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    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/agency/Commodity_Futures_Trading_Commission/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Sat, May 18 2013 11:00:00 GMT</pubDate>
    <lastBuildDate>Sat, May 18 2013 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-03-26-2013-07019</link>
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  <guid>http://thefederalregister.com/d.p/2013-03-26-2013-07019</guid>
  <pubDate>Tue, Mar 26 2013 11:00:00 GMT</pubDate>
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  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-03-26-2013-07018</link>
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  <guid>http://thefederalregister.com/d.p/2013-03-26-2013-07018</guid>
  <pubDate>Tue, Mar 26 2013 11:00:00 GMT</pubDate>
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<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-03-26-2013-07017</link>
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  <guid>http://thefederalregister.com/d.p/2013-03-26-2013-07017</guid>
  <pubDate>Tue, Mar 26 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-03-26-2013-07020</link>
  <description><![CDATA[<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2013-03-26-2013-07020</guid>
  <pubDate>Tue, Mar 26 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-03-18-2013-06148</link>
  <description><![CDATA[ In compliance with the Paperwork Reduction Act, this Notice 
announces that the Information Collection Request (``ICR'') abstracted 
below has been forwarded to the Office of Management and Budget 
(``OMB'') for review and comment. The ICR describes the nature of the 
information collection and its expected costs and burden. It also 
includes the actual data collection instruments, if any.
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  <guid>http://thefederalregister.com/d.p/2013-03-18-2013-06148</guid>
  <pubDate>Mon, Mar 18 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-02-26-2013-04566</link>
  <description><![CDATA[ Time and Date:  10:00 a.m., Friday, March 15, 2013.<br/>
Place : 1155 21st St. NW., Washington, DC, 9th Floor Commission  Conference Room.<br/> Status: Closed.<br/>
Matters to be Considered: Surveillance and Enforcement Matters. In the 
event that the times or dates of this or any future meetings change, an 
announcement of the change, along with the new time and place of the 
meeting will be posted on the Commission's Web site at <a href="http://www.cftc.gov">http://www.cftc.gov</a>.
Contact Person for More Information: Melissa D. Jurgens, 2024185516. Natise Stowe,<br/> Executive Assistant.<br/> [FR Doc. 201304566 Filed 22213; 4:15 pm]<br/>
BILLING CODE 635101P
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  <guid>http://thefederalregister.com/d.p/2013-02-26-2013-04566</guid>
  <pubDate>Tue, Feb 26 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-02-26-2013-04563</link>
  <description><![CDATA[ Time and Date: 10:00 a.m., Friday, March 1, 2013.<br/>
Place:  1155 21st St. NW., Washington, DC, 9th Floor Commission  Conference Room.<br/> Status:  Closed.<br/>
Matters to be Considered: Surveillance and Enforcement Matters. In the 
event that the times or dates of this or any future meetings change, an 
announcement of the change, along with the new time and place of the  meeting<br/> [[Page 13029]]<br/>
will be posted on the Commission's Web site at <a href="http://www.cftc.gov">http://www.cftc.gov</a>.
Contact Person for More Information:  Melissa D. Jurgens, 2024185516. Natise Stowe,<br/> Executive Assistant.<br/> [FR Doc. 201304563 Filed 22213; 4:15 pm]<br/>
BILLING CODE 635101P
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  <guid>http://thefederalregister.com/d.p/2013-02-26-2013-04563</guid>
  <pubDate>Tue, Feb 26 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-02-26-2013-04567</link>
  <description><![CDATA[ Time and Date:  10:00 a.m., Friday, March 22, 2013.<br/>
Place:  1155 21st St. NW., Washington, DC, 9th Floor Commission  Conference Room.<br/> Status:  Closed.<br/>
Matters to be Considered: Surveillance and Enforcement Matters. In the 
event that the times or dates of this or any future meetings change, an 
announcement of the change, along with the new time and place of the 
meeting will be posted on the Commission's Web site at <a href="http://www.cftc.gov">http://www.cftc.gov</a>.
