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SUBJECT CATEGORY: Family Violence Prevention and Services/Grants for Battered Women's Shelters/Grants to States; Notice of Grant
DOCUMENT SUMMARY:
Program Office: Administration on Children, Youth and Families (ACYF), Family and Youth Services Bureau (FYSB).
Program Announcement Number: HHS2008ACFACYFFVPS0123.
Announcement Title: Family Violence Prevention and Services/Grants for Battered Women's Shelters/Grants to States.
CFDA Number: 93.671.
Due Date for Applications: January 30, 2008.
Executive Summary: This announcement governs the proposed award of mandatory grants under the Family Violence Prevention and Services Act (FVPSA) to States (including Territories and Insular Areas). The purpose of these grants is to assist States in establishing, maintaining, and expanding programs and projects to prevent family violence and to provide immediate shelter and related assistance for victims of family violence and their dependents.
This announcement sets forth the application requirements, the application process, and other administrative and fiscal requirements for grants in Fiscal Year (FY) 2008.
Legislative Authority: Title III of the Child Abuse Amendments of 1984, Pub. L. 98457, 42 U.S.C. 10401 et seq. is entitled the ``Family Violence Prevention and Services Act'' (FVPSA). FVPSA was first implemented in FY 1986. The statute was subsequently amended by Public Law 100294, the ``Child Abuse Prevention, Adoptions, and Family Services Act of 1988;'' further amended in 1992 by Public Law 102295, the ``Child Abuse, Domestic Violence, Adoption, and Family Services Act'' and then amended in 1994 by Public Law 103322, the ``Violent Crime Control and Law Enforcement Act.'' FVPSA was amended again in 1996 by Public Law 104235, the ``Child Abuse Prevention and Treatment Act (CAPTA);'' in 2000 by Public Law 106386, the ``Victims of Trafficking and Violence Protection Act,'' and amended further by Public Law 10836, the ``Keeping Children and Families Safe Act of 2003.'' FVPSA was most recently amended by Public Law 109162, the ``Violence Against Women and Department of Justice Reauthorization Act of 2005'' as amended by Public Law 109271, which was enacted on August 17, 2006. FVPSA can be found at 42 U.S.C. 10401 et. seq.
The purpose of this legislation is to assist States and Indian Tribes, Tribal organizations, and nonprofit private organizations approved by an Indian Tribe in supporting the establishment, maintenance, and expansion of programs and projects to prevent incidents of family violence and to provide immediate shelter and related assistance for victims of family violence and their dependents.
During FY 2007, 237 grants were made to States and Indian Tribes, Tribal organizations, and nonprofit private organizations approved by Indian Tribes. The U.S. Department of Health and Human Services (HHS) also made 53 family violence prevention grant awards to nonprofit State Domestic Violence Coalitions.
In addition, HHS supports the National Resource Center for Domestic Violence (NRC) and four Special Issue Resource Centers (SIRCs). The four SIRCs are the Battered Women's Justice Project, the Resource Center on Child Custody and Protection, Sacred Circle Resource Center for the Elimination of Domestic Violence Against Native Women, and the Health Resource Center on Domestic Violence. The purposes of NRC and SIRCs is to provide resource information, training, and technical assistance to Federal, State, and Native American agencies, local domestic violence prevention programs, and other professionals who provide services to victims of domestic violence.
In February 1996, HHS funded the National Domestic Violence Hotline
(Hotline) to ensure that everyone has access to information and
emergency assistance wherever and whenever it is needed. The Hotline is
a 24hour, tollfree service that provides crisis assistance,
counseling, and local shelter referrals for people across the country
who need assistance. Hotline counselors also are available for non
English speaking persons and for people who are hearingimpaired. The
Hotline number is 1800799SAFE (7233); the TTY number for the hearingimpaired is 18007873224.
General Grant Program Requirements Applicable To States
States should use the following definitions in carrying out their programs. The definitions are found in section 320 of FVPSA.
Family Violence: Any act or threatened act of violence, including any forceful detention of an individual, which: (a) Results or threatens to result in physical injury; and (b) is committed by a person against another individual (including an elderly person) to whom such person is or was related by blood or marriage or otherwise legally related or with whom such person is or was lawfully residing.
Shelter: The provision of temporary refuge and related assistance in compliance with applicable State law and regulation governing the provision, on a regular basis, of shelter, safe homes, meals, and related assistance to victims of family violence and their dependents.
Related assistance: The provision of direct assistance to victims
of family violence and their dependents for the purpose of preventing
further violence, helping such victims to gain access to civil and
criminal courts and other community services, facilitating the efforts
of such victims to make decisions concerning their lives in the
interest of safety, and assisting such victims in healing from the effects of the violence. Related assistance includes:
(a) Prevention services such as outreach and prevention services for victims and their children, assistance
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for children who witness domestic violence, employment training,
parenting and other educational services for victims and their
children, preventive health services within domestic violence programs
(including services promoting nutrition, disease prevention, exercise,
and prevention of substance abuse), domestic violence prevention
programs for schoolage children, family violence public awareness
campaigns, and violence prevention counseling services to abusers;
(b) Counseling with respect to family violence, counseling or other
supportive services provided by peers individually or in groups, and referral to community social services;
(c) Transportation and technical assistance with respect to
obtaining financial assistance under Federal and State programs, and
referrals for appropriate healthcare services (including alcohol and
drug abuse treatment), but shall not include reimbursement for any healthcare services;
(d) Legal advocacy to provide victims with information and
assistance through the civil and criminal courts, and legal assistance; or
(e) Children's counseling and support services, and child care
services for children who are victims of family violence or the
dependents of such victims, and children who witness domestic violence. Annual State Administrators Grantee Conference
The annual grantee conference for the State FVPSA Administrators is a training and technical assistance activity, and FVPSA State Administrators should plan to attend. Subsequent correspondence will advise the State FVPSA Administrators of the date, time and location of their grantee conference.
FVPSA programs must establish or implement policies and protocols for maintaining the safety and confidentiality of the adult victims and their children of domestic violence, sexual assault, and stalking. It is essential that the confidentiality of individuals receiving FVPSA services be protected. Consequently, when providing statistical data on program activities and program services, individual identifiers of client records will not be used (section 303(a)(2)(E)).
The confidentiality provisions described at 42 U.S.C., section 13701, apply to programs funded under the ``Violence Against Women Act,'' as amended, including certain awards made under the Family Violence Prevention and Services Act. These confidentiality requirements were strengthened and clarified with the passage of the Violence Against Women Reauthorization Act of 2005, Public Law 109162, as recently amended by Public Law 109271. The revised confidentiality provisions impose conditions regarding the disclosure of personally identifying information, confidentiality, information sharing, and compulsory release of information.
The U.S. Postal Service was directed by the ``Stamp Out Domestic Violence Act of 2001'' (the Act), Public Law 10762, to make available a ``semipostal'' stamp to provide funding for domestic violence programs. Funds raised in connection with sales of the stamp, less reasonable costs, have been transferred to HHS in accordance with the Act for support of services to children and youth affected by domestic violence. As of FY 2007, $3.2 million has been transferred and made available in support of grants for ``Demonstration Programs for Enhanced Services to Children and Youth Who Have Been Exposed to Domestic Violence.'' Projects in nine States and communities have been funded to develop and test new intervention models for children who witness domestic violence and their parents, and to increase direct services for these families in domestic violence and other community based programs. ACF anticipates developing a collection of promising practices emerging from these demonstration projects.
The impacts of domestic violence include physical injury and death of primary or secondary victims, psychological trauma, isolation from family and friends, harm to children witnessing or experiencing violence in homes in which the violence occurs, increased fear, reduced mobility and employability, homelessness, substance abuse, and a host of other health and related mental health consequences.
Coordination and collaboration among the police, prosecutors, the courts, victim services providers, child welfare and family preservation services, and medical and mental health service providers is needed to provide more responsive and effective services to victims of domestic violence and their families. It is essential that all interested parties are involved in the design and improvement of intervention and prevention activities. To help bring about a more effective response to the problem of domestic violence, HHS urges the designated State agencies receiving funds under this grant announcement to coordinate activities funded under this grant with other new and existing resources for the prevention of domestic violence and related issues including community and faithbased organizations (section 303(a)(2)(B)(ii)).
