Federal Register: September 25, 2009 (Volume 74, Number 185)
DOCID: fr25se09-168 FR Doc E9-22160
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Western Area Power Administration
CMS ID: [CMS-9053-N]
NOTICE: Part II
DOCID: fr25se09-168
DOCUMENT ACTION: Notice.
SUBJECT CATEGORY:
Medicare and Medicaid Programs; Quarterly Listing of Program Issuances--April through June 2009
DOCUMENT SUMMARY:
This notice lists CMS manual instructions, substantive and interpretive regulations, and other Federal Register notices that were published from April 2009 through June 2009, relating to the Medicare and Medicaid programs. This notice provides information on national coverage determinations (NCDs) affecting specific medical and health care services under Medicare. Additionally, this notice identifies certain devices with investigational device exemption (IDE) numbers approved by the Food and Drug Administration (FDA) that potentially may be covered under Medicare. This notice also includes listings of all approval numbers from the Office of Management and Budget for collections of information in CMS regulations and a list of Medicare approved carotid stent facilities. Included in this notice is a list of the American College of Cardiology's National Cardiovascular Data registry sites, active CMS coveragerelated guidance documents, and special onetime notices regarding national coverage provisions. Also included in this notice is a list of National Oncologic Positron Emissions Tomography Registry sites, a list of Medicareapproved ventricular assist device (destination therapy) facilities, a list of Medicareapproved lung volume reduction surgery facilities, a list of Medicareapproved clinical trials for fluorodeoxyglucose positron emissions tomogragphy for dementia, and a list of Medicareapproved bariatric surgery facilities.
Section 1871(c) of the Social Security Act requires that we publish a list of Medicare issuances in the Federal Register at least every 3 months. Although we are not mandated to do so by statute, for the sake of completeness of the listing, and to foster more open and transparent collaboration efforts, we are also including all Medicaid issuances and Medicare and Medicaid substantive and interpretive regulations (proposed and final) published during this 3month time frame.
SUMMARY:
Health and Human Services Department, Centers for Medicare & Medicaid Services
SUPPLEMENTAL INFORMATION
I. Program Issuances
The Centers for Medicare & Medicaid Services (CMS) is responsible for administering the Medicare and Medicaid programs. These programs pay for health care and related services for 39 million Medicare beneficiaries and 35 million Medicaid recipients. Administration of the two programs involves (1) furnishing information to Medicare beneficiaries and Medicaid recipients, health care providers, and the public and (2) maintaining effective communications with regional offices, State governments, State Medicaid agencies, State survey agencies, various providers of health care, all Medicare contractors that process claims and pay bills, and others. To implement the various statutes on which the programs are based, we issue regulations under the authority granted to the Secretary of the Department of Health and Human Services under sections 1102, 1871, 1902, and related provisions of the Social Security Act (the Act). We also issue various manuals, memoranda, and statements necessary to administer the programs efficiently.
Section 1871(c)(1) of the Act requires that we publish a list of all Medicare manual instructions, interpretive rules, statements of policy, and guidelines of general applicability not issued as regulations at least every 3 months in the Federal Register. We published our first notice June 9, 1988 (53 FR 21730). Although we are not mandated to do so by statute, for the sake of completeness of the listing of operational and policy statements, and to foster more open and transparent collaboration, we are continuing our practice of including Medicare substantive and interpretive regulations (proposed and final) published during the respective 3month time frame. II. How To Use the Addenda
This notice is organized so that a reader may review the subjects of manual issuances, memoranda, substantive and interpretive regulations, NCDs, and FDAapproved IDEs published during the subject quarter to determine whether any are of particular interest. We expect this notice to be used in concert with previously published notices. Those unfamiliar with a description of our Medicare manuals may wish to review Table I of our first three notices (53 FR 21730, 53 FR 36891, and 53 FR 50577) published in 1988, and the notice published March 31, 1993 (58 FR 16837). Those desiring information on the Medicare NCD Manual (NCDM, formerly the Medicare Coverage Issues Manual (CIM)) may wish to review the August 21, 1989, publication (54 FR 34555). Those interested in the revised process used in making NCDs under the Medicare program may review the September 26, 2003, publication (68 FR 55634).
To aid the reader, we have organized and divided this current listing into 11 addenda:
instruction(s). Often, it is necessary to use information in a transmittal in conjunction with information currently in the manuals.
[cir] Date published;
[cir] Federal Register citation;
[cir] Parts of the Code of Federal Regulations (CFR) that have changed (if applicable);
[cir] Agency file code number; and
[cir] Title of the regulation.
must meet our standards in order to receive coverage for bariatric surgery procedures.
III. How To Obtain Listed Material
A. Manuals
Those wishing to subscribe to program manuals should contact either
the Government Printing Office (GPO) or the National Technical Information Service (NTIS) at the following addresses:
Superintendent of Documents, Government Printing Office, ATTN: New
Orders, P.O. Box 371954, Pittsburgh, PA 152507954, Telephone (202)
5121800, Fax number (202) 5122250 (for credit card orders); or
National Technical Information Service, Department of Commerce, 5825
Port Royal Road, Springfield, VA 22161, Telephone (703) 4874630.