Contact Person for More Information:  Melissa D. Jurgens, 2024185516. Natise Stowe,<br/> Executive Assistant.<br/> [FR Doc. 201304567 Filed 22213; 4:15 pm]<br/>
BILLING CODE 635101P
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  <guid>http://thefederalregister.com/d.p/2013-02-26-2013-04567</guid>
  <pubDate>Tue, Feb 26 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-02-26-2013-04565</link>
  <description><![CDATA[ Time and Date:  10:00 a.m., Friday, March 8, 2013.<br/>
Place:  1155 21st St. NW., Washington, DC, 9th Floor Commission  Conference Room.<br/> Status:  Closed.<br/>
Matters to be Considered: Surveillance and Enforcement Matters. In the 
event that the times or dates of this or any future meetings change, an 
announcement of the change, along with the new time and place of the 
meeting will be posted on the Commission's Web site at <a href="http://www.cftc.gov">http://www.cftc.gov</a>.
Contact Person for More Information: Melissa D. Jurgens, 2024185516. Natise Stowe,<br/> Executive Assistant.<br/> [FR Doc. 201304565 Filed 22213; 4:15 pm]<br/>
BILLING CODE 635101P
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  <guid>http://thefederalregister.com/d.p/2013-02-26-2013-04565</guid>
  <pubDate>Tue, Feb 26 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-02-26-2013-04568</link>
  <description><![CDATA[ Time and Date:  10:00 a.m., Friday, March 29, 2013.<br/>
Place:  1155 21st St. NW., Washington, DC, 9th Floor Commission  Conference Room.<br/> Status:  Closed.<br/>
Matters to be Considered: Surveillance and Enforcement Matters. In the 
event that the times or dates of this or any future meetings change, an 
announcement of the change, along with the new time and place of the 
meeting will be posted on the Commission's Web site at <a href="http://www.cftc.gov">http://www.cftc.gov</a>.
Contact Person for More Information:  Melissa D. Jurgens, 2024185516. Natise Stowe,<br/> Executive Assistant.<br/> [FR Doc. 201304568 Filed 22213; 4:15 pm]<br/>
BILLING CODE 635101P
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]]></description>
  <guid>http://thefederalregister.com/d.p/2013-02-26-2013-04568</guid>
  <pubDate>Tue, Feb 26 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-02-26-2013-04252</link>
  <description><![CDATA[ The Commodity Futures Trading Commission (``Commission'') is 
amending its Rules of Practice, Rules Relating to Reparation 
Proceedings, and its Rules Relating to Review of National Futures 
Association (``NFA'') Decisions in Disciplinary, Membership Denial, 
Registration and Membership Responsibility Actions, to simplify and 
clarify service, filing and formatting requirements, particularly those 
requirements applicable to electronic service and filing. The 
Commission is also amending its Rules Relating to Reparations 
Proceedings to clarify the authority of its Judgment Officers.
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]]></description>
  <guid>http://thefederalregister.com/d.p/2013-02-26-2013-04252</guid>
  <pubDate>Tue, Feb 26 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-02-20-2013-03792</link>
  <description><![CDATA[ In compliance with the Paperwork Reduction Act, this Notice 
announces that the Information Collection Request (``ICR'') abstracted 
below has been forwarded to the Office of Management and Budget 
(``OMB'') for review and comment. The ICR describes the nature of the 
information collection and its expected costs and burden.
<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2013-02-20-2013-03792</guid>
  <pubDate>Wed, Feb 20 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-30-2013-02096</link>
  <description><![CDATA[<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2013-01-30-2013-02096</guid>
  <pubDate>Wed, Jan 30 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-29-2013-01724</link>
  <description><![CDATA[ In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 
et seq.), this notice announces that the Information Collection Request 
(ICR) abstracted below has been forwarded to the Office of Management 
and Budget (OMB) for review and comment. The ICR describes the nature 
of the information collection and its expected costs and burden; it 
includes the actual data collection instruments if any.
