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RIN ID: RIN 1513-AB19
DOCUMENT ID: [T.D. TTB-66; Re: Notice No. 67]
SUBJECT CATEGORY: Establishment of the Lehigh Valley Viticultural Area (2005R-415P)
DOCUMENT SUMMARY: This Treasury decision establishes the 1,888-square mile
Lehigh Valley viticultural area in southeastern Pennsylvania in
portions of Lehigh, Northampton, Berks, Schuylkill, Carbon, and Monroe
Counties. We designate viticultural areas to allow vintners to better
describe the origin of their wines and to allow consumers to [[Page 12871]]
better identify wines they may purchase.
SUMMARY: Reader Aids; ; CFR CHECKLIST; ; ; Establishment of the Lehigh Valley Viticultural Area,
Section 105(e) of the Federal Alcohol Administration Act (FAA Act), 27 U.S.C. 205(e), authorizes the Secretary of the Treasury to prescribe regulations for the labeling of wine, distilled spirits, and malt beverages. The FAA Act provides that these regulations should, among other things, prohibit consumer deception and the use of misleading statements on labels, and ensure that labels provide the consumer with adequate information as to the identity and quality of the product. The Alcohol and Tobacco Tax and Trade Bureau (TTB) administers the regulations promulgated under the FAA Act.
Part 4 of the TTB regulations (27 CFR part 4) allows the establishment of definitive viticultural areas and the use of their names as appellations of origin on wine labels and in wine advertisements. Part 9 of the TTB regulations (27 CFR part 9) contains the list of approved viticultural areas.
Section 4.25(e)(1)(i) of the TTB regulations (27 CFR 4.25(e)(1)(i)) defines a viticultural area for American wine as a delimited grape growing region distinguishable by geographical features, the boundaries of which have been recognized and defined in part 9 of the regulations. These designations allow vintners and consumers to attribute a given quality, reputation, or other characteristic of a wine made from grapes grown in an area to its geographical origin. The establishment of viticultural areas allows vintners to describe more accurately the origin of their wines to consumers and helps consumers to identify wines they may purchase. Establishment of a viticultural area is neither an approval nor an endorsement by TTB of the wine produced in that area.
Section 4.25(e)(2) of the TTB regulations outlines the procedure
for proposing an American viticultural area and provides that any
interested party may petition TTB to establish a grapegrowing region
as a viticultural area. Section 9.3(b) of the TTB regulations requires the petition to include
John Skrip III, chairman of the Lehigh Wine Trail Appellation Committee submitted a petition to TTB proposing the establishment of the 1,888square mile Lehigh Valley viticultural area in southeastern Pennsylvania. The proposed area is located approximately 45 miles northnorthwest of Philadelphia and includes portions of Lehigh, Northampton, Berks, Schuylkill, Carbon, and Monroe Counties. TTB notes that the proposed Lehigh Valley viticultural area does not overlap any other viticultural area. As of 2005, the proposed viticultural area included 9 wineries and 13 vineyards with 220 acres devoted to viticulture, according to the petitioner. The petitioner notes that the distinguishing features of the proposed viticultural area include its rolling hills and a similar agricultural climate throughout.
The evidence submitted with the petition is summarized below. Name Evidence
The petitioner explains that Lehigh Valley derives its name from the Lehigh River, which flows through the proposed viticultural area and into the Delaware River at Easton, Pennsylvania. The petitioner states that the word ``Lehigh'' originated with the Delaware Indians in the 1600s, who named the area ``Lechauwekink,'' meaning an area with river forks. The petitioner notes that through a series of translations of the original Indian name, the name ``Lehigh'' now identifies the area. The petitioner also notes that the ``Lehigh Valley'' name applies to a much larger area than the immediate region bordering the Lehigh River and is, in fact, associated with the entire proposed viticultural area.
The petitioner provides evidence for the use of the Lehigh or Lehigh Valley name throughout the proposed viticultural area by businesses, cities, schools, and the National Highway System. For example, Lehigh Street is a major thoroughfare in the city of Allentown, Lehigh University is located on the outskirts of Bethlehem, and the Lehigh Tunnel was constructed on the Northeast Extension of the Pennsylvania Turnpike, just north of the Lehigh County line. Also, two pages of the Lehigh Valley telephone book include nine columns of businesses located within the proposed viticultural area that use ``Lehigh Valley'' as part of the company name. The petition also includes brochures for inns, golf courses, covered bridges, a chamber orchestra, and a wine trail that use the Lehigh Valley name.
