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SUBJECT CATEGORY: Proposed Collection; Proposed Revision of Approved Collection; Comment Request; Responsibility of Applicants for Promoting Objectivity in Research for Which Public Health Service Funding Is Sought, 42 CFR Part 50, Subpart F and for Responsible Prospective Contractors, 45 CFR Part 94
DOCUMENT SUMMARY:
Summary: In compliance with the requirement of Section
3506(c)(2)(A) of the Paperwork Reduction Act of 1995, for opportunity
for public comment on proposed data collection projects, the Office of
the Director (OD), the National Institutes of Health (NIH) will publish
periodic summaries of proposed projects to be submitted to the Office of Management and Budget (OMB) for review and approval.
Proposed Collection:
Title: Responsibility of Applicants for Promoting Objectivity in Research for which Public Health Service Funding is Sought and for Responsible Prospective Contractors, 42 CFR Part 50, Subpart F, and 45 CFR Part 94.
Type of Information Collection Request: Revision of OMB No. 0925 0417, expiration date November 30, 2008.
Need and Use of the Information Collection: This is a request for
OMB Approval for the information collection and recordkeeping
requirements contained in the final rule 42 CFR Part 50, Subpart F and
related recordkeeping requirements regarding contractors in Responsible
Prospective Contractors, 45 CFR Part 94. The purpose of these
regulations is to promote objectivity in research by requiring
institutions to establish standards to ensure that there is no
reasonable expectation that the design, conduct, or reporting of
research will be biased by a conflicting financial interest of an investigator.
Frequency of Response: On occasion.
Affected Public: Individuals or households; business or other for profit; notforprofit institutions; State, Local or tribal government.
Type of Respondents: Any public or private entity or organization. The annual reporting burden is as follows:
Estimated Number of Respondents: 67,860;
Estimated Number of Responses Per Respondent: 1.60;
Averaged Burden Hours per Response: 3.40.; and
Estimated Total Annual Burden Hours Requested: 220,280.
The annualized cost to the public is estimated at $8,120,000.
Operating Costs and/or maintenance costs are $4,633.00. TableEstimates of Hour Burden Average burden
Type of respondents based on applicable Number of Frequency of hours per Annual hour section of regulation respondents response response burden Reporting: .............. ............... ............... ..............
Initial Reports under 42 CFR Sec. \i\ 300 1 80 24000 50.604(g)(2) or 45 CFR 94.4(g)(2) from
Subsequent Reports under 42 CFR Sec. \ii\ 40 1 2 80 50.604(g)(2) or 45 CFR 94.4(g)(2) from
Subsequent Reports under 42 CFR Sec. \iii\ 20 1 10 200 50.606(a) or 45 CFR 94.6 from
Institutions.............................
Recordkeeping: Under 42 CFR Sec. 50.604(e) \iv\ 25000 1 4 100000 or 45 CFR 94.4(e)Institutional files.......
Disclosure: .............. ............... ............... ..............
Under 42 CFR Sec. 50.604(a) or 45 CFR \v\ 2800 1 20 56000 94.4(a)Institutions....................
Under 42 CFR Sec. 50.604(c) or 45 CFR \vi\ 40000 1 1 40000 94.4(c)Investigators...................
Totals................................ 67860 ............... ............... 220280
\i\ Although not more than 300 reports of Financial Conflict of Interest are expected, the responding
institutions will need to review all financial disclosures associated with PHS funding awards to determine
whether any conflicts of interest exist. Thus, the total burden of 24,000 hours is based upon estimates that
it will take on average 4/5 of an hour to review each of 30,000 financial disclosures associated with PHS
funding awards. (30,000 x 48 (minutes per file) = 1,440,000 / 60 minutes = 24,000 (total hours).
\ii\ The burden for subsequent reports of conflicts (made during the 12month period following the initial
report) is significantly less, because we do not expect many additional reportable conflicts and there will be only a limited number of disclosures to review.
\iii\ This burden was originally estimated in the 1995 Final Rule to be no more than 5 instances that the
failure of an investigator to comply with the institution's FCOI policy has biased the design, conduct or
reporting of the research. ``Objectivity in Research, Final Rule'' 60 Fed. Reg. 132 (July 11, 1995) pps. 35810
35819. This burden estimate, and others, was increased in 2002 ``due to increased numbers of institutions and investigators.''