In addition, individual manual transmittals and Program Memoranda listed in this notice can be purchased from NTIS. Interested parties should identify the transmittal(s) they want. GPO or NTIS can give complete details on how to obtain the publications they sell. Additionally, most manuals are available at the following Internet address: http://cms.hhs.gov/manuals/default.asp. B. Regulations and Notices
Regulations and notices are published in the daily Federal Register. Interested individuals may purchase individual copies or subscribe to the Federal Register by contacting the GPO at the address given above. When ordering individual copies, it is necessary to cite either the date of publication or the volume number and page number.
The Federal Register is also available on 24x microfiche and as an online database through GPO Access. The online database is updated by 6 a.m. each day the Federal Register is published. The database includes both text and graphics from Volume 59, Number 1 (January 2, 1994) forward. Free public access is available on a Wide Area Information Server (WAIS) through the Internet and via asynchronous dialin. Internet users can access the database by using the World Wide Web; the Superintendent of Documents home page address is http:// www.gpoaccess.gov/fr/index.html, by using local WAIS client software, or by telnet to http://swais.gpoaccess.gov, then log in as guest (no password required). Dialin users should use communications software and modem to call (202) 5121661; type swais, then log in as guest (no password required).
C. Rulings
We publish rulings on an infrequent basis. CMS Rulings are decisions of the Administrator that serve as precedent final opinions and orders and statements of policy and interpretation. They provide clarification and interpretation of complex or ambiguous provisions of the law or regulations relating to Medicare, Medicaid, Utilization and Quality Control Peer Review, private health insurance, and related matters. Interested individuals can obtain copies from the nearest CMS Regional Office or review them at the nearest regional depository library. We have, on occasion, published rulings in the Federal Register. Rulings, beginning with those released in 1995, are available online, through the CMS Home Page. The Internet address is http:// cms.hhs.gov/rulings.
D. CMS' Compact DiskRead Only Memory (CDROM)
Our laws, regulations, and manuals are also available on CDROM and
may be purchased from GPO or NTIS on a subscription or single copy
basis. The Superintendent of Documents list ID is HCLRM, and the stock
number is 717139000003. The following material is on the CDROM disk:
The titles of the Compilation of the Social Security Laws are current as of January 1, 2005. (Updated titles of the Social Security Laws are available on the Internet at http://www.ssa.gov/OP_Home/ ssact/comptoc.htm.) The remaining portions of CDROM are updated on a monthly basis.
Because of complaints about the unreadability of the Appendices (Interpretive Guidelines) in the State Operations Manual (SOM), as of March 1995, we deleted these appendices from CDROM. We intend to re visit this issue in the near future and, with the aid of newer technology, we may again be able to include the appendices on CDROM.
Any cost report forms incorporated in the manuals are included on the CDROM disk as LOTUS files. LOTUS software is needed to view the reports once the files have been copied to a personal computer disk. IV. How To Review Listed Material
Transmittals or Program Memoranda can be reviewed at a local Federal Depository Library (FDL). Under the FDL program, government publications are sent to approximately 1,400 designated libraries throughout the United States. Some FDLs may have arrangements to transfer material to a local library not designated as an FDL. Contact any library to locate the nearest FDL.
In addition, individuals may contact regional depository libraries that receive and retain at least one copy of most Federal Government publications, either in printed or microfilm form, for use by the general public. These libraries provide reference services and interlibrary loans; however, they are not sales outlets. Individuals may obtain information about the location of the nearest regional depository library from any library.
For each CMS publication listed in Addendum III, CMS publication
and transmittal numbers are shown. To help FDLs locate the materials,
use the CMS publication and transmittal numbers. For example, to find
the Medicare Benefit Policy publication titled ``Surgery for Diabetes,'' use CMSPub. 10003, Transmittal No. 100.
(Catalog of Federal Domestic Assistance Program No. 93.773, MedicareHospital Insurance, Program No. 93.774, Medicare
Supplementary Medical Insurance Program, and Program No. 93.714, Medical Assistance Program)
Dated: September 3, 2009.
Jacquelyn Y. White,
Director, Office of Strategic Operations and Regulatory Affairs. Addendum I
This addendum lists the publication dates of the most recent quarterly listings of program issuances.
June 22, 2007 (72 FR 34508)
September 28, 2007 (72 FR 55282)
December 28, 2007 (72 FR 73990)
April 1, 2008 (73 FR 17422)
June 27, 2008 (73 FR 36596)
September 26, 2008 (73 FR 55902)
December 30, 2008 (73 FR 79982)
March 27, 2009 (74 FR 13516)
June 26, 2009 (74 FR 30689)
Addendum IIDescription of Manuals, Memoranda, and CMS Rulings
An extensive descriptive listing of Medicare manuals and memoranda
was published on June 9, 1988, at 53 FR 21730 and supplemented on
September 22, 1988, at 53 FR 36891 and December 16, 1988, at 53 FR
50577. Also, a complete description of the former CIM (now the NCDM) was published on
[[Page 49079]]
August 21, 1989, at 54 FR 34555. A brief description of the various
Medicaid manuals and memoranda that we maintain was published on October 16, 1992, at 57 FR 47468.