The January 11, 2005, edition of the Bethlehem, Pennsylvania, ExpressTimes newspaper claims on its front page that it is ``The Lehigh Valley's fastest growing newspaper.'' An article in the business section of the March 31, 2002, edition of the Allentown Morning Call newspaper discusses the economic development of the Lehigh Valley area. The article notes that six community organizations incorporated ``Lehigh Valley'' in their names between 1984 and 2002, including the Lehigh Valley Convention and Visitors Bureau, the American Red Cross of the Greater Lehigh Valley, the United Way of Greater Lehigh Valley, and the Lehigh Valley Chamber of Commerce.
In addition, the petitioner provides copies of two regional magazines, ``Lehigh Valley Style,'' dated March/April 2003, and ``Lehigh Valley,'' dated July/August 2004. The ``Lehigh Valley'' magazine includes a full page advertisement for the Lehigh Valley Hospital in Allentown, Pennsylvania. Other petitioner evidence includes a toll receipt for the Lehigh Valley exit of the Pennsylvania Turnpike extension (Interstate 476) and a copy of the home page from the Lehigh Valley International Airport Web site. A U.S. post office and mail distribution center located off Route 22 between Allentown and Bethlehem is referred to as the Lehigh Valley Post Office, according to the petitioner.
The proposed Lehigh Valley viticultural area encompasses the Lehigh
River valley from the town of Jim Thorpe to the river's mouth at Easton, as well as the regions to the
[[Page 12872]]
northeast and southwest of the immediate river valley. In addition to
the Lehigh River valley, the proposed viticultural area includes
portions of the Schuylkill River valley in the southwest and the
Brodhead River valley in the northeast. The proposed area also includes
all or portions of the cities of Stroudsburg, Easton, Bethlehem, Allentown, and Reading, Pennsylvania.
Commercial grape growing started in the proposed Lehigh Valley viticultural area in 1974, the petitioner explains, when Vynecrest Winery and Clover Hill Winery started planting grapes. Two years later, Franklin Hill Winery planted grapes near Bangor in Northampton County.
The proposed viticultural area is oriented southwest to northeast in the approximate shape of a rectangle. The petitioner states that the proposed boundary runs for 92 miles along its northern side, 24 miles along its eastern side, 56 miles along its southern side, and 28 miles along its western side.
Along the proposed viticultural area's boundary in the north, a portion of the Appalachian ridge, including Second Mountain and Wildcat Mountain in Schuylkill County, Mauch Chunk Ridge, Bear Mountain, and Call Mountain in Carbon County, and a series of lower hills in Monroe County, separates the proposed area from the cooler mountains of northeastern Pennsylvania.
To the east, between Stroudsburg and Easton, the Delaware River separates Pennsylvania from New Jersey and marks the eastern limit of the proposed Lehigh Valley viticultural area. The petitioner notes that the region of northwestern New Jersey bordering the proposed area is not considered part of the Lehigh Valley region. To the southeast, another long Appalachian mountain ridge, South Mountain, separates the proposed viticultural area from the immediate Philadelphia region.
To the west, the southwestern Berks County and Schuylkill County lines separate the Lehigh Valley region from the counties of south central Pennsylvania, which is considered a separate geographical region of the State, according to the petitioner.
The distinguishing features of the proposed Lehigh Valley viticultural area, according to the petitioner, include its rolling hills and a similar agricultural climate throughout. These features contrast with the regions to the north and south of the proposed viticultural area, according to the petitioner. To document these differences, the petitioner uses data collected from 1961 to 1996 by the United States Department of Agriculture and its Natural Resources Conservation Service (NRCS). In addition, the petitioner submitted maps of Pennsylvania with information on soil moisture, soil temperature, frostfree periods, and agroclimatic regions.
