligible activities proposed in the original application.
4. Administrative Costs. Administrative costs may include, but are not limited to, purchase of office furniture, equipment, supplies, printing and postage, local travel, utilities, and administrative salaries for staff working on the Public Housing NN grant. To the maximum extent possible, when leasing space or purchasing equipment or supplies, business opportunities should be provided to businesses covered under Section 3 of the Housing and Urban Development Act of 1968. Section 3 requires that grant recipients provide business opportunities to very low and lowincome persons. Administrative expenses, including administrative salaries, must not exceed 10 percent of the total grant amount requested from HUD. Administrative costs must adhere to OMB Circular A87. Please use form HUD424CBW to itemize your administrative costs. See other parts of this section (Section IV.E.) for more information. An indirect cost rate will not be accepted.
5. Eligible activity costs. Public Housing NN funding may be used to pay for those costs identified under Section 1.C. of this NOFA, ``Eligible Activities.''
6. LongDistance Travel. Grantees may not use more than $5,000 for applicant staff/subcontractor longdistance travel activities. Travel must relate to the purpose of this grant and must receive prior approval from the grantee's local HUD field office.
7. Ineligible Activities/Costs. Grant funds may not be used for ineligible activities:
a. Payment of wages and/or salaries to residents/participants for receiving supportive services and/or training programs;
b. Purchase, lease, or rental of land;
c. Purchase, lease, or rental of vehicles;
d. Vehicle maintenance and/or insurance;
e. Entertainment costs;
f. Purchase of food;
g. Salaries and fringe benefits that are not for directservices staff or Public Housing NN administrative staff. Directservices staff, for purposes of this NOFA, are defined as applicant personnel or subcontractors who, as their primary responsibility, provide services directly to residents who participate in Public Housing NN activities;
h. Stipends;
i. Payment for or scholarships for degree programs;
j. Cost of application preparation;
k. Costs that exceed limits identified in the NOFA for the following: Project Coordinator, resident salaries, physical improvements (see below), longdistance travel, and administrative expenses;
l. Public Housing NN funds cannot be used to hire or pay for the services of a contract administrator; and
m. Any other costs not eligible under section 9(d)(1)(E) of the United States Housing Act of 1937.
8. Physical Improvements. For new centers, expenses for physical improvements may not exceed 20 percent of the total grant amount requested from HUD. For existing centers, expenses for physical improvements may not exceed 10 percent of the total grant amount. F. Other Submission Requirements
1. All applicants are required to submit their applications electronically via Grants.gov, unless they request and are approved by HUD for a waiver of that requirement. Please refer to the General Section for information on how to submit your application and all attachments electronically via Grants.gov. See the General Section for instructions for requesting a waiver of the electronic application submission requirement.
2. For Waiver Recipients Only. Applicants wishing to submit a paper
application should submit their waiver requests via email to
Dina_LehmannKim@hud.gov or Anice.M.Schervish@hud.gov. Waiver requests must
be submitted no later than 15 days prior to the application deadline
date. All applications must be received by HUD no later than 11:59:59 p.m. eastern time on the application deadline date.
3. Number of Copies. Only applicants receiving a waiver to the
electronic submission requirement may submit a paper copy application.
When the waiver request is approved, the applicant will be provided
information on how many copies are needed and where to submit the
copies. All paper applications must be received by the deadline date.
Any paper applications submitted without an approved waiver will not be considered.
V. Application Review Information
1. Factors for Award Used to Evaluate and Rate Applications to the
Public Housing NN Program. The factors for rating and ranking
applicants and maximum points for each factor are provided below. The maximum number
[[Page 70465]]
of points available for this program is 102. This includes two Renewal
Community/Empowerment Zones/Enterprise Community (RC/EZ/ECII) bonus
points. The General Section contains a certification that must be
completed in order for the applicant to be considered for RC/EZ/ECII
bonus points. A listing of federally designated RC/EZ/ECIIs is
available on HUD's Web site at: http://www.hud.gov/offices/cpd/economicdevelopment/programs/rc/tour/roundnumber.cfm. The agency
certifying to RC/EZ/ECII status must be included in the listing on
HUD's Web site. Please see the General Section for more details. Note:
Applicants should carefully review each rating factor before writing a
response. Applicants' narratives must be descriptive and detailed in
order to ensure that every requested item is addressed. Applicants
should make sure their narratives thoroughly address the rating factors
below and include all requested information, according to the
instructions found in this NOFA. This will help ensure fair and accurate review of your application.
a. Rating Factor 1: Capacity of the Applicant and Relevant Organizational Staff (up to 25 points).
This factor addresses whether the applicant has the organizational
capacity and resources necessary to implement successfully the proposed
activities within the grant period. In rating this factor, HUD will
evaluate the qualifications and experience of the staff the applicant
proposes to administer the Public Housing NN program. Please do not
include the Social Security Numbers (SSNs) of any staff members. (1) Proposed Program Staffing (up to 10 points).