Addendum IIIMedicare and Medicaid Manual Instructions [April through June 2009]
Transmittal No. Manual/Subject/Publication No. Medicare General Information
(CMSPub. 10001)
00....................... None
Medicare Benefit Policy
(CMSPub. 10002)
105...................... List of Medicare Telehealth Services
Originating Site Facility Fee Payment (ESRD Related Services)
106...................... SpeechLanguage Pathology Private Practice Payment Policy
Practice of SpeechLanguage Pathology
Services Furnished by a Therapist in Private Practice
107...................... July 2009 Update of the Hospital Outpatient Prospective Payment System
Outpatient Observation Services
Medicare National Coverage Determination
(CMSPub. 10003)
100...................... Surgery for Diabetes
Bariatric Surgery for Treatment of Morbid
Obesity (Various Effective Dates Below)
Surgery for Diabetes (Effective February 12, 2009)
101...................... Wrong Surgical or Other Invasive Procedure
Performed on a Patient; Surgical or Other
Invasive Procedure Performed on the Wrong
Body Part; Surgical or Other Invasive
Procedure Performed on the Wrong Patient
Wrong Surgical or Other Procedure Performed
on a Patient (Effective January 15, 2009)
Surgical or Other Invasive Procedure
Performed on the Wrong Body Part (Effective January 15, 2009)
Medicare Claims Processing
(CMSPub. 10004)
1708..................... Hospice Cap Calculations Letters and Administrative Appeals
1709..................... Manualization of the Medicare Physician Fee
Schedule Record Layouts for Contractors
Processing Institutional Claims
Intermediary and Regional Home Health
Intermediary Record Layout for Clinical Laboratory Fee Schedule
RHHI Fees for Hospice, Radiology and Other
Diagnostic Prices and Local HCPCS Codes
Intermediary Format for Durable Medical
Equipment, Prosthetic, Orthotic and Supply Fee Schedule
Intermediary Outpatient Rehabilitation and CORF Services Fee Schedule
Intermediary Format for Skilled Nursing Facility Fee Schedule
Intermediary Format for CORF Services
Supplemental and Critical Access Hospital Fee Schedule
Physician Fee Schedule Payment Policy Indicator File Record Layout
Intermediary Format for Mammography Fee Schedule
Intermediary Format for Ambulance Fee Schedule
1710..................... Billing Routine Cost of Clinical Trials
Carrier Specific Requirements for Certain Specialties/Services
Requirements for Billing Routine Costs of Clinical Trials
1711..................... Surgery for Diabetes
General
ICD9 Procedure Codes for Bariatric Surgery (FIs Only)
Claims Guidance for Payment Medicare Summary
Notices (MSNs) and Claim Adjustment Reason Codes
1712..................... Issued to a specific audience, not posted to
Internet/Intranet due to Sensitivity of Instruction
1713..................... Additional Data Collection on Hospice Claims Data Required on Claim to FI
1714..................... Correction to Editing of Health Insurance
Prospective Payment System Codes on Home
Health Prospective Payment System Claims
Home Health Prospective Payment System Claims
1715..................... New Physician Specialty Code for Hospice and Palliative Care
Physician Specialty Codes
1716..................... List of Medicare Telehealth Services
List of Medicare Telehealth Services
Submission of Telehealth Claims for Distant Site Providers
1717..................... SpeechLanguage Pathology Privateacility ServicesGeneral
Part B Outpatient Rehabilitation and
Comprehensive Outpatient Rehabilitation Facility ServicesGeneral
Services Paid Under the Medicare Physician's Fee Schedule
Addendum
1718..................... New Patient Discharge Status Code 21 to
Define Discharges or Transfers to Court/Law Enforcement
Form Locators 1630
1719..................... Rural Health Clinic and Federally Qualified Health Clinic Updates
RHCs/FQHCs Special Billing Instructions [[Page 49080]]
General Billing Requirements for Preventive Services
Initial Preventive Physical Exam
Ultrasound Screening for Abdominal Aortic Aneurysms
Diabetes SelfManagement Training Services
Medical Nutrition Therapy Services
RHCs/FQHCs Special Billing Instructions
HCs/FQHCs Special Billing Instructions
RHCs/FQHCs Special Billing Instructions
1720..................... Health Insurance Portability and
Accountability Act American National
Standards Institute (ANSI) 837 5010
Coordination of Benefit RequirementsPart II
COB Trading Partner and Contractor Crossover Claim Requirements
Coordination of Benefits Agreement
Coordination of Benefits Requirements
1721..................... Billing Routine Cost of Clinical Trials
Carrier Specific Requirements for Certain Specialties/Services
Requirements for Billing Routine Cost of Clinical Trials
1722..................... Instructions for Downloading the Medicare ZIP Code Files for October 2009
1723..................... Only Clinical Trial Services Receive FeeFor
Service Payment on Claims Billed for Managed Care Beneficiaries
Requirements for Billing Routine Costs of Clinical Trials
Billing and Processing Fee for Service Claims
for Covered Clinical Trial Services
Furnished to Managed Care Enrollees
1724..................... Issued to a specific audience, not posted to
Internet/Intranet due to Sensitivity of Instruction
1725..................... Requirements for Specialty Codes
Requirements for Specialty Codes
1726..................... Issued to a specific audience, not posted to
Internet/Intranet due to Confidentiality of Instruction
1727..................... Coordination of Benefits Agreement (COBA)
Repair and Claims Recovery Requirements
Stemming from the Health Insurance