The agriculturalclimatic features of the proposed Lehigh Valley viticultural area include heat accumulation measurements of 2,601 to 3,000 annual degree days and an annual moisture surplus of 351 to 450 millimeters of water, as shown on the AgroClimate Regions of Pennsylvania map submitted with the petition. (As a measurement of heat accumulation during the growing season, one degree day accumulates for each degree Fahrenheit that a day's mean temperature is above 50 degrees, which is the minimum temperature required for grapevine growth. See ``General Viticulture,'' by Albert J. Winkler, University of California Press, 1974.)
The USGS and the NRCS integrate degreedays and annual moisture
surplus data to identify regions of relatively homogeneous heat and
moisture characteristics related to crop production. This information
is shown on the AgroClimate Regions of Pennsylvania map submitted with the petition and is summarized in the table below.
Lehigh Valley Area Degree Day and Water Balances
North of South of
Lehigh Valley Lehigh Valley Lehigh Valley
region area region
Growing season degreedays...................................... 1,8012,600 2,6013,000 3,0013,400
Annual water balance (surplus).................................. 451550 351450 351450
The petitioner presents annual temperature data collected from 1975 to 2004 at three airportsone to the north of the proposed
viticultural area, one to the south of the proposed area, and one
within the proposed area. The data, as summarized in the table below,
shows differences in average annual precipitation and temperatures, with a warming trend from north to south.
Lehigh Valley Area Climatic Temperature Data Averages 19752004
Philadelphia
WilkesBarre Scranton Lehigh Valley Airport International Airport
Fahrenheit temperatures Airport (25 miles north (within the proposed (45 miles south of
of Lehigh Valley) viticultural area) Lehigh Valley)
Average High......................... 58.8[deg].............. 61.5[deg].............. 64.4[deg]
Average Mean......................... 49.7[deg].............. 51.7[deg].............. 55.4[deg]
Average Low.......................... 40.6[deg].............. 42[deg]................ 46.6[deg]
Maximum High......................... 94.4[deg].............. 96.5[deg].............. 97.3[deg]
Minimum Low.......................... 4.2[deg].............. 0.7[deg]............... 5.2[deg]
Frequency of days below 5[deg]....... 14..................... 7...................... 3
Average rain in inches............... 37.5''................. 43.6''................. 41.6''
The proposed Lehigh Valley viticultural area's growing season
ranges from 161 to 180 consecutive frostfree days, with the proposed
area's southern portion having fewer days with frost than its northern
portion, according to the FrostFree Period of Pennsylvania Landscapes
map submitted with the petition. A frostfree period, based on 32 [[Page 12873]]
degrees Fahrenheit or above, the petitioner explains, represents the
consecutive days from the final killing frost in the spring to the
first killing frost in the fall. This 161 to 180day timeframe defines
the length of the regional growing season for most agronomic crops.
The region north of the proposed viticultural area, the petitioner states, is cooler during the growing season, with 1,801 to 2,600 degree days of heat accumulation. The region to the north also is wetter, with an annual surplus water balance of 451 to 550 millimeters of water. The higher elevations to the north of the Lehigh Valley region create a climate with cooler temperatures and more soil moisture retention. As evidence, the petitioner submitted the AgroClimate Regions of Pennsylvania map, which shows a distinctively cooler and wetter climate north of the proposed Lehigh Valley viticultural area. Also, the meteorological data collected during the years 1975 to 2004 from the WilkesBarre Scranton International Airport, located 25 miles north of the proposed viticultural area, shows consistently lower temperatures than are found in the proposed viticultural area, with twice as many days dipping below 5 degrees Fahrenheit annually.
The petitioner describes the area to the south of the proposed viticultural area as marginally, yet consistently, warmer. Meteorological information included in the petition from the Philadelphia International Airport, 45 miles south of the Lehigh Valley, confirms that temperatures to the south of the proposed area are warmer by an average of 4 degrees Fahrenheit. The petitioner also explains that to the south of the proposed area the warmer temperatures, combined with different soils, create a longer grape growing season and mature grapes with lower acidities and different flavors than those of the proposed Lehigh Valley viticultural area.