The need to accurately communicate reliable and appropriate data that capture the impact of domestic violence prevention and intervention efforts, and to provide shelters, States, Tribes, and State Domestic Violence Coalitions with tools for selfassessment, continues through FVPSA Program participation in the Documenting our Work (DOW) Initiative of the NRC. In collaboration with our partners at State FVPSA programs, State Domestic Violence Coalitions, Tribes and Tribal organizations, and experts on both data collection and domestic violence prevention and intervention issues, FVPSA is developing informative, succinct, and nonburdensome reporting formats. During FY 2007, in concert with State FVPSA administrators, State Domestic Violence Coalitions and local service providers, the FVPSA Program revised and defined the program services reporting components for recipients of FVPSA State Formula Grant funds and piloted outcome data collection in four States. Throughout FY 2008, grantee workshops, teleconferences, and information memoranda will provide further guidance on FVPSA Annual Performance Reports.
For FY 2008, HHS will make available for grants to designated State agencies 70 percent of the amount appropriated under section 310(a)(1) of FVPSA, which is not reserved under section 310(a)(2). In separate announcements, HHS will allocate 10 percent of the foregoing appropriation to Tribes and Tribal organizations for the establishment and operation of shelters, safe houses, and the provision of related services; and 10 percent to the State Domestic Violence Coalitions to continue their work within the domestic violence community by providing technical assistance and training, and advocacy services, among other activities, with local domestic violence programs and to encourage appropriate responses to domestic violence within the States. [[Page 74305]]
Five percent of the amount appropriated under section 310(a)(1) of FVPSA, which is not reserved under section 310(a)(2), will be available in FY 2008 to continue the support for the NRC and the four SIRCs. Additional funds appropriated under FVPSA will be used to support other activities, including training and technical assistance, collaborative projects with advocacy organizations and service providers, data collection efforts, public education activities, research and other demonstration projects, as well as the ongoing operation of the Hotline.
FVPSA grants to the States, the District of Columbia, and the Commonwealth of Puerto Rico are based on a population formula. Each State grant shall be $600,000 with the remaining funds allotted to each State on the same ratio as the population of the State has to the population of all States (section 304(a)(2)). State populations are determined on the basis of the most recent census data available to the Secretary of HHS and, the Secretary shall use for such purpose, if available, the annual current interim census data produced by the Secretary of Commerce pursuant to section 181 of Title 13.
For the purpose of computing allotments, the statute provides that Guam, American Samoa, the Virgin Islands, and the Northern Mariana Islands will each receive grants of not less than oneeighth of one percent of the amounts available to the States (section 304(a)(1)). Expenditure Period
FVPSA funds may be used for expenditures on and after October 1 of each fiscal year for which they are granted, and will be available for expenditure through September 30 of the following fiscal year, i.e., FY 2008 funds may be used for expenditures from October 1, 2007, through September 30, 2009. Funds will be available for obligations only through September 30, 2008, and must be liquidated by September 30, 2009.
Reallotted funds, if any, are available for expenditure until the
end of the fiscal year following the fiscal year that the funds became
available for reallotment. FY 2008 grant funds that are made available
to the States through reallotment, under section 304(d)(2), must be expended by the State no later than September 30, 2009.
III. Eligibility
``States'' as defined in section 320 of FVPSA are eligible to apply
for funds. The term ``State'' means each of the 50 States, the District
of Columbia, the Commonwealth of Puerto Rico, Guam, American Samoa, the
Virgin Islands, and the Commonwealth of the Northern Mariana Islands.
In the past, Guam, the Virgin Islands, the Commonwealth of the Northern
Mariana Islands, and American Samoa have applied for funds as a part of
their consolidated grant under the Social Services Block Grant. These
jurisdictions need not submit an application under this program
announcement if they choose to have their allotment included as part of a consolidated grant application.
Additional Information on Eligibility
All applicants must have a D&B Data Universal Numbering System (D UNS) number. On June 27, 2003, the Office of Management and Budget (OMB) published in the Federal Register a new Federal policy applicable to all Federal grant applicants. The policy requires Federal grant applicants to provide a DUNS number when applying for Federal grants or cooperative agreements on or after October 1, 2003. The DUNS number will be required whether an applicant is submitting a paper application or using the governmentwide electronic portal, http://www.Grants.gov. A DUNS number will be required for every application for a new award or renewal/continuation of an award, including applications or plans under formula, entitlement, and block grant programs, submitted on or after October 1, 2003.
Please ensure that the applicant's organization has a DUNS number. To acquire a DUNS number at no cost call the dedicated toll free DUNS number request line at 18667055711 or request a number online at http://www.dnb.com. IV. Application Requirements
Public reporting burden for this collection of information is estimated to average six hours per response, including the time for reviewing instructions, gathering and maintaining the data needed and reviewing the collection information.
The project description is approved under Office of Management and Budget (OMB) control number 09700280, which expires October 31, 2008. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
The State's application must be submitted by the Chief Executive of the State and signed by the Chief Executive Officer or the Chief Program Official designated as responsible for the administration of FVPSA.
Each application must contain the following information or documentation:
(1) The name of the State agency, the name of the Chief Program
Official designated as responsible for the administration of funds
under FVPSA and coordination of related programs within the State, and
the name of a contact person if different from the Chief Program Official (section 303(a)(2)(D)).
(2) A plan describing in detail how the needs of underserved
populations will be met. ``Underserved populations'' include
populations underserved because of geographic location (such as rural
isolation), underserved racial and ethnic populations, populations
underserved because of special needs (such as language barriers,
disabilities, immigration status, or age), and any other population
determined to be underserved by the State planning process in
consultation with the Attorney General (section 303(a)(2)(C)).
(a) Identify the underserved populations that are being targeted for outreach and services.
(b) In meeting the needs of the underserved population, describe
the domestic violence training that will be provided to the individuals
who will do the outreach and intervention to these populations.
Describe the specific service environment, e.g., new shelters; services for the battered, elderly, women of color, etc.
(c) Describe the public information component of the State's
outreach program; the elements of your program that are used to explain
domestic violence, the most effective and safe ways to seek help; tools to identify available resources, etc.
(3) Provide a complete description of the process and procedures
used to involve State domestic violence coalitions, knowledgeable
individuals, and interested organizations, and assure an equitable
distribution of grants and grant funds within the State, including an
equitable distribution between urban and rural areas, as required by sections 303(a)(2)(C) and 311(a)(5).
(4) Provide a complete description of the process and procedures to
be implemented that allow for the participation of the State domestic violence coalition in planning and
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monitoring the distribution of grant funds and determining whether a
grantee is in compliance with section 303(a)(2) as required by sections 303(a)(3) and 311(a)(5).
(5) Provide documentation that procedures have been developed, and
implemented including copies of the policies and procedure, to assure
confidentiality of records pertaining to any individual who has been
provided family violence prevention or treatment services by any program assisted under FVPSA (section 303(a)(2)(E)).
(6) Include a description of how the State plans to use the grant
funds; a description of the target population; the number of shelters
to be funded; the services the State will provide; and the expected
results from the use of the grant funds (section 303(a)(2)).
(7) Provide a copy of the law or procedures that the State has
implemented for the eviction of an abusive spouse from a shared household (section 303 (a)(2)(F)).
Each application must provide the following assurances that:
(1) Grant funds under FVPSA will be distributed to local public
agencies and nonprofit private organizations (including religious and
charitable organizations and voluntary associations) for programs and
projects within the State to prevent incidents of family violence and
to provide immediate shelter and related assistance for victims of
family violence and their dependents in order to prevent future violent incidents (section 303(a)(2)(A)).
(2) Not less than 70 percent of the funds distributed shall be used
for immediate shelter and related assistance, as defined in section
320(5)(A), to the victims of family violence and their dependents and
not less than 25 percent of the funds distributed shall be used to provide related assistance (section 303(g)).
(3) Not more than five percent of the funds will be used for State administrative costs (section 303(a)(2)(B)(i)).
(4) In distributing the funds, the States will give special
emphasis to the support of communitybased projects of demonstrated
effectiveness carried out by nonprofit, private organizations,
particularly for those projects where the primary purpose is to operate
shelters for victims of family violence and their dependents and those
which provide counseling, advocacy, and selfhelp services to victims and their children (section 303(a)(2)(B)(ii)).
(5) Grants funded by the States will meet the matching requirements
in section 303(f), i.e., not less than 20 percent of the total funds
provided for a project under Chapter 110 of Title 42 of the U.S.C. with
respect to an existing program, and with respect to an entity intending
to operate a new program under this Title, not less than 35 percent.
The local share will be cash or inkind; and the local share will not
include any Federal funds provided under any authority other than this chapter (section 303(f)).
(6) Grant funds made available under this program by the State will
not be used as direct payment to any victim or dependent of a victim of family violence (section 303(d)).