Portability and Accountability Act 5010 Claims Transactions
Coordination of Benefits Agreement 837 5010
Coordination of Benefits Flat File Errors
Coordination of Benefits Agreement Full Claims Repair Process
Coordination of Benefits Agreement (COBA)
Eligibility File Claims Recovery Process 1728..................... Surgery for Diabetes
General
ICD9 Procedure Codes for Bariatric Surgery (FIs Only)
Claims Guidance for Payment
Medicare Summary Notices and Claim Adjustment Reason Codes
1729..................... Section 148 of the Medicare Improvements for
Patients and Providers Act (MIPPA)
Clinical Diagnostic Laboratory Tests Furnished by CAHs
Hospital and Skilled Nursing Facility Patients
General Explanation of Payment
Hospital Billing Under Part B
Critical Access Hospital Outpatient Laboratory Service
1730..................... Issued to a specific audience, not posted to
Internet/Intranet due to Confidentiality of Instruction
1731..................... Clarification of CMS Publication 10004,
Chapter 32, Section 80.8 Billing of Routine
Foot Care When Payment Ceases for Loss of
Protective Sensation Evaluation and Management
Billing Requirements for Special Services
1732..................... Pricing Claims for Services Rendered in Place of Service Home
General Billing Requirements
Medicare Claims Processing Manual/Chapter 1/
General Billing Requirements/Table of Contents
Payment Jurisdiction Among Contractors for
Services Paid Under the Physician Fee
Schedule and Anesthesia Services
Claims Processing Instructions for Payment
Jurisdiction for Claims Received on or after April 1, 2004
1733..................... Manual Clarifications for Skilled Nursing Facility and Therapy Billing
Inpatient Billing from Hospitals and SNFs HCPCS Coding Requirements
Special Inpatient Billing Instructions
Bills with Covered and Noncovered Days
Billing in Benefits Exhaust and NoPayment Situations
1734..................... Claim Adjustment Reason Code (CARC),
Remittance Advice Remark Code and Medicare Remit Easy Print Update
1735..................... Changes to the Laboratory National Coverage
Determination Edit Software for July 2009
1736..................... Chapter 24 Update to Restore Inadvertently
Deleted Information and to Remove Reserved
Reserved
Contractor Roles in ASCA Reviews
1737..................... July 2009 Quarterly Average Sales Price Medicare Part B Drug Pricing
Files and Revisions to Prior Quarterly Pricing Files
1738..................... Additional Data Collection on Hospice Claims Data Required on Claim to FI
1739..................... July 2009 Integrated Outpatient Code Editor Specifications Version 10.2
1740..................... July 2009 Update to the ASC Payment System;
Summary of Payment Policy Changes
1741..................... UpdateInpatient Psychiatric Facilities
Prospective Payment System Rate Year 2010
1742..................... Clarification of Chapter 32, Section 80.8
Billing of Routine Foot Care When Payment
Ceases for Loss of Protective Sensation Evaluation and Management
Billing Requirements for Special Services
1743..................... Billing Routine Cost of Clinical Trials [[Page 49081]]
Carrier Specific Requirements for Certain Specialties/Services
Requirements for Billing Routine Cost of Clinical Trials
1744..................... Manual Update to Include Billing Instructions
for Professional Component and Technical
Component in Regards to One Line Global
Billing for Pathology Services DOS for
Clinical Laboratory and Pathology Specimen
1745..................... July 2009 Update of the Hospital Outpatient
Prospective Payment System When an Inpatient
Admission May Be Changed to Outpatient Status
Background
Policy and Billing Instructions for Condition Code 44
Outlier Adjustments
Identifying Hospitals and CMHCs Subject to Outlier Reconciliation
Reconciling Outlier Payments for Hospitals and CMHCs
Time Value of Money
Procedures for Medicare Contractors to Perform and Record Outlier
Reconciliation Adjustments
Observation Services Overview
Revenue Code Reporting
Reporting Hours of Observation
Billing and Payment for All Hospital
Observation Services Furnished between
January 1, 2006 and December 31, 2007
Separate and Packaged Payment for Direct
Referral for Observation Services Furnished
between January 1, 2006 and December 31, 2007
Separate and Packaged Payment for Observation
Services Furnished between January 1, 2006 and December 31, 2007
Billing and Payment for Observation Services Beginning January 1, 2008
Billing and Payment for Direct Referral for
Observation Care Furnished Beginning January 1, 2008
Hospital Outpatient Payment Under OPPS for
New, Unclassified Drugs and Biologicals
After FDA Approval But Before Assignment of
a ProductSpecific Drug or Biological HCPCS Code
1746..................... Quarterly Update to Correct Coding Initiative
Edits, Version 15.2, Effective July 1, 2009 1747..................... BeneficiarySubmitted Claims
Monitoring Claims Submission Violations
Handling Incomplete or Invalid Claims
1748..................... July Update to the 2009 Medicare Physician Fee Schedule Database
1749..................... Revised Billing Instructions for Occurrence
Span Code 74 on Skilled Nursing Facility No Payment Claims
Billing in Benefits Exhaust and NoPayment Situations
1750..................... October Quarterly Update to 2009 Annual
Update of HCPCS Codes Used for Skilled
Nursing Facility Consolidated Billing Enforcement
1751..................... New Waived Tests
1752..................... Addition/Deletion of HCPCS CodesJuly 2009 Quarterly Update
1753..................... Issued to a specific audience, not posted to