Areas to the east and west of the proposed Lehigh Valley viticultural area are, for geopolitical and social reasons, considered to be outside of the Lehigh Valley. Across the Delaware River to the east of the proposed viticultural area is the State of New Jersey. The petitioner states that the residents of this northwestern New Jersey region do not consider themselves to be a part of the Lehigh Valley region of Pennsylvania. The region to the west of the proposed viticultural area also is not considered to be part of the Lehigh Valley, according to the petitioner. The counties to the west of the proposed area considered by most to be part of southcentral Pennsylvania, which is often called ``Pennsylvania Dutch Country.'' Topography
The topography of the proposed Lehigh Valley viticultural area largely consists of rolling hills with elevations generally between 500 feet and 1,000 feet, according to the petitioner and the USGS maps provided. Creeks and several rivers flow through the region, while lakes dot the landscape, as shown on the USGS maps of the region. Also, a small portion of the proposed northeastern boundary area, along the foothills of the Blue Mountain range, rises to the 1,600foot contour line. The Appalachian National Scenic Trail meanders through the proposed area's higher elevations, as shown on the USGS maps.
Beyond the northern boundary of the proposed viticultural area, the terrain transitions from the lower, rolling hills of the Lehigh Valley to higher foothills and mountains with elevations ranging from 1,000 feet to 1,900 feet. While the region southeast of the proposed viticultural area begins on the heights of South Mountain, the region quickly falls to the lower and flatter elevations of the Delaware River valley.
The petitioner states that the soils within the proposed Lehigh Valley viticultural area are mainly based on shale, sandstone, and siltstone. A 1972 Soil Conservation Service publication, General Soil MapPennsylvania, verifies that the area contains shale, sandstone, and siltstone. Soils to the south of the proposed area, according to the petitioner, are based on schist, gneiss, and porcelanite, rather than shale, limestone, and sandstone.
According to data submitted by the petitioner, a lack of soil moisture during the growing season puts the proposed Lehigh Valley viticultural area in the Typic Udic moisture regime (less than 90 days of drying), as determined by USGS and NRCS data and shown on the Soil Moistures Regimes of Pennsylvania Landscapes map. The petitioner explains that the region typically has a June through August dry season when the grape vines rely on stored moisture rather than rain.
The estimated annual mean soil temperature of the proposed viticultural area is Typic Mesic, ranging from 10.5 degrees Centigrade, or 50.9 degrees Fahrenheit, to 12.0 degrees Centigrade, or 54 degrees Fahrenheit. This information is based on temperatures at 20 inches below the soil surface and shown on the Soil Moistures Regimes of Pennsylvania Landscapes map.
The geology of the proposed Lehigh Valley viticultural area, as depicted on the Geologic Map of Pennsylvania, Commonwealth of Pennsylvania, Conservation and Natural Resources, Bureau of Topographic and Geologic Survey, revised in 2000, includes Ordovician features in the south and Permian features in the north. The Ordovician geology, predominantly consisting of shale, limestone, dolomite, and sandstone, dates back 430 million to 500 million years. The Permian geology, dating back 250 million to 290 million years, consists of coal, in addition to the sandstone, shale, and limestone that is similar to that found in the Ordovician geology to the south of the proposed viticultural area.
TTB published Notice No. 67 regarding the proposed Lehigh Valley viticultural area in the Federal Register (71 FR 65437) on November 8, 2006. We received no comments in response to that notice.
After careful review of the petition, TTB finds that the evidence submitted supports the establishment of the proposed viticultural area. Therefore, under the authority of the Federal Alcohol Administration Act and part 4 of our regulations, we establish the Lehigh Valley American viticultural area in southeastern Pennsylvania in portions of Lehigh, Northampton, Berks, Schuylkill, Carbon, and Monroe Counties, effective 30 days from the publication date of this document. Boundary Description
See the narrative boundary description of the viticultural area in the regulatory text published at the end of this document.
The maps for determining the boundary of the viticultural area are listed below in the regulatory text.
