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    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/agency/Securities_and_Exchange_Commission/2001-10-10/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Wed, May 22 2013 11:00:00 GMT</pubDate>
    <lastBuildDate>Wed, May 22 2013 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[  Self-Regulatory Organizations; Notice of Filing of Proposed Rules  Change by the Chicago Stock Exchange, Inc., To]]></title>
  <link>http://thefederalregister.com/d.p/2001-10-10-01-25381</link>
  <description><![CDATA[ October 2, 2001.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on April 23, 2001, the Chicago Stock Exchange, Inc. (``CHX'' or 
``Exchange'') <strong>filed</strong> with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items, I, II, 
and III below, which Items have been prepared by the Exchange. The 
Commission is publishing this notice to solicit comments on the  proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of  Substance of the Proposed Rule Change</p><p>    The Exchange proposes to amend CHX Article XII, Rule 9(h) (Minor 
Rule Violations) to include CHX Article XX, Rule 43(d) (Training in 
Nasdaq/NM Securities/Manual Executions) into the Exchange's Minor Rule 
Violation Plan (``Plan''). The text of the proposed rule change is 
below. Proposed additions are i<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2001-10-10-01-25381</guid>
  <pubDate>Wed, Oct 10 2001 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Emerging Markets Clearing  Corporation; Notice of Proposed Rule Change Relating to]]></title>
  <link>http://thefederalregister.com/d.p/2001-10-10-01-25380</link>
  <description><![CDATA[ October 2, 2001.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act 
(``Act''),\1\ notice is hereby given that on August 22, 2001, the 
Emerging Markets Clearing Corporation (``EMCC'') <strong>filed</strong> with the 
Securities and Exchange Commission (``Commission'') the proposed rule 
change as described in Items I, II, and III below, which Items have 
been prepared by EMCC. The Commission is publishing this notice to 
solicit comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>
I. SelfRegulatory Organization's Statement of the Terms of  Substance of the Proposed Rule Change</p><p>    The proposed rule change involves the initial arrangements for the 
integration of EMCC with The Depository Trust & Clearing Corporation  (``DTCC'').\2\<br/>
    \2\ DTCC is a holding company for The Depository Trust Company 
and the National Securities Clearing Corporation, which are  registered clearing agencies.<br/>
II. SelfRegulatory Organization's Statement of the Purpose of, and 
Sta<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2001-10-10-01-25380</guid>
  <pubDate>Wed, Oct 10 2001 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Government Securities Clearing  Corporation; Notice of Proposed Rule Change Relating to]]></title>
  <link>http://thefederalregister.com/d.p/2001-10-10-01-25383</link>
  <description><![CDATA[ October 2, 2001.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act 
(``Act''),\1\ notice is hereby given that on August 22, 2001, the 
Government Securities Clearing Corporation (``GSCC'') <strong>filed</strong> with the 
Securities and Exchange Commission (``Commission'') the proposed rule 
change as described in Items I, II, and III below, which Items have 
been prepared by GSCC. The Commission is publishing this notice to 
solicit comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>
I. SelfRegulatory Organization's Statement of the Terms of  Substance of the Proposed Rule Change</p><p>    The proposed rule change involves the initial arrangements for the 
integration of GSCC with The Depository Trust & Clearing Corporation  (``DTCC'').\2\<br/>
    \2\ DTCC is a holding company for The Depository Trust Company 
and the National Securities Clearing Corporation, which are  registered clearing agencies.<br/>
II. SelfRegulatory Organization's Statement of the Purpose of, and<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2001-10-10-01-25383</guid>
  <pubDate>Wed, Oct 10 2001 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; MBS Clearing Corporation; Notice  of Filing of Proposed Rule Change Relating to]]></title>
  <link>http://thefederalregister.com/d.p/2001-10-10-01-25382</link>
  <description><![CDATA[ September 24, 2001.</p><p>    Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (``Act''), notice is hereby given that on August 22, 2001, the MBS 
Clearing Corporation (``MBSCC'') <strong>filed</strong> with the Securities and Exchange 
Commission (``Commission'') a proposed rule change as described in 
Items I, II, and III below, which Items have been prepared primarily by 
MBSCC. The Commission is publishing this notice to solicit comments on  the proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>
I. SelfRegulatory Organization's Statement of the Terms of  Substance of the Proposed Rule Change</p><p>    The proposed rule change involves the initial arrangements for the 
integration of MBSCC with The Depository Trust & Clearing Corporation  (``DTCC'').\2\<br/>
    \2\ DTCC is a holding company for The Depository Trust Company 
and the National Securities Clearing Corporation, which are  registered clearing agencies.<br/>
II. SelfRegulatory Organization's Statement of the Purpose of<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2001-10-10-01-25382</guid>
  <pubDate>Wed, Oct 10 2001 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[  Self-Regulatory Organizations; Notice of Filing of a Proposed  Rule Change by the National Association of Securities]]></title>
  <link>http://thefederalregister.com/d.p/2001-10-10-01-25379</link>
  <description><![CDATA[ October 2, 2001</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on September 28, 2001, the National Association of Securities Dealers, 
Inc. (``NASD'') through its subsidiary, the Nasdaq Stock Market, Inc. 