Internet/Intranet due to Confidentiality of Instruction
1754..................... July Quarterly Update for 2009 Durable
Medical Equipment, Prosthetics, Orthotics, and Suppliers Fee Schedule
1755..................... Wrong Surgical or Other Invasive Procedure
Performed on a Patient; Surgical or Other
Invasive Procedure Performed on the Wrong
Body Part; Surgical or Other Invasive
Procedure Performed on the Wrong Patient
Billing Wrong Surgical or Other Invasive
Procedures Performed on a Patient, Surgical
or Other Invasive Procedures Performed on
the Wrong Body Part, and Surgical or Other
Invasive Procedures Performed on the Wrong Patient
1756..................... Claim Status Category Code and Claim Status Code Update
1757..................... Claims Processing for Skilled Nursing Facility Consolidated Billing
Carrier/Part B MAC/DMEMAC Claims Processing
for Consolidated Billing for Physician and
NonPhysician Practitioner Services Rendered
to Beneficiaries in a SNF Part A Stay
Reject and Unsolicited Response Edits A/B Crossover Edits
Duplicate Edits
Edit for Ambulance Services
Edit for Clinical Social Workers (CSWs)
Edit for Therapy Services Separately Payable when Furnished by a Physician
CWF Override Codes
Coding Files and Updates
Annual Update Process
1758..................... Correction to Fiscal Year (FY) 2009 Medicare
Severity LongTerm Care DiagnosisRelated Group (MSLTCDRG) Weights
1759..................... July 2009 Update to the ASC Payment System;
Summary of Payment Policy Changes
1760..................... July 2009 Update of the Hospital Outpatient
Prospective Payment System when an Inpatient
Admission May Be Changed to Outpatient Status
Background
1761..................... Billing Routine Cost of Clinical Trials
Carrier Specific Requirements for Certain Specialties/Services
Requirements for Billing Routine Cost of Clinical Trials
Policy and Billing Instructions for Condition Code 44
Outlier Adjustments
Identifying Hospitals and CMHCs Subject to Outlier Reconciliation
Reconciling Outlier Payments for Hospitals and CMHCs
Time Value of Money
Procedures for Medicare Contractors to
Perform and Record Outlier Reconciliation Adjustments
Observation Services Overview
Revenue Code Reporting
[[Page 49082]]
Reporting Hours of Observation
Billing and Payment for All Hospital
Observation Services Furnished Between
January 1, 2006 and December 31, 2007
Billing and Payment for All Hospital
Observation Services Furnished Between
January 1, 2006 and December 31, 2007
Separate and Packaged Payment for Direct
Referral for Observation Services Furnished
Between January 1, 2006 and December 31, 2007
Separate and Packaged Payment for Direct
Referral for Observation Services Furnished
Between January 1, 2006 and December 31, 2007
Billing and Payment for Observation Services Beginning January 1, 2008
Billing and Payment for Direct Referral for
Observation Care Furnished Beginning January 1, 2008
Hospital Outpatient Payment Under OPPS for
New, Unclassified Drugs and Biologicals
After FDA Approval But Before Assignment of
a ProductSpecific Drug or Biological HCPCS Code
Medicare Secondary Payer
(CMSPub. 10005)
68....................... Claim Adjustment Reason Code Update for
Medicare Secondary Payer Claims Processing
69....................... Update to the Electronic Correspondence
Referral System User Guide v10.0 and Quick Reference Card v10.0
Coordination With the Coordination of Benefits Contractor
Contractor MSP Auxiliary File Update Responsibility
COBC Electronic Correspondence Referral System
Attachment 1ECRS User Guide, Software Version 10.0
Attachment 1AECRS Part D Plan User Guide, Software
Providing Written Documents to the COBC
70....................... Instructions on utilizing 837 Institutional
CAS segments for Medicare Secondary Payer Part A Claims
Medicare Financial Management
(CMSPub. 10006)
150...................... Internal Control Requirements Update Introduction
Authority
FMFIA and the CMS Contractor Contract
GAO Standards for Internal Controls in the Federal Government
Definition and Objectives
Monitoring
Contractor Internal Control Review Process Risk Assessment
Risk Analysis Chart
Internal Control Objectives
CMS Contractor Control Objectives Policies and Procedures
Testing Methods
Documentation and Working Papers
Certification Package for Internal Controls
OMB Circular A123, Appendix A: Internal
Control Over Financial Reporting CPIC Requirements
Certification Statement
Executive Summary
CPIC Report of Material Weaknesses
CPIC Report of Internal Control Deficiencies
Definitions of Control Deficiency,
Significant Deficiency, and Material
Weaknesses Corrective Action Plans
Submission, Review, and Approval of Corrective Action Plans
CMS Finding Numbers
Initial CAP Report
Quarterly CAP Report
Entering Data into the Initial or Quarterly CAP Report
List of CMS Contractor Control Objectives
CMS Financial Reporting Cycle Memo
Financial Reporting Cycle Memo Inclusions List of Appendices
151...................... Notice of New Interest Rate for Medicare
Overpayments and Underpayments3rd Notification for FY 2009
152...................... Recovery Audit Contractors (RACs)
Handling Appeals Resulting from RAC Initiated Denials
Referrals to the Department of Treasury Tracking Overpayments
Tracking Appeals
Reporting Administrative Costs Directly
Associated with the RAC Program Potential Fraud
AC and MAC Requirements Involving RAC Information Dissemination
Contacting NonResponders
Voluntary Refunds
Working with RAC Support Contractors [[Page 49083]]
153...................... Implementation of the Redesigned Provider
Statistical and Reimbursement (PS&R) System