(7) No income eligibility standard will be imposed on individuals
receiving assistance or services supported with funds appropriated to carry out FVPSA (section 303(e)).
(8) The address or location of any shelterfacility assisted under
FVPSA will not be made public, except with the written authorization of
the person or persons responsible for the operation of such shelter (section 303(a)(2)(E)).
(9) All grants, programs or other activities funded by the State in
whole or in part with funds made available under FVPSA will prohibit
discrimination on the basis of age, handicap, sex, race, color, national origin or religion (section 307).
(10) Funds made available under FVPSA will be used to supplement
and not supplant other Federal, State and local public funds expended
to provide services and activities that promote the purposes of FVPSA (section 303(a)(4)).
All applications must submit or comply with the required certifications found in the Appendices as follows:
AntiLobbying Certification and Disclosure Form (See Appendix A): Applicants must furnish prior to award an executed copy of the Standard Form (SF) LLL, Certification Regarding Lobbying, when applying for an award in excess of $100,000. Applicants who have used nonFederal funds for lobbying activities in connection with receiving assistance under this announcement shall complete a disclosure form, if applicable, with their applications (approved by OMB under control number 03480046). Applicants should sign and return the certification with their application.
Certification Regarding Environmental Tobacco Smoke (See Appendix B): The ProChildren Act of 1994, 20 U.S.C. 7183, imposes restrictions on smoking in facilities where federally funded children's services are provided. HHS grants are subject to these requirements only if they meet the Act's specified coverage. The Act specifies that smoking is prohibited in any indoor facility (owned, leased, or contracted for) used for the routine or regular provision of kindergarten, elementary, or secondary education or library services to children under the age of 18. In addition, smoking is prohibited in any indoor facility or portion of a facility (owned, leased, or contracted for) used for the routine or regular provision of federally funded health care, day care, or early childhood development, including Head Start services to children under the age of 18. The statutory prohibition also applies if such facilities are constructed, operated, or maintained with Federal funds. The statute does not apply to children's services provided in private residences, facilities funded solely by Medicare or Medicaid funds, portions of facilities used for inpatient drug or alcohol treatment, or facilities where WIC coupons are redeemed. Failure to comply with the provisions of the law may result in the imposition of a civil monetary penalty of up to $1,000 per violation and/or the imposition of an administrative compliance order on the responsible entity.
Certification Regarding DrugFree Workplace Requirements (See Appendix C): The signature on the application by the chief program official attests to the applicant's intent to comply with the DrugFree Workplace requirements and compliance with the Debarment Certification. The DrugFree Workplace certification does not have to be returned with the application. These certifications also may be found at http://www.acf.hhs.gov/grants/grants_resources.html .
For States, this program is covered under Executive Order 12372,
``Intergovernmental Review of Federal Programs,'' for State plan
consolidation and implication only45 Code of Federal Regulations
(CFR) 100.12. The review and comment provisions of the Executive Order and Part 100 do not apply.
Applications should be sent to:
Family Violence Prevention and Services Program, Family and Youth Services Bureau, Administration on Children, Youth and Families, Administration for Children and Families, Attention: Marylouise Kelley, 1250 Maryland Avenue, SW., Room 8215, Washington, DC 20024. [[Page 74307]]
The Secretary of HHS will approve any application that meets the
requirements of FVPSA and this announcement and will not disapprove any
such application except after reasonable notice of the Secretary's
intention to disapprove has been provided to the applicant and after a
sixmonth period providing an opportunity for the applicant to correct
any deficiencies. The notice of intention to disapprove will be
provided to the applicant within 45 days of the date of the application.
VI. Reporting Requirements
Section 303(a)(4) requires that States file a performance report with HHS describing the activities carried out, and inclusion of an assessment of the effectiveness of those activities in achieving the purposes of the grant. Section 303(a)(5) requires that the State file a report that contains a description of the activities carried out with funds expended for State administrative costs. A section of this performance report must be completed by each grantee or subgrantee that performed the direct services contemplated in the State's application certifying performance of such services. State grantees should compile performance reports into a comprehensive report for submission.
The Performance Report should include the following data elements and narrative examples of the services that were provided:
FundingThe total amount of the FVPSA grant funds awarded. The percentage of FVPSA funds as to total funding. The percentage of FVPSA funding used for shelters, and the percentage of funding used for related services and assistance.
SheltersThe total number of shelters and shelter programs (safe
homes/motels, etc.) assisted by FVPSA program funding. Data elements should include:
Types of individuals served (including special populations)Record information by numbers and percentages against the total population served. Individuals and special populations served should include:
Related services and assistanceList the types of related services
and assistance provided to victims and their family members by
indicating the number of women, children and men that have received
services. Services and assistance may include, but are not limited to, the following:
VolunteersList the total number of volunteers and hours worked.
Service referralsList the number of women, children and men
referred for the following services: (Note: Please indicate if the individual was identified as a batterer.)
Narratives of success storiesProvide narratives of success
stories of services provided and the positive impact on the lives of children and families. Examples may include the following:
Performance Reports for the States are due on an annual basis at the end of the calendar year (December 29). Performance Reports should be sent to:
Family Violence Prevention and Services Program, Family and Youth Services Bureau, Administration on Children, Youth and Families, Administration for Children and Families, Attention: Marylouise Kelley, 1250 Maryland Avenue, SW., Room 8215, Washington, DC 200247.
Please note that section 303(a)(4) of FVPSA requires HHS to suspend funding for an approved application if any State applicant fails to submit an annual Performance Report or if the funds are expended for purposes other than those set forth under this announcement. Financial Status Reports
Grantees must submit annual Financial Status Reports. The first SF
269A is due December 29, 2008. The final SF269A is due December 29,
2009. SF269A can be found at http://www.whitehouse.gov/omb/grants/grants_forms.html .
Completed reports may be mailed to:
Manolo Salgueiro, Division of Mandatory Grants, Office of Grants Management, Administration for Children and Families, 370 L'Enfant Promenade, SW., Washington, DC 20447.
Grantees have the option of submitting their reports online through
the Online Data Collection (OLDC) system at the following address:
https://extranet.acf.hhs.gov/ssi. Failure to submit reports on time may
be a basis for withholding grant funds, suspension or termination of
the grant. All funds reported as unobligated after the obligation period will be recouped.
[[Page 74308]]
Grantees are subject to the requirements in 45 CFR Part 74 (non governmental) or 45 CFR Part 92 (governmental).
Direct Federal grants, subaward funds, or contracts under this ACF program shall not be used to support inherently religious activities such as religious instruction, worship, or proselytization. Therefore, organizations must take steps to separate, in time or location, their inherently religious activities from the services funded under this program. Regulations pertaining to the Equal Treatment for FaithBased Organizations, which includes the prohibition against Federal funding of inherently religious activities, can be found at the HHS Web site at http://www.hhs.gov/fbci/waisgate21.pdf.
A faithbased organization receiving HHS funds retains its independence from Federal, State, and local governments and may continue to carry out its mission, including the definition, practice, and expression of its religious beliefs. For example, a faithbased organization may use space in its facilities to provide secular programs or services funded with Federal funds without removing religious art, icons, scriptures, or other religious symbols. In addition, a faithbased organization that receives Federal funds retains its authority over its internal governance, and it may retain religious terms in its organization's name, select its board members on a religious basis, and include religious references in its organization's mission statements and other governing documents in accordance with program requirements, statutes, and other applicable requirements governing the conduct of HHS funded activities.
Faithbased and community organizations may reference the ``Guidance to FaithBased and Community Organizations on Partnering with the Federal Government'' at http://www.whitehouse.gov/government/fbci/guidance/index.html .
For Further Information Contact: Edna James at (202) 2057750 or e mail at Edna.James@acf.hhs.gov, or Marylouise Kelley at (202) 4015756 or email at Marylouise.Kelley@acf.hhs.gov.
Dated: December 20, 2007.
Joan E. Ohl,
Commissioner, Administration on Children, Youth and Families. AppendicesRequired Certifications:
A. AntiLobbying and Disclosure
B. Environmental Tobacco Smoke
C. DrugFree Workplace Requirements
Appendix A
Certification Regarding Lobbying
Certification for Contracts, Grants, Loans, and Cooperative Agreements
The undersigned certifies, to the best of his or her knowledge and belief, that:
(1) No Federal appropriated funds have been paid or will be
paid, by or on behalf of the undersigned, to any person for
influencing or attempting to influence an officer or employee of an
agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with the awarding
of any Federal contract, the making of any Federal grant, the making
of any Federal loan, the entering into of any cooperative agreement,
and the extension, continuation, renewal, amendment, or modification
of any Federal contract, grant, loan, or cooperative agreement.