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  <guid>http://thefederalregister.com/d.p/2013-01-29-2013-01724</guid>
  <pubDate>Tue, Jan 29 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-28-2013-01758</link>
  <description><![CDATA[<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2013-01-28-2013-01758</guid>
  <pubDate>Mon, Jan 28 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[Agency Information Collection Activities; Proposals, Submissions, and]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-28-2013-01607</link>
  <description><![CDATA[ The Commodity Futures Trading Commission (``Commission'' or 
``CFTC'') is announcing an opportunity for public comment on a proposed 
collection of certain information by the Commission's Office of 
Consumer Outreach (``OCO''). Under the Paperwork Reduction Act 
(``PRA''), 44 U.S.C. 3501 et seq., Federal agencies are required to 
publish notice in the Federal Register concerning each proposed 
collection of information and to allow 60 days for public comment. The 
Commission is soliciting comments for a proposed generic information 
collection that will help the CFTC satisfy responsibilities under the 
DoddFrank Wall Street Reform and Consumer Protection Act, Public Law 
11123 (``DoddFrank Act''), found in Section 748 of the DoddFrank 
Act. The proposed generic information collection will provide the OCO a 
means to gather qualitative consumer and stakeholder feedback in an 
efficient, timely manner to facilitate service delivery.
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  <guid>http://thefederalregister.com/d.p/2013-01-28-2013-01607</guid>
  <pubDate>Mon, Jan 28 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-25-2013-01734</link>
  <description><![CDATA[<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2013-01-25-2013-01734</guid>
  <pubDate>Fri, Jan 25 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-25-2013-01731</link>
  <description><![CDATA[<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2013-01-25-2013-01731</guid>
  <pubDate>Fri, Jan 25 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-25-2013-01730</link>
  <description><![CDATA[<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2013-01-25-2013-01730</guid>
  <pubDate>Fri, Jan 25 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-18-2013-00820</link>
  <description><![CDATA[ On November 14, 2012, the Commodity Futures Trading Commission 
(``Commission'') published in the Federal Register a notice of proposed 
rulemaking (the ``Customer Protection Proposal'') \1\ to adopt new 
regulations and amend existing regulations to require enhanced customer 
protections, risk management programs, internal monitoring and 
controls, capital and liquidity standards, customer disclosures, and 
auditing and examination programs for futures commission merchants 
(``FCMs''). The Customer Protection Proposal also addressed certain 
related issues concerning derivatives clearing organizations (``DCOs'') 
and chief compliance officers (``CCOs''). In order to provide 
interested parties with an additional opportunity to comment on the 
Customer Protection Proposal, the Commission is extending the comment  period for the Customer Protection Proposal.<br/>
    \1\ See Enhancing Protections Afforded Customers and Customer 
Funds Held by Futures Commission Merchants and Derivatives Clearing 
Organizations, 77<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2013-01-18-2013-00820</guid>
  <pubDate>Fri, Jan 18 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[Agency Information Collection Activities; Proposals, Submissions, and]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-16-2013-00802</link>
  <description><![CDATA[ In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 
et seq.), this notice announces that the Information Collection Request 
(ICR) abstracted below has been forwarded to the Office of Management 
and Budget (OMB) for review and comment. The ICR describes the nature 
of the information collection and its expected costs and burden.
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  <guid>http://thefederalregister.com/d.p/2013-01-16-2013-00802</guid>
  <pubDate>Wed, Jan 16 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-15-2013-00787</link>
  <description><![CDATA[<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2013-01-15-2013-00787</guid>
  <pubDate>Tue, Jan 15 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-14-2013-00521</link>
  <description><![CDATA[ In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 
et seq.), this notice announces that the Information Collection Request 
(ICR) abstracted below has been forwarded to the Office of Management 
and Budget (OMB) for review and comment. The ICR describes the nature 
of the information collection and its expected costs and burden.