Contractor's Responsibility Prior to Submission of Cost Reports
Medicare State Operations Manual
(CMSPub. 10007)
41....................... Revisions to Appendices P and PP
42....................... Revision to Appendix P, ``Survey Protocol for
Long Term Care FacilitiesPart I''
``Investigative ProtocolUnintended Weight Loss''
43....................... Revised Chapter 2, ``The Certification Process,'' Section 2008A
Early Surveys of New Providers and Suppliers
44....................... Revisions to Exhibit 286, ``Hospital/CAH Medicare Database Worksheet''
45....................... Revisions to Chapter 6``Special Procedures for Laboratories''
Background
Consultative CLIA Activities
Certificate of Registration
Certificate of Compliance
CLIA Certificate Status Changes
Criteria for One Certificate for Multiple Sites
Laboratories Under Direct RO Jurisdiction
Laboratories Performing Limited Public Health Testing
46....................... Revisions to Appendix V, ``Emergency Medical
Treatment and Labor Act Interpretive Guidelines''
47....................... Revised Appendix A, ``Interpretive Guidelines for Hospitals''
48....................... Revisions to Appendix PP, ``Guidance to
Surveyors of Long Term Care Facilities''
49....................... New Critical Access Hospital (CAH)
Requirements Under 42 CFR 485.610(e) Related
to CAH Colocation and CAH Providerbased Locations
Medicare Program Integrity
(CMSPub. 10008)
288...................... Incorporation of Physician Fee Schedule Regulatory Changes
Definitions
PreScreening Process
Application Rejections
Denials for Incomplete Applications Returning the Application
Types of Business Organizations
Certification Statement
Delegated Officials
IDTF Standards
Requesting and Receiving Clarifying Information
Definitions
Determining Whether a CHOW Has Occurred Processing CHOW Applications
Effective Billing Date for Physicians, Non
Physician Practitioners, and Physician or
NonPhysician Practitioner Organizations Denials
General Procedures
Electronic Fund Transfers
Medicare Advantage and Other Managed Care Organizations
Clinical Nurse Specialists
Nurse Practitioners
Physicians
Speech Language Pathologists in Private Practice
Contractor Issued Revocations
File Maintenance
289...................... Incorporation of Physician Fee Schedule Regulatory Changes
Definitions
PreScreening Process
Application Rejections
Denials for Incomplete Applications Returning the Application
Types of Business Organizations
Certification Statement
Delegated Officials
IDTF Standards
Requesting and Receiving Clarifying Information
Determining Whether a CHOW Has Occurred
Effective Billing Date for Physicians, Non
Physician Practitioners, and Physician or
NonPhysician Practitioner Organizations Denials
General Procedures
Electronic Fund Transfers
[[Page 49084]]
Medicare Advantage and Other Managed Care Organizations
Clinical Nurse Specialists
Nurse Practitioners
Speech Language Pathologists in Private Practice
Contractor Issued Revocations
File Maintenance
291...................... Reassignment and Ambulatory Surgical Centers (ASCs)
292...................... Submission of Paper and Electronic CMS855 Enrollment Applications
293...................... Review of Durable Medical Equipment,
Prosthetics, Orthotics, and Supplies
Period of Medical Necessity for Serial DMEPOS claims
Accessories
Repairs
Maintenance
General DMEPOS Review Reminders
294...................... Additional Extract from MultiCarrier System
to Provider Enrollment, Chain and Ownership
System for 4th Quarter Deactivations
295...................... Revision to Certain Instructions Related to
Provider Enrollment Deactivations and Revocations
Radiation Therapy Centers
Certified Registered Nurse Anesthetists
CMS or Contractor Issued Deactivations Contractor Issued Revocations
DPSE Issued Revocations
PSC Identified Revocations
CMS Satellite Office or Regional Office Identified Revocations
Medicare Contractor Beneficiary and Provider Communications (CMSPub. 10009)
00....................... None
Medicare End Stage Renal Disease Network Organizations (CMSPub 10014)
00....................... None
Medicare Managed Care
(CMSPub. 10016)
00....................... None
Medicare Business Partners Systems Security
(CMSPub. 10017)
00....................... None
Demonstrations
(CMSPub. 10019)
61....................... Method of Payment for Extended Stay Services
under the Frontier Extended Stay Clinic
Demonstration, Authorized by Section 434 of
the Medicare Modernization Act. This Change
Request provides additional information to CR 6057
One Time Notification
(CMSPub. 10020)
469...................... Issued to a specific audience, not posted to
Internet/Intranet due to Confidentiality of Instruction
470...................... Expansion of the Current Scope of Editing for
Ordering/Referring Providers for Claims
Processed by Medicare Carriers and Part B Medicare
Administrative Contractors
471...................... Revision to Processing Hospice Visit Charges
on Remittance Advices and Medicare Summary Notices
472...................... Request for Common Working Files to Send
Common Working Files Medicare Quality
Assurance the 5010 File Formats as of October 5, 2009
473...................... Deductible Application on Clinical Trial Claims
474...................... Ten (10) percent Writeoff from the Nine CWF
data bases for the Tables called: Medicare
Secondary Payment and Beneficiary ESRD
Dialysis Auxiliary, for the Calendar Years 20002008
475...................... Modification to Accommodate Acute Care Episode Demonstration
476...................... Implementation of Indirect Medical Education