(2) If any funds other than Federal appropriated funds have been
paid or will be paid to any person for influencing or attempting to
influence an officer or employee of any agency, a Member of
Congress, an officer or employee of Congress, or an employee of a
Member of Congress in connection with this Federal contract, grant,
loan, or cooperative agreement, the undersigned shall complete and
submit Standard FormLLL, ``Disclosure Form to Report Lobbying,'' in accordance with its instructions.
(3) The undersigned shall require that the language of this
certification be included in the award documents for all subawards
at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all
subrecipients shall certify and disclose accordingly. This
certification is a material representation of fact upon which
reliance was placed when this transaction was made or entered into.
Submission of this certification is a prerequisite for making or
entering into this transaction imposed by section 1352, title 31,
U.S. Code. Any person who fails to file the required certification
shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.
The undersigned states, to the best of his or her knowledge and belief, that:
If any funds have been paid or will be paid to any person for
influencing or attempting to influence an officer or employee of any
agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with this
commitment providing for the United States to insure or guarantee a
loan, the undersigned shall complete and submit Standard FormLLL,
``Disclosure Form to Report Lobbying,'' in accordance with its
instructions. Submission of this statement is a prerequisite for
making or entering into this transaction imposed by section 1352,
title 31, U.S. Code. Any person who fails to file the required
statement shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.
Signature
Title
Organization
Appendix B
Public Law 103227, Part C Environmental Tobacco Smoke, also
known as the Pro Children Act of 1994 (Act), requires that smoking
not be permitted in any portion of any indoor routinely owned or
leased or contracted for by an entity and used routinely or
regularly for provision of health, day care, education, or library
services to children under the age of 18, if the services are funded
by Federal programs either directly or through State or local
governments, by Federal grant, contract, loan, or loan guarantee.
The law does not apply to children's services provided in private
residences, facilities funded solely by Medicare or Medicaid funds,
and portions of facilities used for inpatient drug or alcohol
treatment. Failure to comply with the provisions of the law may
result in the imposition of a civil monetary penalty of up to $1000
per day and/or the imposition of an administrative compliance order on the responsible entity. By signing and submitting this
application the applicant/grantee certifies that it will comply with the requirements of the Act.
The applicant/grantee further agrees that it will require the language of this certification be included in any subawards which contain provisions for the children's services and that all subgrantees shall certify accordingly.
This certification is required by the regulations implementing
the DrugFree Workplace Act of 1988: 45 CFR Part 76, Subpart, F.
Sections 76.630(c) and (d)(2) and 76.645(a)(1) and (b) provide that
a Federal agency may designate a central receipt point for STATE
WIDE AND STATE AGENCYWIDE certifications, and for notification of
criminal drug convictions. For the Department of Health and Human
Services, the central point is: Division of Grants Management and
Oversight, Office of Management and Acquisition, Department of
Health and Human Services, Room 517D, 200 Independence Avenue, SW., Washington, DC 20201.
[[Page 74309]]
Certification Regarding DrugFree Workplace Requirements (Instructions for Certification)
1. By signing and/or submitting this application or grant agreement, the grantee is providing the certification set out below.
2. The certification set out below is a material representation of fact upon which reliance is placed when the agency awards the grant. If it is later determined that the grantee knowingly rendered a false certification, or otherwise violates the requirements of the DrugFree Workplace Act, the agency, in addition to any other remedies available to the Federal Government, may take action authorized under the DrugFree Workplace Act.
3. For grantees other than individuals, Alternate I applies.
4. For grantees who are individuals, Alternate II applies.
5. Workplaces under grants, for grantees other than individuals, need not be identified on the certification. If known, they may be identified in the grant application. If the grantee does not identify the workplaces at the time of application, or upon award, if there is no application, the grantee must keep the identity of the workplace(s) on file in its office and make the information available for Federal inspection. Failure to identify all known workplaces constitutes a violation of the grantee's drugfree workplace requirements.
6. Workplace identifications must include the actual address of buildings (or parts of buildings) or other sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles of a mass transit authority or State highway department while in operation, State employees in each local unemployment office, performers in concert halls or radio studios).
7. If the workplace identified to the agency changes during the performance of the grant, the grantee shall inform the agency of the change(s), if it previously identified the workplaces in question (see paragraph five).
8. Definitions of terms in the Nonprocurement Suspension and Debarment common rule and DrugFree Workplace common rule apply to this certification. Grantees' attention is called, in particular, to the following definitions from these rules:
Controlled substance means a controlled substance in Schedules I through V of the Controlled Substances Act (21 U.S.C. 812) and as further defined by regulation (21 CFR 1308.11 through 1308.15);
Conviction means a finding of guilt (including a plea of nolo contendere) or imposition of sentence, or both, by any judicial body charged with the responsibility to determine violations of the Federal or State criminal drug statutes;
Criminal drug statute means a Federal or nonFederal criminal statute involving the manufacture, distribution, dispensing, use, or possession of any controlled substance;
Employee means the employee of a grantee directly engaged in the
performance of work under a grant, including: (i) All direct charge
employees; (ii) All indirect charge employees unless their impact or
involvement is insignificant to the performance of the grant; and,
(iii) Temporary personnel and consultants who are directly engaged
in the performance of work under the grant and who are on the
grantee's payroll. This definition does not include workers not on
the payroll of the grantee (e.g., volunteers, even if used to meet a
matching requirement; consultants or independent contractors not on the grantee's payroll; or employees of subrecipients or
subcontractors in covered workplaces).
Certification Regarding DrugFree Workplace Requirements
The grantee certifies that it will or will continue to provide a drugfree workplace by:
(a) Publishing a statement notifying employees that the unlawful
manufacture, distribution, dispensing, possession, or use of a
controlled substance is prohibited in the grantee's workplace and
specifying the actions that will be taken against employees for violation of such prohibition;
(b) Establishing an ongoing drugfree awareness program to inform employees about
(1) The dangers of drug abuse in the workplace;
(2) The grantee's policy of maintaining a drugfree workplace;
(3) Any available drug counseling, rehabilitation, and employee assistance programs; and
(4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace;
(c) Making it a requirement that each employee to be engaged in
the performance of the grant be given a copy of the statement required by paragraph (a);
(d) Notifying the employee in the statement required by
paragraph (a) that, as a condition of employment under the grant, the employee will
(1) Abide by the terms of the statement; and
(2) Notify the employer in writing of his or her conviction for
a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction;
(e) Notifying the agency in writing, within 10 calendar days
after receiving notice under paragraph (d)(2) from an employee or
otherwise receiving actual notice of such conviction. Employers of
convicted employees must provide notice, including position title,
to every grant officer or other designee on whose grant activity the
convicted employee was working, unless the Federal agency has
designated a central point for the receipt of such notices. Notice
shall include the identification number(s) of each affected grant;
(f) Taking one of the following actions, within 30 calendar days
of receiving notice under paragraph (d)(2), with respect to any employee who is so convicted
(1) Taking appropriate personnel action against such an
employee, up to and including termination, consistent with the
requirements of the Rehabilitation Act of 1973, as amended; or
(2) Requiring such employee to participate satisfactorily in a
drug abuse assistance or rehabilitation program approved for such
purposes by a Federal, State, or local health, law enforcement, or other appropriate agency;
(g) Making a good faith effort to continue to maintain a drug
free workplace through implementation of paragraphs (a), (b), (c), (d), (e) and (f).
(B) The grantee may insert in the space provided below the
site(s) for the performance of work done in connection with the specific grant:
Place of Performance (Street address, city, county, state, zip code)
Check if there are workplaces on file that are not identified here.
Alternate II (Grantees Who Are Individuals)
(a) The grantee certifies that, as a condition of the grant, he
or she will not engage in the unlawful manufacture, distribution,
dispensing, possession, or use of a controlled substance in conducting any activity with the grant;
(b) If convicted of a criminal drug offense resulting from a
violation occurring during the conduct of any grant activity, he or
she will report the conviction, in writing, within 10 calendar days
of the conviction, to every grant officer or other designee, unless
the Federal agency designates a central point for the receipt of
such notices. When notice is made to such a central point, it shall
include the identification number(s) of each affected grant. [FR Doc. E725338 Filed 122807; 8:45 am]
BILLING CODE 418401P
SUMMARY: Family Violence Prevention and Services,
DOCUMENT BODY 2:
Program Office: Administration on Children, Youth and Families (ACYF), Family and Youth Services Bureau (FYSB).
Program Announcement Number: HHS2008ACFACYFFVPS0123.