Part 4 of the TTB regulations prohibits any label reference on a
wine that indicates or implies an origin other than the wine's true
place of origin. With the establishment of this viticultural area and
its inclusion in part 9 of the TTB regulations, its name, ``Lehigh
Valley,'' is recognized under 27 CFR 4.39(i)(3) as a name of
viticultural significance. In addition, the name ``Lehigh'' standing
alone will be considered a term of viticultural significance because [[Page 12874]]
consumers and vintners could reasonably attribute the quality,
reputation, or other characteristic of wine made from grapes grown in
the Lehigh Valley viticultural area to the name Lehigh itself. The text
of the new regulation clarifies these points. Consequently, wine
bottlers using ``Lehigh Valley'' or ``Lehigh'' in a brand name,
including a trademark, or in another label reference as to the origin
of the wine, must ensure that the product is eligible to use the
viticultural area's full name or ``Lehigh'' as an appellation of origin.
For a wine to be labeled with a viticultural area name or with a brand name that includes a viticultural area name or other term specified as having viticultural significance in part 9 of the TTB regulations, at least 85 percent of the wine must be derived from grapes grown within the area represented by that name or other term, and the wine must meet the other conditions listed in 27 CFR 4.25(e)(3). If the wine is not eligible to use the viticultural area name or other term of viticultural significance as an appellation of origin and that name or other term appears in the brand name, then the label is not in compliance and the bottler must change the brand name and obtain approval of a new label. Similarly, if the viticultural area name or other term of viticultural significance appears in another reference on the label in a misleading manner, the bottler would have to obtain approval of a new label.
Different rules apply if a wine has a brand name containing a viticultural area name or other term of viticultural significance that was used as a brand name on a label approved before July 7, 1986. See 27 CFR 4.39(i)(2) for details.
We certify that this regulation will not have a significant economic impact on a substantial number of small entities. This regulation imposes no new reporting, recordkeeping, or other administrative requirement. Any benefit derived from the use of a viticultural area name is the result of a proprietor's efforts and consumer acceptance of wines from that area. Therefore, no regulatory flexibility analysis is required.
This rule is not a significant regulatory action as defined by Executive Order 12866, 58 FR 51735. Therefore, it requires no regulatory assessment.
N. A. Sutton of the Regulations and Rulings Division drafted this notice.
List of Subjects in 27 CFR Part 9
Wine.
The Regulatory Amendment
For the reasons discussed in the preamble, we amend 27 CFR, chapter I, part 9, as follows:
PART 9AMERICAN VITICULTURAL AREAS
1. The authority citation for part 9 continues to read as follows:
Authority: 27 U.S.C. 205.
Subpart CApproved American Viticultural Areas
2. Amend subpart C by adding Sec. 9.210 to read as follows: Sec. 9.210 Lehigh Valley.
(a) Name. The name of the viticultural area described in this
section is ``Lehigh Valley''. For purposes of part 4 of this chapter,
``Lehigh Valley'' and ``Lehigh'' are terms of viticultural significance.
(b) Approved maps. The seven United Stages Geological Survey
1:50,000 scale topographic maps used to determine the boundary of the Lehigh Valley viticultural area are titled:
(1) Berks County, Pennsylvania, 1978;
(2) Schuylkill County (West Half), Pennsylvania, 1979;
(3) Schuylkill County (East Half), Pennsylvania, 1979;
(4) Carbon County, Pennsylvania, 1991;
(5) Monroe County, Pennsylvania, 1980;
(6) Northampton County, Pennsylvania, 1981; and
(7) Lehigh County, Pennsylvania, 1987.