(a) Staff Experience (up to 4 points). HUD is requesting a thorough
description of the knowledge and experience of the proposed Project
Coordinator, staff, and partners in planning and managing programs.
Experience will be judged in terms of recent, relevant, and successful
experience of proposed staff to undertake program activities. In rating
this factor, HUD will consider experience within the last 5 years to be
recent; experience pertaining to the specific activities being proposed
to be relevant; and experience producing specific accomplishments to be
successful. Applicants will receive a greater amount of points if the
proposed staff has recent and applicable experience. If proposed staff
has recent and relevant experience both in providing community
technology services and in delivering social service programs to
underserved populations, applicants will receive a maximum score of 4
points. If proposed staff has recent and relevant experience in only
one area, applicants will receive 2 points. If proposed staff has
experience in neither area, applicants will receive a score of 0 for this subfactor.
The following information should be included in the application in
order to provide HUD an understanding of the proposed staff's experience and capacity:
(i) The number of staff years (one staff year = 2,080 hours) to be
allocated to the program by each employee, as well as each of their roles in the program;
(ii) The staff's relevant educational background and/or work experience;
(iii) Relevant and successful experience running programs whose
activities include social services and computer programs that are
similar to the eligible program activities described in this NOFA.
(b) Hiring Residents (up to 3 points). Three points will be awarded
if applicants commit to hiring one to three residents. PHAs may hire
qualified residents and/or propose to train the residents they hire.
Small PHAs should hire one person, medium PHAs should hire one to two
people, and large PHAs should hire three people in order to get the
maximum score. In order to receive points for this subfactor,
applicants must explain in their narrative that they will hire
residents, indicate the number of residents to be hired, and indicate the work they will be assigned.
(c) Organizational Capacity (up to 3 Points). Applicants will be
evaluated based on whether they and/or their partners have sufficient
qualified personnel to deliver the proposed activities in a timely and effective fashion.
In order to enhance or supplement capacity, applicants should
provide evidence of partnerships with nonprofit organizations or other
organizations that have experience providing community technology
services to typically underserved populations. Applicants' narratives
must describe their ability to immediately begin the proposed work
program. Applicants may fax (see the General Section for instructions)
resumes or position descriptions (where staff is not yet hired) for all
key personnel. Please see the General Section for instructions on how
to submit the required information with your electronic application.
(Resumes/position descriptions do not count toward the 40page limit.)
Note: Applicants should use the narrative for this subfactor to indicate whether they are single or joint applicants.
(2) Past Performance of Applicant/Contract Administrator (up to 5
points). Applicants' narratives must describe how they (or their
contract administrator) successfully implemented grant programs, such
as those listed below, designed to promote resident selfsufficiency or
moving from welfare to work. Applicants' past experience may include,
but is not limited to, running programs aimed at helping residents of
lowincome housing achieve economic selfsufficiency; e.g., ROSS
grants, prior Public Housing NN grants, and Youthbuild. Applicants'
narratives must indicate the grants they received and managed, the
grant amounts, and grant terms (years) of the grants they are counting
toward past experience. Applicants will be evaluated according to the following criteria:
(a) Benefits gained by participating residents (up to 3 points).
These must be measurable. Applicants should describe results their
programs have obtained (e.g., higher incomes, improved grades, higher
rates of employment, increased savings, improved literacy, etc.); and
(b) Description of timely grant expenditure throughout the terms of
past grants (up to 2 points). Timely means regular drawdowns throughout
the life of the grant, i.e., quarterly drawdowns, with all funds expended by the end of the grant term.
(3) Program Administration and Fiscal Management (up to 10 points).
(a) Program Administration (up to 4 points). Applicants should
describe how they will manage the program, describe how HUD can be sure
that there is program accountability, and provide a description of
proposed staff's roles and responsibilities. Applicants should also
describe how grant staff and partners will report to the Project Coordinator and other senior staff.
(b) Fiscal Management (up to 6 points). In rating this factor,
applicants' skills and experience in fiscal management will be
evaluated. If applicants have had any audit or material weakness
findings in the past 5 years, they will be evaluated on how well they
have addressed them. Applicants must provide the following:
(i) A complete description of their fiscal management structure,
including fiscal controls currently in place, which includes those of a
contract administrator for applicants who are required to have one (i.e., troubled PHAs); (up to 2 points)
(ii) Applicants must list any audit findings in the past 5 years
(HUD Inspector General, management review, fiscal, etc.), and material weaknesses and what has been done to address
[[Page 70466]]
them. Applicants who have not had any audit findings in the past 5
years will automatically receive 2 points. Applicants who have had
audit findings within the past 5 years that have been resolved will
receive one point. Unresolved audit findings will receive 0 points; (up to 2 points) and
(iii) For applicants who are required to have a contract
administrator, describe the skills and experience the contract
administrator has in managing Federal funds. (up to 2 points)
Applicants who are not required to have a contract administrator will automatically receive 2 points.
This factor addresses the need for funding an applicant's