Announcement Title: Family Violence Prevention and Services/Grants for Battered Women's Shelters/Grants to States.
CFDA Number: 93.671.
Due Date for Applications: January 30, 2008.
Executive Summary: This announcement governs the proposed award of mandatory grants under the Family Violence Prevention and Services Act (FVPSA) to States (including Territories and Insular Areas). The purpose of these grants is to assist States in establishing, maintaining, and expanding programs and projects to prevent family violence and to provide immediate shelter and related assistance for victims of family violence and their dependents.
This announcement sets forth the application requirements, the application process, and other administrative and fiscal requirements for grants in Fiscal Year (FY) 2008.
Legislative Authority: Title III of the Child Abuse Amendments of 1984, Pub. L. 98457, 42 U.S.C. 10401 et seq. is entitled the ``Family Violence Prevention and Services Act'' (FVPSA). FVPSA was first implemented in FY 1986. The statute was subsequently amended by Public Law 100294, the ``Child Abuse Prevention, Adoptions, and Family Services Act of 1988;'' further amended in 1992 by Public Law 102295, the ``Child Abuse, Domestic Violence, Adoption, and Family Services Act'' and then amended in 1994 by Public Law 103322, the ``Violent Crime Control and Law Enforcement Act.'' FVPSA was amended again in 1996 by Public Law 104235, the ``Child Abuse Prevention and Treatment Act (CAPTA);'' in 2000 by Public Law 106386, the ``Victims of Trafficking and Violence Protection Act,'' and amended further by Public Law 10836, the ``Keeping Children and Families Safe Act of 2003.'' FVPSA was most recently amended by Public Law 109162, the ``Violence Against Women and Department of Justice Reauthorization Act of 2005'' as amended by Public Law 109271, which was enacted on August 17, 2006. FVPSA can be found at 42 U.S.C. 10401 et. seq.
The purpose of this legislation is to assist States and Indian Tribes, Tribal organizations, and nonprofit private organizations approved by an Indian Tribe in supporting the establishment, maintenance, and expansion of programs and projects to prevent incidents of family violence and to provide immediate shelter and related assistance for victims of family violence and their dependents.
During FY 2007, 237 grants were made to States and Indian Tribes, Tribal organizations, and nonprofit private organizations approved by Indian Tribes. The U.S. Department of Health and Human Services (HHS) also made 53 family violence prevention grant awards to nonprofit State Domestic Violence Coalitions.
In addition, HHS supports the National Resource Center for Domestic Violence (NRC) and four Special Issue Resource Centers (SIRCs). The four SIRCs are the Battered Women's Justice Project, the Resource Center on Child Custody and Protection, Sacred Circle Resource Center for the Elimination of Domestic Violence Against Native Women, and the Health Resource Center on Domestic Violence. The purposes of NRC and SIRCs is to provide resource information, training, and technical assistance to Federal, State, and Native American agencies, local domestic violence prevention programs, and other professionals who provide services to victims of domestic violence.
In February 1996, HHS funded the National Domestic Violence Hotline
(Hotline) to ensure that everyone has access to information and
emergency assistance wherever and whenever it is needed. The Hotline is
a 24hour, tollfree service that provides crisis assistance,
counseling, and local shelter referrals for people across the country
who need assistance. Hotline counselors also are available for non
English speaking persons and for people who are hearingimpaired. The
Hotline number is 1800799SAFE (7233); the TTY number for the hearingimpaired is 18007873224.
General Grant Program Requirements Applicable To States
States should use the following definitions in carrying out their programs. The definitions are found in section 320 of FVPSA.
Family Violence: Any act or threatened act of violence, including any forceful detention of an individual, which: (a) Results or threatens to result in physical injury; and (b) is committed by a person against another individual (including an elderly person) to whom such person is or was related by blood or marriage or otherwise legally related or with whom such person is or was lawfully residing.
Shelter: The provision of temporary refuge and related assistance in compliance with applicable State law and regulation governing the provision, on a regular basis, of shelter, safe homes, meals, and related assistance to victims of family violence and their dependents.
Related assistance: The provision of direct assistance to victims
of family violence and their dependents for the purpose of preventing
further violence, helping such victims to gain access to civil and
criminal courts and other community services, facilitating the efforts
of such victims to make decisions concerning their lives in the
interest of safety, and assisting such victims in healing from the effects of the violence. Related assistance includes:
(a) Prevention services such as outreach and prevention services for victims and their children, assistance
[[Page 74304]]
for children who witness domestic violence, employment training,
parenting and other educational services for victims and their
children, preventive health services within domestic violence programs
(including services promoting nutrition, disease prevention, exercise,
and prevention of substance abuse), domestic violence prevention
programs for schoolage children, family violence public awareness
campaigns, and violence prevention counseling services to abusers;
(b) Counseling with respect to family violence, counseling or other
supportive services provided by peers individually or in groups, and referral to community social services;
(c) Transportation and technical assistance with respect to
obtaining financial assistance under Federal and State programs, and
referrals for appropriate healthcare services (including alcohol and
drug abuse treatment), but shall not include reimbursement for any healthcare services;
(d) Legal advocacy to provide victims with information and
assistance through the civil and criminal courts, and legal assistance; or
(e) Children's counseling and support services, and child care
services for children who are victims of family violence or the
dependents of such victims, and children who witness domestic violence. Annual State Administrators Grantee Conference
The annual grantee conference for the State FVPSA Administrators is a training and technical assistance activity, and FVPSA State Administrators should plan to attend. Subsequent correspondence will advise the State FVPSA Administrators of the date, time and location of their grantee conference.
FVPSA programs must establish or implement policies and protocols for maintaining the safety and confidentiality of the adult victims and their children of domestic violence, sexual assault, and stalking. It is essential that the confidentiality of individuals receiving FVPSA services be protected. Consequently, when providing statistical data on program activities and program services, individual identifiers of client records will not be used (section 303(a)(2)(E)).
The confidentiality provisions described at 42 U.S.C., section 13701, apply to programs funded under the ``Violence Against Women Act,'' as amended, including certain awards made under the Family Violence Prevention and Services Act. These confidentiality requirements were strengthened and clarified with the passage of the Violence Against Women Reauthorization Act of 2005, Public Law 109162, as recently amended by Public Law 109271. The revised confidentiality provisions impose conditions regarding the disclosure of personally identifying information, confidentiality, information sharing, and compulsory release of information.
The U.S. Postal Service was directed by the ``Stamp Out Domestic Violence Act of 2001'' (the Act), Public Law 10762, to make available a ``semipostal'' stamp to provide funding for domestic violence programs. Funds raised in connection with sales of the stamp, less reasonable costs, have been transferred to HHS in accordance with the Act for support of services to children and youth affected by domestic violence. As of FY 2007, $3.2 million has been transferred and made available in support of grants for ``Demonstration Programs for Enhanced Services to Children and Youth Who Have Been Exposed to Domestic Violence.'' Projects in nine States and communities have been funded to develop and test new intervention models for children who witness domestic violence and their parents, and to increase direct services for these families in domestic violence and other community based programs. ACF anticipates developing a collection of promising practices emerging from these demonstration projects.
The impacts of domestic violence include physical injury and death of primary or secondary victims, psychological trauma, isolation from family and friends, harm to children witnessing or experiencing violence in homes in which the violence occurs, increased fear, reduced mobility and employability, homelessness, substance abuse, and a host of other health and related mental health consequences.
Coordination and collaboration among the police, prosecutors, the courts, victim services providers, child welfare and family preservation services, and medical and mental health service providers is needed to provide more responsive and effective services to victims of domestic violence and their families. It is essential that all interested parties are involved in the design and improvement of intervention and prevention activities. To help bring about a more effective response to the problem of domestic violence, HHS urges the designated State agencies receiving funds under this grant announcement to coordinate activities funded under this grant with other new and existing resources for the prevention of domestic violence and related issues including community and faithbased organizations (section 303(a)(2)(B)(ii)).
The need to accurately communicate reliable and appropriate data that capture the impact of domestic violence prevention and intervention efforts, and to provide shelters, States, Tribes, and State Domestic Violence Coalitions with tools for selfassessment, continues through FVPSA Program participation in the Documenting our Work (DOW) Initiative of the NRC. In collaboration with our partners at State FVPSA programs, State Domestic Violence Coalitions, Tribes and Tribal organizations, and experts on both data collection and domestic violence prevention and intervention issues, FVPSA is developing informative, succinct, and nonburdensome reporting formats. During FY 2007, in concert with State FVPSA administrators, State Domestic Violence Coalitions and local service providers, the FVPSA Program revised and defined the program services reporting components for recipients of FVPSA State Formula Grant funds and piloted outcome data collection in four States. Throughout FY 2008, grantee workshops, teleconferences, and information memoranda will provide further guidance on FVPSA Annual Performance Reports.