\iv\ Assumes 2500 institutions, 10 responses per year per institution.
\v\ Assumes 2800 recipient institutions and 20 hours per institution informing each investigator of institutional policy.
\vi\ The financial disclosure burden estimate is based upon an investigator figure of 40,000 with an average
response time of 1 hour. The estimated number of investigators has not changed since the 2002 Information
Collection Request associated with the Final Rule. These estimates are for the burden imposed by disclosure,
reporting and recordkeeping requirements. Not all activities of institutions related to FCOI result from regulations.
Written comments and/or suggestions from the public and affected
agencies are invited on one or more of the following points: (1)
Whether the proposed collection of information is necessary for the
proper performance of the functions of the agency, including whether
the information shall have practical utility; (2) The accuracy of the
agency's estimate of the burden (including hours and cost) of the
proposed information collection; (3) Ways to enhance the quality,
utility, and clarity of the information to be collected; and (4) Ways
to minimize the burden of the collection of information on respondents, including through the
[[Page 40355]]
use of appropriate automated, electronic, mechanical, or other
technological collection techniques or other forms of information technology.
For Further Information Contact: To request more information on the
proposed project or to obtain a copy of the data collection plans and
instruments, contact: Ms. Mikia Currie, Assistant Project Clearance
Officer, Office of Extramural Research, (OER), Office of Policy for
Extramural Research Administration, (OPERA), 6705 Rockledge Drive, Room
1198, Bethesda, MD 208927974, or call nontollfree number 301435 0941 or email your request, including your address, to:
curriem@od.nih.gov.
Comments Due Date: Comments regarding this information collection
are best assured of having their full effect if received within 60 days of the date of this publication.
Dated: May 19, 2008.
Joe Ellis,
Director, Office of Policy of Extramural Research Administration, OER, National Institutes of Health.
[FR Doc. E815826 Filed 71108; 8:45 am]
BILLING CODE 414001P
SUMMARY: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
DOCUMENT BODY 2:
Summary: In compliance with the requirement of Section
3506(c)(2)(A) of the Paperwork Reduction Act of 1995, for opportunity
for public comment on proposed data collection projects, the Office of
the Director (OD), the National Institutes of Health (NIH) will publish
periodic summaries of proposed projects to be submitted to the Office of Management and Budget (OMB) for review and approval.
Proposed Collection:
Title: Responsibility of Applicants for Promoting Objectivity in Research for which Public Health Service Funding is Sought and for Responsible Prospective Contractors, 42 CFR Part 50, Subpart F, and 45 CFR Part 94.
Type of Information Collection Request: Revision of OMB No. 0925 0417, expiration date November 30, 2008.
Need and Use of the Information Collection: This is a request for
OMB Approval for the information collection and recordkeeping
requirements contained in the final rule 42 CFR Part 50, Subpart F and
related recordkeeping requirements regarding contractors in Responsible
Prospective Contractors, 45 CFR Part 94. The purpose of these
regulations is to promote objectivity in research by requiring
institutions to establish standards to ensure that there is no
reasonable expectation that the design, conduct, or reporting of
research will be biased by a conflicting financial interest of an investigator.
Frequency of Response: On occasion.
Affected Public: Individuals or households; business or other for profit; notforprofit institutions; State, Local or tribal government.
Type of Respondents: Any public or private entity or organization. The annual reporting burden is as follows:
Estimated Number of Respondents: 67,860;
Estimated Number of Responses Per Respondent: 1.60;
Averaged Burden Hours per Response: 3.40.; and
Estimated Total Annual Burden Hours Requested: 220,280.
The annualized cost to the public is estimated at $8,120,000.
Operating Costs and/or maintenance costs are $4,633.00. TableEstimates of Hour Burden Average burden
Type of respondents based on applicable Number of Frequency of hours per Annual hour section of regulation respondents response response burden Reporting: .............. ............... ............... ..............
Initial Reports under 42 CFR Sec. \i\ 300 1 80 24000 50.604(g)(2) or 45 CFR 94.4(g)(2) from
Subsequent Reports under 42 CFR Sec. \ii\ 40 1 2 80 50.604(g)(2) or 45 CFR 94.4(g)(2) from
Subsequent Reports under 42 CFR Sec. \iii\ 20 1 10 200 50.606(a) or 45 CFR 94.6 from
Institutions.............................