and Long Term Care Hospital Provisions from
the American Recovery and Reinvestment Act of 2009
477...................... Change Type of Bill (TOB) for Federally
Qualified Health Centers from 73x to 77x
478...................... Internetbased Provider Enrollment, Chain and
Ownership Outreach to Academic Medical
Institutions and Large Group Practices [[Page 49085]]
479...................... Issued to a specific audience, not posted to
Internet/Intranet due to Sensitivity of Instruction
480...................... Expansion of the Current Scope of Editing for
Ordering/Referring Providers for Durable
Medical Equipment, Prosthetics, Orthotics, and Supplier
Suppliers Claims Process by Durable Medical
Equipment Medicare Administrative Contractors
481...................... Implementation of the Health Care Claim
Status Inquiry and Response (276/277)
Version 005010Durable Medical Equipment Shared System Change
482...................... Mainframe Integrated Outpatient Code Editor Tool Set Upgrade
483...................... Fiscal Intermediary Shared System Analysis
for SystemRelated Outpatient Prospective
Payment System Processing Issues
484...................... Archiving and Retrieving of the Integrated
Outpatient Code Editor for Processing Claims
485...................... ImplementationSystems Improvements to
Streamline Updates to the Place of Service Code Set
486...................... Jurisdiction 5 A/B MAC Merge of the Part B
East Missouri, West Missouri, Nebraska,
Kansas, and Iowa Production and User Acceptance Test Regions
487...................... Modification of the Common Working File
Copybook to Transmit a ``WC'' Qualifier to
Distinguish Workers Compensation Medicare SetAside
Arrangement MSP Records
488...................... Processing and Payment of Physician and Non
Physician Practitioner Services Reassigned to ASCs
489...................... Require Medicare Administrative Contractors
Fiscal Intermediaries and Carriers to
Provide Program Safeguard Contractors (PSCs)/
Zoned Program Integrity Contractors (ZPICs)
with Monthly Updates of Deactivated Crosswalk File Entries
490...................... Issued to a specific audience, not posted to
Internet/Intranet due to Sensitivity of Instruction
492...................... Fiscal Year 2009 Inpatient Prospective
Payment System Claims with Medicare Severity
Diagnosis Related Group (MSDRG) 956
494...................... MREP Update for 835 Version 5010
495...................... Further Instruction for Implementation of the
Next Version of the Health Insurance
Portability and Accountability Act 835
Transaction and Related Standard Paper Remittance
496...................... Fiscal Intermediary Standard System Analysis
and Technical Consultationto be Performed
by the Maintainer for the Planning and
Execution of the J1 WPS Legacy Part A Pilot
Split and Subsequent Workload Reporting Requirements
497...................... Payment for Maintenance and Servicing of
Certain Oxygen Equipment as a Result of the
Medicare Improvements for Patients and
Providers Act of 2008THIS CR RESCINDS AND FULLY REPLACES CR 6404
498...................... Reporting Gross Payments on IRS Form1099
499...................... Placing Medicare Florida Fraud Hotline Number
on the Medicare Summary Notices for Zip Codes in Florida
500...................... VMS Modifications to Implement the Common
Electronic Data Interchange System, Part III, NCPDP 5.1 Implementation
501...................... Allow Zoned Program Integrity Contractor to
access Durable Medical Equipment Medicare
Administrative Contractor by ZPIC Zone
502...................... Jurisdiction 4 A/B MAC Merge of the Part B
Oklahoma, New Mexico and Colorado CICS
Production and User Acceptance Test Regions
503...................... Reporting NonTax Withholding Due to Federal Payment Levy Program
504...................... J12 Production Region Merge of the District
of Columbia, Maryland, New Jersey, and Pennsylvania Part A Workloads
505...................... Medicare Part B Radiation Therapy Centers
Supplier Enrollment Revalidation
506...................... Issued to specific audience, not posted to
Internet/Intranet/due to Sensitivity of Instruction
507...................... Jurisdiction 13 A/B MAC Merge of the three
Part B New York and the Part B Connecticut
CICS Production and User Acceptance Test Regions
508...................... Implementation of the Next Version of the
Health Insurance Portability and
Accountability Act (HIPAA) 835 Transaction
509...................... DME MAC Instructions for Therapy Caps 2009
510...................... Expansion of the Current Scope of Editing for
Ordering/Referring Providers for claims
processed by Medicare Carriers and Part B
Medicare Administrative Contractors
Addendum IVRegulation Documents Published in the Federal Register
[April through June 2009]
FR Vol. 74 42 CFR parts
Publication date Page No. affected File code Title of regulation
April 3, 2009.................. 15221 440................ CMS2232F2........ Medicaid Programs; State
Flexibility for
Medicaid Benefit
Packages.
April 24, 2009................. 18656 447 and 455........ CMS2198F2........ Medicaid Program;
Disproportionate Share
Hospital Payments;
Correcting Amendment.
April 24, 2009................. 18728 ................... CMS2299PN........ Medicare and Medicaid
Programs; Application
of the American
Osteopathic Association
for Continued Deeming
Authority for
Hospitals.
April 24, 2009................. 18734 ................... CMS1563N......... Medicare Program;
Meeting of the
Practicing Physicians
Advisory Council, June
1, 2009.