For FY 2008, HHS will make available for grants to designated State agencies 70 percent of the amount appropriated under section 310(a)(1) of FVPSA, which is not reserved under section 310(a)(2). In separate announcements, HHS will allocate 10 percent of the foregoing appropriation to Tribes and Tribal organizations for the establishment and operation of shelters, safe houses, and the provision of related services; and 10 percent to the State Domestic Violence Coalitions to continue their work within the domestic violence community by providing technical assistance and training, and advocacy services, among other activities, with local domestic violence programs and to encourage appropriate responses to domestic violence within the States. [[Page 74305]]
Five percent of the amount appropriated under section 310(a)(1) of FVPSA, which is not reserved under section 310(a)(2), will be available in FY 2008 to continue the support for the NRC and the four SIRCs. Additional funds appropriated under FVPSA will be used to support other activities, including training and technical assistance, collaborative projects with advocacy organizations and service providers, data collection efforts, public education activities, research and other demonstration projects, as well as the ongoing operation of the Hotline.
FVPSA grants to the States, the District of Columbia, and the Commonwealth of Puerto Rico are based on a population formula. Each State grant shall be $600,000 with the remaining funds allotted to each State on the same ratio as the population of the State has to the population of all States (section 304(a)(2)). State populations are determined on the basis of the most recent census data available to the Secretary of HHS and, the Secretary shall use for such purpose, if available, the annual current interim census data produced by the Secretary of Commerce pursuant to section 181 of Title 13.
For the purpose of computing allotments, the statute provides that Guam, American Samoa, the Virgin Islands, and the Northern Mariana Islands will each receive grants of not less than oneeighth of one percent of the amounts available to the States (section 304(a)(1)). Expenditure Period
FVPSA funds may be used for expenditures on and after October 1 of each fiscal year for which they are granted, and will be available for expenditure through September 30 of the following fiscal year, i.e., FY 2008 funds may be used for expenditures from October 1, 2007, through September 30, 2009. Funds will be available for obligations only through September 30, 2008, and must be liquidated by September 30, 2009.
Reallotted funds, if any, are available for expenditure until the
end of the fiscal year following the fiscal year that the funds became
available for reallotment. FY 2008 grant funds that are made available
to the States through reallotment, under section 304(d)(2), must be expended by the State no later than September 30, 2009.
III. Eligibility
``States'' as defined in section 320 of FVPSA are eligible to apply
for funds. The term ``State'' means each of the 50 States, the District
of Columbia, the Commonwealth of Puerto Rico, Guam, American Samoa, the
Virgin Islands, and the Commonwealth of the Northern Mariana Islands.
In the past, Guam, the Virgin Islands, the Commonwealth of the Northern
Mariana Islands, and American Samoa have applied for funds as a part of
their consolidated grant under the Social Services Block Grant. These
jurisdictions need not submit an application under this program
announcement if they choose to have their allotment included as part of a consolidated grant application.
Additional Information on Eligibility
All applicants must have a D&B Data Universal Numbering System (D UNS) number. On June 27, 2003, the Office of Management and Budget (OMB) published in the Federal Register a new Federal policy applicable to all Federal grant applicants. The policy requires Federal grant applicants to provide a DUNS number when applying for Federal grants or cooperative agreements on or after October 1, 2003. The DUNS number will be required whether an applicant is submitting a paper application or using the governmentwide electronic portal, http://www.Grants.gov. A DUNS number will be required for every application for a new award or renewal/continuation of an award, including applications or plans under formula, entitlement, and block grant programs, submitted on or after October 1, 2003.
Please ensure that the applicant's organization has a DUNS number. To acquire a DUNS number at no cost call the dedicated toll free DUNS number request line at 18667055711 or request a number online at http://www.dnb.com. IV. Application Requirements
Public reporting burden for this collection of information is estimated to average six hours per response, including the time for reviewing instructions, gathering and maintaining the data needed and reviewing the collection information.
The project description is approved under Office of Management and Budget (OMB) control number 09700280, which expires October 31, 2008. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
The State's application must be submitted by the Chief Executive of the State and signed by the Chief Executive Officer or the Chief Program Official designated as responsible for the administration of FVPSA.
Each application must contain the following information or documentation:
(1) The name of the State agency, the name of the Chief Program
Official designated as responsible for the administration of funds
under FVPSA and coordination of related programs within the State, and
the name of a contact person if different from the Chief Program Official (section 303(a)(2)(D)).
(2) A plan describing in detail how the needs of underserved
populations will be met. ``Underserved populations'' include
populations underserved because of geographic location (such as rural
isolation), underserved racial and ethnic populations, populations
underserved because of special needs (such as language barriers,
disabilities, immigration status, or age), and any other population
determined to be underserved by the State planning process in
consultation with the Attorney General (section 303(a)(2)(C)).
(a) Identify the underserved populations that are being targeted for outreach and services.
(b) In meeting the needs of the underserved population, describe
the domestic violence training that will be provided to the individuals
who will do the outreach and intervention to these populations.
Describe the specific service environment, e.g., new shelters; services for the battered, elderly, women of color, etc.
(c) Describe the public information component of the State's
outreach program; the elements of your program that are used to explain
domestic violence, the most effective and safe ways to seek help; tools to identify available resources, etc.
(3) Provide a complete description of the process and procedures
used to involve State domestic violence coalitions, knowledgeable
individuals, and interested organizations, and assure an equitable
distribution of grants and grant funds within the State, including an
equitable distribution between urban and rural areas, as required by sections 303(a)(2)(C) and 311(a)(5).
(4) Provide a complete description of the process and procedures to
be implemented that allow for the participation of the State domestic violence coalition in planning and
[[Page 74306]]
monitoring the distribution of grant funds and determining whether a
grantee is in compliance with section 303(a)(2) as required by sections 303(a)(3) and 311(a)(5).
(5) Provide documentation that procedures have been developed, and
implemented including copies of the policies and procedure, to assure
confidentiality of records pertaining to any individual who has been
provided family violence prevention or treatment services by any program assisted under FVPSA (section 303(a)(2)(E)).
(6) Include a description of how the State plans to use the grant
funds; a description of the target population; the number of shelters
to be funded; the services the State will provide; and the expected
results from the use of the grant funds (section 303(a)(2)).
(7) Provide a copy of the law or procedures that the State has
implemented for the eviction of an abusive spouse from a shared household (section 303 (a)(2)(F)).
Each application must provide the following assurances that:
(1) Grant funds under FVPSA will be distributed to local public
agencies and nonprofit private organizations (including religious and
charitable organizations and voluntary associations) for programs and
projects within the State to prevent incidents of family violence and
to provide immediate shelter and related assistance for victims of
family violence and their dependents in order to prevent future violent incidents (section 303(a)(2)(A)).
(2) Not less than 70 percent of the funds distributed shall be used
for immediate shelter and related assistance, as defined in section
320(5)(A), to the victims of family violence and their dependents and
not less than 25 percent of the funds distributed shall be used to provide related assistance (section 303(g)).
(3) Not more than five percent of the funds will be used for State administrative costs (section 303(a)(2)(B)(i)).
(4) In distributing the funds, the States will give special
emphasis to the support of communitybased projects of demonstrated
effectiveness carried out by nonprofit, private organizations,
particularly for those projects where the primary purpose is to operate
shelters for victims of family violence and their dependents and those
which provide counseling, advocacy, and selfhelp services to victims and their children (section 303(a)(2)(B)(ii)).
(5) Grants funded by the States will meet the matching requirements
in section 303(f), i.e., not less than 20 percent of the total funds
provided for a project under Chapter 110 of Title 42 of the U.S.C. with
respect to an existing program, and with respect to an entity intending
to operate a new program under this Title, not less than 35 percent.
The local share will be cash or inkind; and the local share will not
include any Federal funds provided under any authority other than this chapter (section 303(f)).
(6) Grant funds made available under this program by the State will
not be used as direct payment to any victim or dependent of a victim of family violence (section 303(d)).
(7) No income eligibility standard will be imposed on individuals
receiving assistance or services supported with funds appropriated to carry out FVPSA (section 303(e)).
(8) The address or location of any shelterfacility assisted under
FVPSA will not be made public, except with the written authorization of
the person or persons responsible for the operation of such shelter (section 303(a)(2)(E)).