(c) Boundary. The Lehigh Valley viticultural area is located in
portions of Lehigh, Northampton, Berks, Schuylkill, Carbon, and Monroe
Counties, Pennsylvania. The boundary of the proposed Lehigh Valley viticultural area is as described below:
(1) The beginning point is on the Berks County map at the
intersection of the BerksLancaster County line and the singletrack
Conrail rail line located near Cacoosing Creek in South Heidelberg Township;
(2) From the beginning point, proceed northwest along the Berks
County line and, crossing onto the Schuylkill County (West Half) map,
continue northwest along the SchuylkillLebanon County line to the
county line's intersection with the northern boundary of Pine Grove township; then
(3) Proceed northeast along the northern boundary of Pine Grove,
Washington, and Wayne Townships and, crossing onto the Schuylkill
County (East Half) map, continue along the northern boundary of Wayne Township to the northeast corner of that township, then
(4) Proceed eastnortheasterly in a straight line to the confluence
of Beaver Creek and Cold Run at the northeast corner of State Game Lands No. 222 in Walker township; then
(5) Proceed northnortheasterly in a straight line to the 1,402
foot elevation point on Wildcat Mountain in Walker township; then
(6) Proceed easterly in a straight line, crossing onto the Carbon
County map, and continue to Bench Mark (BM) 1032 located on Highway 902, south of the village of Bloomingdale; then
(7) Proceed eastnortheasterly in a straight line to BM 555 located
immediately east of the Lehigh River in the city of Jim Thorpe; then
(8) Proceed eastnortheasterly in a straight line to the northern most point of Lehighton Reservoir; then
(9) Proceed eastnortheasterly in a straight line to the western end of the dam at the Penn Forest Reservoir; then
(10) Proceed easterly in a straight line and, crossing onto the
Monroe County map, continue to the 847foot elevation point located at
the intersection of Highway 534 and an unnamed road locally know as Dotters Corner Road in Polk township; then
(11) Proceed eastnortheasterly in a straight line to the
intersection of Highway 115 and an unnamed secondary road locally known
as Astolat Road immediately north of the village of Effort; then
(12) Proceed eastnortheasterly in a straight line to St. Johns
Cemetery, located along Appenzell Creek northwest of the village of Neola; then
(13) Proceed straight northeast to the intersection of Interstate
80 and an unnamed road locally known as Hamilton Turnpike at the town of Bartonsville; then
(14) Proceed eastsoutheast along Interstate 80 through Stroudsburg to the west bank of the Delaware River; then
(15) Proceed south (downstream) along the west bank of the Delaware
River, and, crossing onto the Northampton County map, continue south
along the west bank of the Delaware River to the mouth of Lehigh River at Easton; then
(16) Proceed southwesterly (upstream) along the south bank of the
Lehigh River, and crossing onto the Lehigh County map, continue along the south
[[Page 12875]]
bank of the Lehigh River to the mouth of Jordan Creek in Allentown; then
(17) Proceed westerly (upstream) along Jordan Creek to the first
railroad bridge over the creek, and then, following the Conrail rail
line on that bridge, proceed southerly along the Conrail rail line
(paralleling Trout Creek at first) through Emmaus, Macungie, and
Alburtis, and continue along the rail line to the LehighBerks County line; then
(18) Crossing onto the Berks County map, continue southerly along
the Conrail rail line through Mertztown, Topton, Lyons, Fleetwood,
Blandon, and Muhlenburg to the Conrail rail bridge across the Schuylkill River in Reading; then
(19) Following the Conrail rail line on the Schuylkill River
bridge, proceed southerly along the rail line through Wyomissing to the
rail line's junction with a singletrack Conrail rail line in Sinking Springs; then
(20) From the Conrail rail line junction in Sinking Springs, follow
the single track Conrail rail line through Montello, Fritztown, and Vinemont, and return to the beginning point.
Signed: April 4, 2007.
John J. Manfreda,
Administrator.
Approved: November 16, 2007.
Timothy E. Skud,
Deputy Assistant Secretary, (Tax, Trade, and Tariff Policy).
Editorial Note: This document was received at the Office of the Federal Register on March 6, 2008.
[FR Doc. E84786 Filed 31008; 8:45 am]
BILLING CODE 481031P
FOR FURTHER INFORMATION CONTACT N.A. Sutton, Regulations and Rulings Division, Alcohol and Tobacco Tax and Trade Bureau, 925 Lakeville St., No. 158, Petaluma, CA 94952; phone 4152711254.
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 26 CFR Part 1 40 CFR Part 180 47 CFR Part 73 50 CFR Part 17 33 CFR Part 117 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 33 CFR Part 100 40 CFR Part 63 50 CFR Part 622 26 CFR Part 301 39 CFR Part 111 40 CFR Part 300 50 CFR Part 660 44 CFR Part 65 40 CFR Parts 52 and 81 40 CFR Part 271 47 CFR Part 64 50 CFR Part 665 47 CFR Part 76 50 CFR Part 229 14 CFR Part 23 14 CFR Part 25 21 CFR Part 522