April 24, 2009................. 18808 ................... CMS4139N......... Medicare Program;
Recognition of NAIC
Model Standards for
Regulation of Medicare
Supplemental Insurance.
April 24, 2009................. 18912 405 and 418........ CMS1420P......... Medicare Program;
Proposed Hospice Wage
Index for Fiscal Year
2010.
April 28, 2009................. 19155 45 CFR 144 and 146. CMS4140NC........ Request for Information
Regarding the Paul
Wellstone and Pete
Domenici Mental Health
Parity and Addiction
Equity Act of 2008. [[Page 49086]]
May 1, 2009.................... 20323 ................... CMS2303N......... Establishment of the
Children's Health
Insurance Program
Working Group and
Request for Nominations
for Members.
May 1, 2009.................... 20362 ................... CMS1495NC........ Medicare Program;
Inpatient Psychiatric
Facilities Prospective
Payment System Payment
Update for Rate Year
Beginning July 1, 2009
(RY 2010).
May 6, 2009.................... 21052 412................ CMS1538P......... Medicare Program;
Inpatient
Rehabilitation Facility
Prospective Payment
System for Federal
Fiscal Year 2010.
May 6, 2009.................... 21230 433................ CMS2275P2........ Medicaid Program; Health
CareRelated Taxes.
May 6, 2009.................... 21232 431, 433, 440, and CMS2287P2, CMS Medicaid Program;
441. 2213P2, CMS2237 Rescission of
P. School[dash]Based
FOR FURTHER INFORMATION CONTACT
It is possible that an interested party may need specific information and not be able to determine from the listed information whether the issuance or regulation would fulfill that need. Consequently, we are providing contact persons to answer general questions concerning these items. Copies are not available through the contact persons. (See Section III of this notice for how to obtain listed material.)
Questions concerning CMS manual instructions in Addendum III may be addressed to Ismael Torres, Office of Strategic Operations and Regulatory Affairs, Centers for Medicare & Medicaid Services, C42605, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7861864.
Questions concerning regulation documents published in the Federal Register in Addendum IV may be addressed to Gwendolyn Johnson, Office of Strategic Operations and Regulatory Affairs, Centers for Medicare & Medicaid Services, C41403, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7866954.
Questions concerning Medicare NCDs in Addendum V may be addressed to Patricia BrocatoSimons, Office of Clinical Standards and Quality, Centers for Medicare & Medicaid Services, C10906, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7860261.
Questions concerning FDAapproved Category B IDE numbers listed in Addendum VI may be addressed to John Manlove, Office of Clinical Standards and Quality, Centers for Medicare & Medicaid Services, C113 04, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7866877.
Questions concerning approval numbers for collections of information in Addendum VII may be addressed to Melissa Musotto, Office of Strategic Operations and Regulatory Affairs, Regulations Development and Issuances Group, Centers for Medicare & Medicaid Services, C514 03, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7866962.
Questions concerning Medicareapproved carotid stent facilities in Addendum VIII may be addressed to Sarah J. McClain, Office of Clinical Standards and Quality, Centers for Medicare & Medicaid Services, C109 06, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7862994.
Questions concerning Medicare's recognition of the American College of CardiologyNational Cardiovascular Data Registry sites in Addendum IX may be addressed to JoAnna Baldwin, MS, Office of Clinical Standards and Quality, Centers for Medicare & Medicaid Services, C10906, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7867205.
Questions concerning Medicare's active coveragerelated guidance documents in Addendum X may be addressed to Beverly Lofton, Office of Clinical Standards and Quality, Centers for Medicare & Medicaid Services, C10906, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7867136.
Questions concerning onetime notices regarding national coverage provisions in Addendum XI may be addressed to Beverly Lofton, Office of Clinical Standards and Quality, Centers for Medicare & Medicaid Services, C10906, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7867136.
Questions concerning National Oncologic Positron Emission Tomography Registry sites in Addendum XII may be addressed to Stuart Caplan, RN, MAS, Office of Clinical Standards and Quality, Centers for Medicare & Medicaid Services, C10906, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7868564.
Questions concerning Medicareapproved ventricular assist device (destination therapy) facilities in Addendum XIII may be addressed to JoAnna Baldwin, MS, Office of Clinical Standards and Quality, Centers for Medicare & Medicaid Services, C10906, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7867205.
Questions concerning Medicareapproved lung volume reduction surgery facilities listed in Addendum XIV may be addressed to JoAnna Baldwin, MS, Office of Clinical Standards and Quality, Centers for Medicare & Medicaid Services, C10906, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7867205.
Questions concerning Medicareapproved bariatric surgery facilities listed in Addendum XV may be addressed to Kate Tillman, RN, MA, Office of Clinical Standards and Quality, Centers for Medicare & Medicaid Services, C10906, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7869252.
Questions concerning fluorodeoxyglucose positron emission [[Page 49077]]
tomography for dementia trials listed in Addendum XVI may be addressed
to Stuart Caplan, RN, MAS, Office of Clinical Standards and Quality,
Centers for Medicare & Medicaid Services, C10906, 7500 Security
Boulevard, Baltimore, MD 212441850, or you can call (410) 7868564.
Questions concerning all other information may be addressed to Gwendolyn Johnson, Office of Strategic Operations and Regulatory Affairs, Regulations Development Group, Centers for Medicare & Medicaid Services, C51403, 7500 Security Boulevard, Baltimore, MD 212441850, or you can call (410) 7866954.