(9) All grants, programs or other activities funded by the State in
whole or in part with funds made available under FVPSA will prohibit
discrimination on the basis of age, handicap, sex, race, color, national origin or religion (section 307).
(10) Funds made available under FVPSA will be used to supplement
and not supplant other Federal, State and local public funds expended
to provide services and activities that promote the purposes of FVPSA (section 303(a)(4)).
All applications must submit or comply with the required certifications found in the Appendices as follows:
AntiLobbying Certification and Disclosure Form (See Appendix A): Applicants must furnish prior to award an executed copy of the Standard Form (SF) LLL, Certification Regarding Lobbying, when applying for an award in excess of $100,000. Applicants who have used nonFederal funds for lobbying activities in connection with receiving assistance under this announcement shall complete a disclosure form, if applicable, with their applications (approved by OMB under control number 03480046). Applicants should sign and return the certification with their application.
Certification Regarding Environmental Tobacco Smoke (See Appendix B): The ProChildren Act of 1994, 20 U.S.C. 7183, imposes restrictions on smoking in facilities where federally funded children's services are provided. HHS grants are subject to these requirements only if they meet the Act's specified coverage. The Act specifies that smoking is prohibited in any indoor facility (owned, leased, or contracted for) used for the routine or regular provision of kindergarten, elementary, or secondary education or library services to children under the age of 18. In addition, smoking is prohibited in any indoor facility or portion of a facility (owned, leased, or contracted for) used for the routine or regular provision of federally funded health care, day care, or early childhood development, including Head Start services to children under the age of 18. The statutory prohibition also applies if such facilities are constructed, operated, or maintained with Federal funds. The statute does not apply to children's services provided in private residences, facilities funded solely by Medicare or Medicaid funds, portions of facilities used for inpatient drug or alcohol treatment, or facilities where WIC coupons are redeemed. Failure to comply with the provisions of the law may result in the imposition of a civil monetary penalty of up to $1,000 per violation and/or the imposition of an administrative compliance order on the responsible entity.
Certification Regarding DrugFree Workplace Requirements (See Appendix C): The signature on the application by the chief program official attests to the applicant's intent to comply with the DrugFree Workplace requirements and compliance with the Debarment Certification. The DrugFree Workplace certification does not have to be returned with the application. These certifications also may be found at http://www.acf.hhs.gov/grants/grants_resources.html .
For States, this program is covered under Executive Order 12372,
``Intergovernmental Review of Federal Programs,'' for State plan
consolidation and implication only45 Code of Federal Regulations
(CFR) 100.12. The review and comment provisions of the Executive Order and Part 100 do not apply.
Applications should be sent to:
Family Violence Prevention and Services Program, Family and Youth Services Bureau, Administration on Children, Youth and Families, Administration for Children and Families, Attention: Marylouise Kelley, 1250 Maryland Avenue, SW., Room 8215, Washington, DC 20024. [[Page 74307]]
The Secretary of HHS will approve any application that meets the
requirements of FVPSA and this announcement and will not disapprove any
such application except after reasonable notice of the Secretary's
intention to disapprove has been provided to the applicant and after a
sixmonth period providing an opportunity for the applicant to correct
any deficiencies. The notice of intention to disapprove will be
provided to the applicant within 45 days of the date of the application.
VI. Reporting Requirements
Section 303(a)(4) requires that States file a performance report with HHS describing the activities carried out, and inclusion of an assessment of the effectiveness of those activities in achieving the purposes of the grant. Section 303(a)(5) requires that the State file a report that contains a description of the activities carried out with funds expended for State administrative costs. A section of this performance report must be completed by each grantee or subgrantee that performed the direct services contemplated in the State's application certifying performance of such services. State grantees should compile performance reports into a comprehensive report for submission.
The Performance Report should include the following data elements and narrative examples of the services that were provided:
FundingThe total amount of the FVPSA grant funds awarded. The percentage of FVPSA funds as to total funding. The percentage of FVPSA funding used for shelters, and the percentage of funding used for related services and assistance.
SheltersThe total number of shelters and shelter programs (safe
homes/motels, etc.) assisted by FVPSA program funding. Data elements should include:
Types of individuals served (including special populations)Record information by numbers and percentages against the total population served. Individuals and special populations served should include:
Related services and assistanceList the types of related services
and assistance provided to victims and their family members by
indicating the number of women, children and men that have received
services. Services and assistance may include, but are not limited to, the following:
VolunteersList the total number of volunteers and hours worked.
Service referralsList the number of women, children and men
referred for the following services: (Note: Please indicate if the individual was identified as a batterer.)
Narratives of success storiesProvide narratives of success
stories of services provided and the positive impact on the lives of children and families. Examples may include the following:
Performance Reports for the States are due on an annual basis at the end of the calendar year (December 29). Performance Reports should be sent to:
Family Violence Prevention and Services Program, Family and Youth Services Bureau, Administration on Children, Youth and Families, Administration for Children and Families, Attention: Marylouise Kelley, 1250 Maryland Avenue, SW., Room 8215, Washington, DC 200247.
Please note that section 303(a)(4) of FVPSA requires HHS to suspend funding for an approved application if any State applicant fails to submit an annual Performance Report or if the funds are expended for purposes other than those set forth under this announcement. Financial Status Reports
Grantees must submit annual Financial Status Reports. The first SF
269A is due December 29, 2008. The final SF269A is due December 29,
2009. SF269A can be found at http://www.whitehouse.gov/omb/grants/grants_forms.html .
Completed reports may be mailed to:
Manolo Salgueiro, Division of Mandatory Grants, Office of Grants Management, Administration for Children and Families, 370 L'Enfant Promenade, SW., Washington, DC 20447.
Grantees have the option of submitting their reports online through
the Online Data Collection (OLDC) system at the following address:
https://extranet.acf.hhs.gov/ssi. Failure to submit reports on time may
be a basis for withholding grant funds, suspension or termination of
the grant. All funds reported as unobligated after the obligation period will be recouped.
[[Page 74308]]
Grantees are subject to the requirements in 45 CFR Part 74 (non governmental) or 45 CFR Part 92 (governmental).
Direct Federal grants, subaward funds, or contracts under this ACF program shall not be used to support inherently religious activities such as religious instruction, worship, or proselytization. Therefore, organizations must take steps to separate, in time or location, their inherently religious activities from the services funded under this program. Regulations pertaining to the Equal Treatment for FaithBased Organizations, which includes the prohibition against Federal funding of inherently religious activities, can be found at the HHS Web site at http://www.hhs.gov/fbci/waisgate21.pdf.
A faithbased organization receiving HHS funds retains its independence from Federal, State, and local governments and may continue to carry out its mission, including the definition, practice, and expression of its religious beliefs. For example, a faithbased organization may use space in its facilities to provide secular programs or services funded with Federal funds without removing religious art, icons, scriptures, or other religious symbols. In addition, a faithbased organization that receives Federal funds retains its authority over its internal governance, and it may retain religious terms in its organization's name, select its board members on a religious basis, and include religious references in its organization's mission statements and other governing documents in accordance with program requirements, statutes, and other applicable requirements governing the conduct of HHS funded activities.
Faithbased and community organizations may reference the ``Guidance to FaithBased and Community Organizations on Partnering with the Federal Government'' at http://www.whitehouse.gov/government/fbci/guidance/index.html .
For Further Information Contact: Edna James at (202) 2057750 or e mail at Edna.James@acf.hhs.gov, or Marylouise Kelley at (202) 4015756 or email at Marylouise.Kelley@acf.hhs.gov.
Dated: December 20, 2007.
Joan E. Ohl,
Commissioner, Administration on Children, Youth and Families. AppendicesRequired Certifications:
A. AntiLobbying and Disclosure
B. Environmental Tobacco Smoke
C. DrugFree Workplace Requirements
Appendix A
Certification Regarding Lobbying
Certification for Contracts, Grants, Loans, and Cooperative Agreements
The undersigned certifies, to the best of his or her knowledge and belief, that:
(1) No Federal appropriated funds have been paid or will be
paid, by or on behalf of the undersigned, to any person for
influencing or attempting to influence an officer or employee of an
agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with the awarding
of any Federal contract, the making of any Federal grant, the making
of any Federal loan, the entering into of any cooperative agreement,
and the extension, continuation, renewal, amendment, or modification
of any Federal contract, grant, loan, or cooperative agreement.
(2) If any funds other than Federal appropriated funds have been
paid or will be paid to any person for influencing or attempting to
influence an officer or employee of any agency, a Member of
Congress, an officer or employee of Congress, or an employee of a
Member of Congress in connection with this Federal contract, grant,
loan, or cooperative agreement, the undersigned shall complete and
submit Standard FormLLL, ``Disclosure Form to Report Lobbying,'' in accordance with its instructions.