Recordkeeping: Under 42 CFR Sec. 50.604(e) \iv\ 25000 1 4 100000 or 45 CFR 94.4(e)Institutional files.......
Disclosure: .............. ............... ............... ..............
Under 42 CFR Sec. 50.604(a) or 45 CFR \v\ 2800 1 20 56000 94.4(a)Institutions....................
Under 42 CFR Sec. 50.604(c) or 45 CFR \vi\ 40000 1 1 40000 94.4(c)Investigators...................
Totals................................ 67860 ............... ............... 220280
\i\ Although not more than 300 reports of Financial Conflict of Interest are expected, the responding
institutions will need to review all financial disclosures associated with PHS funding awards to determine
whether any conflicts of interest exist. Thus, the total burden of 24,000 hours is based upon estimates that
it will take on average 4/5 of an hour to review each of 30,000 financial disclosures associated with PHS
funding awards. (30,000 x 48 (minutes per file) = 1,440,000 / 60 minutes = 24,000 (total hours).
\ii\ The burden for subsequent reports of conflicts (made during the 12month period following the initial
report) is significantly less, because we do not expect many additional reportable conflicts and there will be only a limited number of disclosures to review.
\iii\ This burden was originally estimated in the 1995 Final Rule to be no more than 5 instances that the
failure of an investigator to comply with the institution's FCOI policy has biased the design, conduct or
reporting of the research. ``Objectivity in Research, Final Rule'' 60 Fed. Reg. 132 (July 11, 1995) pps. 35810
35819. This burden estimate, and others, was increased in 2002 ``due to increased numbers of institutions and investigators.''
\iv\ Assumes 2500 institutions, 10 responses per year per institution.
\v\ Assumes 2800 recipient institutions and 20 hours per institution informing each investigator of institutional policy.
\vi\ The financial disclosure burden estimate is based upon an investigator figure of 40,000 with an average
response time of 1 hour. The estimated number of investigators has not changed since the 2002 Information
Collection Request associated with the Final Rule. These estimates are for the burden imposed by disclosure,
reporting and recordkeeping requirements. Not all activities of institutions related to FCOI result from regulations.
Written comments and/or suggestions from the public and affected
agencies are invited on one or more of the following points: (1)
Whether the proposed collection of information is necessary for the
proper performance of the functions of the agency, including whether
the information shall have practical utility; (2) The accuracy of the
agency's estimate of the burden (including hours and cost) of the
proposed information collection; (3) Ways to enhance the quality,
utility, and clarity of the information to be collected; and (4) Ways
to minimize the burden of the collection of information on respondents, including through the
[[Page 40355]]
use of appropriate automated, electronic, mechanical, or other
technological collection techniques or other forms of information technology.
For Further Information Contact: To request more information on the
proposed project or to obtain a copy of the data collection plans and
instruments, contact: Ms. Mikia Currie, Assistant Project Clearance
Officer, Office of Extramural Research, (OER), Office of Policy for
Extramural Research Administration, (OPERA), 6705 Rockledge Drive, Room
1198, Bethesda, MD 208927974, or call nontollfree number 301435 0941 or email your request, including your address, to:
curriem@od.nih.gov.
Comments Due Date: Comments regarding this information collection
are best assured of having their full effect if received within 60 days of the date of this publication.
Dated: May 19, 2008.
Joe Ellis,
Director, Office of Policy of Extramural Research Administration, OER, National Institutes of Health.
[FR Doc. E815826 Filed 71108; 8:45 am]
BILLING CODE 414001P
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 47 CFR Part 73 26 CFR Part 1 40 CFR Part 180 33 CFR Part 117 50 CFR Part 17 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 40 CFR Part 63 33 CFR Part 100 50 CFR Part 622 50 CFR Part 660 26 CFR Part 301 44 CFR Part 65 39 CFR Part 111 40 CFR Part 300 6 CFR Part 5 40 CFR Part 271 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 10 CFR Part 50 44 CFR Part 64 49 CFR Part 571 39 CFR Part 3020