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  <guid>http://thefederalregister.com/d.p/2013-01-14-2013-00521</guid>
  <pubDate>Mon, Jan 14 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-08-2012-31721</link>
  <description><![CDATA[ The Commodity Futures Trading Commission (``CFTC'' or 
``Commission'') is amending its regulations delegating authority to the 
Commission's Office of General Counsel, so that all delegations thereto 
will be to the General Counsel, with authority to subdelegate to any 
Commission employee under the supervision of the General Counsel.
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]]></description>
  <guid>http://thefederalregister.com/d.p/2013-01-08-2012-31721</guid>
  <pubDate>Tue, Jan 8 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-07-2012-31734</link>
  <description><![CDATA[ On July 12, 2012, the Commodity Futures Trading Commission 
(``Commission'' or ``CFTC'') published for public comment, pursuant to 
section 4(c) of the Commodity Exchange Act (``CEA''), a proposed order 
(``Proposed Order'') that would grant market participants temporary 
conditional relief from certain provisions of the CEA, as amended by 
Title VII of the DoddFrank Wall Street Reform and Consumer Protection 
Act (``DoddFrank Act'' or ``DoddFrank''), and the Commission also 
published its proposed interpretive guidance and policy statement 
(``Proposed Guidance'') regarding the crossborder application of the 
swap provisions of the CEA as added by Title VII of the DoddFrank Act. 
The Commission is proposing further guidance on certain specific 
aspects of the Proposed Guidance (``Further Proposed Guidance''). The 
Commission has separately determined to finalize the Proposed Order.
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  <guid>http://thefederalregister.com/d.p/2013-01-07-2012-31734</guid>
  <pubDate>Mon, Jan 7 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-07-2012-31736</link>
  <description><![CDATA[ On July 12, 2012, the Commodity Futures Trading Commission 
(``Commission'' or ``CFTC'') published for public comment, pursuant to 
section 4(c) of the Commodity Exchange Act (``CEA''), a proposed order  (``Proposed Order'') that<br/> [[Page 859]]<br/>
would grant market participants temporary conditional relief from 
certain provisions of the CEA, as amended by Title VII of the Dodd
Frank Wall Street Reform and Consumer Protection Act (``DoddFrank 
Act'' or ``DoddFrank''), and the Commission also published its 
proposed interpretive guidance and policy statement (``Proposed 
Guidance'') regarding the crossborder application of the swap 
provisions of the CEA as added by Title VII of the DoddFrank Act. The 
Commission has determined to finalize the Proposed Order, with certain 
modifications and clarifications to address public comments. Under this 
final order (``Final Order''), a nonU.S. person that registers as a 
swap dealer (``SD'') or major swap participant (``MSP'') may delay 
compliance with certain entityleve<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2013-01-07-2012-31736</guid>
  <pubDate>Mon, Jan 7 2013 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[Business Conduct and Documentation Requirements:]]></title>
  <link>http://thefederalregister.com/d.p/2013-01-02-2012-30885</link>
  <description><![CDATA[ The Commodity Futures Trading Commission (``Commission'') is 
changing the compliance dates for certain rules in the Commission's 
regulations governing business conduct standards for swap dealers 
(``SDs'') and major swap participants (``MSPs''), and certain rules 
requiring SDs and MSPs to engage in portfolio reconciliation and to 
have certain documentation with their swap counterparties. The 
Commission is extending the compliance date for certain rules by four 
months, and up to six months for others. The extended compliance dates 
are intended to provide SDs and MSPs with additional time to achieve 
compliance with certain regulations.
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  <guid>http://thefederalregister.com/d.p/2013-01-02-2012-30885</guid>
  <pubDate>Wed, Jan 2 2013 11:00:00 GMT</pubDate>
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