(3) The undersigned shall require that the language of this
certification be included in the award documents for all subawards
at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all
subrecipients shall certify and disclose accordingly. This
certification is a material representation of fact upon which
reliance was placed when this transaction was made or entered into.
Submission of this certification is a prerequisite for making or
entering into this transaction imposed by section 1352, title 31,
U.S. Code. Any person who fails to file the required certification
shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.
The undersigned states, to the best of his or her knowledge and belief, that:
If any funds have been paid or will be paid to any person for
influencing or attempting to influence an officer or employee of any
agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with this
commitment providing for the United States to insure or guarantee a
loan, the undersigned shall complete and submit Standard FormLLL,
``Disclosure Form to Report Lobbying,'' in accordance with its
instructions. Submission of this statement is a prerequisite for
making or entering into this transaction imposed by section 1352,
title 31, U.S. Code. Any person who fails to file the required
statement shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.
Signature
Title
Organization
Appendix B
Public Law 103227, Part C Environmental Tobacco Smoke, also
known as the Pro Children Act of 1994 (Act), requires that smoking
not be permitted in any portion of any indoor routinely owned or
leased or contracted for by an entity and used routinely or
regularly for provision of health, day care, education, or library
services to children under the age of 18, if the services are funded
by Federal programs either directly or through State or local
governments, by Federal grant, contract, loan, or loan guarantee.
The law does not apply to children's services provided in private
residences, facilities funded solely by Medicare or Medicaid funds,
and portions of facilities used for inpatient drug or alcohol
treatment. Failure to comply with the provisions of the law may
result in the imposition of a civil monetary penalty of up to $1000
per day and/or the imposition of an administrative compliance order on the responsible entity. By signing and submitting this
application the applicant/grantee certifies that it will comply with the requirements of the Act.
The applicant/grantee further agrees that it will require the language of this certification be included in any subawards which contain provisions for the children's services and that all subgrantees shall certify accordingly.
This certification is required by the regulations implementing
the DrugFree Workplace Act of 1988: 45 CFR Part 76, Subpart, F.
Sections 76.630(c) and (d)(2) and 76.645(a)(1) and (b) provide that
a Federal agency may designate a central receipt point for STATE
WIDE AND STATE AGENCYWIDE certifications, and for notification of
criminal drug convictions. For the Department of Health and Human
Services, the central point is: Division of Grants Management and
Oversight, Office of Management and Acquisition, Department of
Health and Human Services, Room 517D, 200 Independence Avenue, SW., Washington, DC 20201.
[[Page 74309]]
Certification Regarding DrugFree Workplace Requirements (Instructions for Certification)
1. By signing and/or submitting this application or grant agreement, the grantee is providing the certification set out below.
2. The certification set out below is a material representation of fact upon which reliance is placed when the agency awards the grant. If it is later determined that the grantee knowingly rendered a false certification, or otherwise violates the requirements of the DrugFree Workplace Act, the agency, in addition to any other remedies available to the Federal Government, may take action authorized under the DrugFree Workplace Act.
3. For grantees other than individuals, Alternate I applies.
4. For grantees who are individuals, Alternate II applies.
5. Workplaces under grants, for grantees other than individuals, need not be identified on the certification. If known, they may be identified in the grant application. If the grantee does not identify the workplaces at the time of application, or upon award, if there is no application, the grantee must keep the identity of the workplace(s) on file in its office and make the information available for Federal inspection. Failure to identify all known workplaces constitutes a violation of the grantee's drugfree workplace requirements.
6. Workplace identifications must include the actual address of buildings (or parts of buildings) or other sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles of a mass transit authority or State highway department while in operation, State employees in each local unemployment office, performers in concert halls or radio studios).
7. If the workplace identified to the agency changes during the performance of the grant, the grantee shall inform the agency of the change(s), if it previously identified the workplaces in question (see paragraph five).
8. Definitions of terms in the Nonprocurement Suspension and Debarment common rule and DrugFree Workplace common rule apply to this certification. Grantees' attention is called, in particular, to the following definitions from these rules:
Controlled substance means a controlled substance in Schedules I through V of the Controlled Substances Act (21 U.S.C. 812) and as further defined by regulation (21 CFR 1308.11 through 1308.15);
Conviction means a finding of guilt (including a plea of nolo contendere) or imposition of sentence, or both, by any judicial body charged with the responsibility to determine violations of the Federal or State criminal drug statutes;
Criminal drug statute means a Federal or nonFederal criminal statute involving the manufacture, distribution, dispensing, use, or possession of any controlled substance;
Employee means the employee of a grantee directly engaged in the
performance of work under a grant, including: (i) All direct charge
employees; (ii) All indirect charge employees unless their impact or
involvement is insignificant to the performance of the grant; and,
(iii) Temporary personnel and consultants who are directly engaged
in the performance of work under the grant and who are on the
grantee's payroll. This definition does not include workers not on
the payroll of the grantee (e.g., volunteers, even if used to meet a
matching requirement; consultants or independent contractors not on the grantee's payroll; or employees of subrecipients or
subcontractors in covered workplaces).
Certification Regarding DrugFree Workplace Requirements
The grantee certifies that it will or will continue to provide a drugfree workplace by:
(a) Publishing a statement notifying employees that the unlawful
manufacture, distribution, dispensing, possession, or use of a
controlled substance is prohibited in the grantee's workplace and
specifying the actions that will be taken against employees for violation of such prohibition;
(b) Establishing an ongoing drugfree awareness program to inform employees about
(1) The dangers of drug abuse in the workplace;
(2) The grantee's policy of maintaining a drugfree workplace;
(3) Any available drug counseling, rehabilitation, and employee assistance programs; and
(4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace;
(c) Making it a requirement that each employee to be engaged in
the performance of the grant be given a copy of the statement required by paragraph (a);
(d) Notifying the employee in the statement required by
paragraph (a) that, as a condition of employment under the grant, the employee will
(1) Abide by the terms of the statement; and
(2) Notify the employer in writing of his or her conviction for
a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction;
(e) Notifying the agency in writing, within 10 calendar days
after receiving notice under paragraph (d)(2) from an employee or
otherwise receiving actual notice of such conviction. Employers of
convicted employees must provide notice, including position title,
to every grant officer or other designee on whose grant activity the
convicted employee was working, unless the Federal agency has
designated a central point for the receipt of such notices. Notice
shall include the identification number(s) of each affected grant;
(f) Taking one of the following actions, within 30 calendar days
of receiving notice under paragraph (d)(2), with respect to any employee who is so convicted
(1) Taking appropriate personnel action against such an
employee, up to and including termination, consistent with the
requirements of the Rehabilitation Act of 1973, as amended; or
(2) Requiring such employee to participate satisfactorily in a
drug abuse assistance or rehabilitation program approved for such
purposes by a Federal, State, or local health, law enforcement, or other appropriate agency;
(g) Making a good faith effort to continue to maintain a drug
free workplace through implementation of paragraphs (a), (b), (c), (d), (e) and (f).
(B) The grantee may insert in the space provided below the
site(s) for the performance of work done in connection with the specific grant:
Place of Performance (Street address, city, county, state, zip code)
Check if there are workplaces on file that are not identified here.
Alternate II (Grantees Who Are Individuals)
(a) The grantee certifies that, as a condition of the grant, he
or she will not engage in the unlawful manufacture, distribution,
dispensing, possession, or use of a controlled substance in conducting any activity with the grant;
(b) If convicted of a criminal drug offense resulting from a
violation occurring during the conduct of any grant activity, he or
she will report the conviction, in writing, within 10 calendar days
of the conviction, to every grant officer or other designee, unless
the Federal agency designates a central point for the receipt of
such notices. When notice is made to such a central point, it shall
include the identification number(s) of each affected grant. [FR Doc. E725338 Filed 122807; 8:45 am]
BILLING CODE 418401P
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 26 CFR Part 1 40 CFR Part 180 47 CFR Part 73 50 CFR Part 17 33 CFR Part 117 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 33 CFR Part 100 40 CFR Part 63 26 CFR Part 301 50 CFR Part 622 39 CFR Part 111 40 CFR Part 300 44 CFR Part 65 50 CFR Part 660 40 CFR Part 271 40 CFR Parts 52 and 81 47 CFR Part 64 50 CFR Part 665 49 CFR Part 571 44 CFR Part 64 21 CFR Part 522 14 CFR Part 23 47 CFR Part 76