(``Nasdaq'') <strong>filed</strong> with the Securities and Exchange Commission (``SEC'' 
or ``Commission'') the proposed rule change as described in Items I, 
II, and III below, which Items have been prepared by Nasdaq. On October 
2, 2001, Nasdaq <strong>filed</strong> Amendment No. 1 with the Commission.\3\ The  Commission is<br/> [[Page 51704]]<br/>
publishing this notice to solicit comments on the proposed rule change,  as amended, from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ See Letter from John M. Yetter, Assistant General Counsel, 
Office of General Counsel, Nasdaq, to Katherine A. England, 
Assistant Director, Division of Market Regulation (``Division''), 
Commission (O<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2001-10-10-01-25379</guid>
  <pubDate>Wed, Oct 10 2001 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self Regulatory Organizations; Notice of Filing and Immediate  Effectiveness of Proposed Rule Change by the National]]></title>
  <link>http://thefederalregister.com/d.p/2001-10-10-01-25384</link>
  <description><![CDATA[ October 2, 2001.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on September 28, 2001, the National Association of Securities Dealers, 
Inc. (``NASD'') through its subsidiary, The Nasdaq Stock Market, Inc. 
(``Nasdaq'') <strong>filed</strong> with the Securities and Exchange Commission (``SEC'' 
or ``Commission'') the proposed rule change as described in Items I, 
II, and III below, which Items have been prepared by Nasdaq. On October 
2, 2001, Nasdaq <strong>filed</strong> Amendment No. 1 with the Commission.\3\ The 
Commission is publishing this notice to solicit comments on the  proposed rule change, as amended, from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ See Letter from John M. Yetter, Assistant General Counsel, 
Office of General Counsel, Nasdaq, to Katherine A. England, 
Assistant Director, Division of Market Regulation (``Division''), 
Commission (October 2, 2001<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2001-10-10-01-25384</guid>
  <pubDate>Wed, Oct 10 2001 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Notice of Filing and Immediate  Effectiveness of Proposed Rule Change by the National]]></title>
  <link>http://thefederalregister.com/d.p/2001-10-10-01-25386</link>
  <description><![CDATA[ October 2, 2001.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'' or ``Exchange Act''), \1\ and Rule 19b4 thereunder, \2\ 
(``NASD''), through its wholly owned subsidiary, NASD Dispute 
Resolution, Inc. notice is hereby given that on September 28, 2001, the 
National Association of Securities Dealers, Inc. (``NASD'') through its 
wholly owned subsidiary, NASD Dispute Resolution, Inc. (``NASD Dispute 
Resolution'') <strong>filed</strong> with the Securities and Exchange Commission 
(``SEC'' or ``Commission'') the proposed rule change as described in 
Items I, II, and III below, which Items have been prepared by NASD 
Dispute Resolution. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of  Substance of the Proposed Rule Change</p><p>    NASD Dispute Resolution proposes to amend Rule 10333 of the NASD 
Code of A<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2001-10-10-01-25386</guid>
  <pubDate>Wed, Oct 10 2001 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[  Self-Regulatory Organizations; Notice of Filing and Order  Granting Accelerated Approval of a Proposed Rule Change by]]></title>
  <link>http://thefederalregister.com/d.p/2001-10-10-01-25385</link>
  <description><![CDATA[ September 28, 2001.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on September 27, 2001, the New York Stock Exchange, Inc. (``Exchange'' 
or ``NYSE'') <strong>filed</strong> with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been prepared by the Exchange. The 
Commission is publishing this notice to solicit comments on the 
proposed rule change from interested persons and to approve the  proposal on an accelerated basis.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of  Substance of the Proposed Rule Change</p><p>    The NYSE proposes to adopt interpretations of certain rules of the 
Exchange's Listed Company Manual (``Manual'') to accommodate the 
trading of ordinary shares of Deutsche Bank Aktiengesell shaft 
(``Deutsche Bank'').\3\ These interpretations pertain<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2001-10-10-01-25385</guid>
  <pubDate>Wed, Oct 10 2001 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Issuer Delisting; Notice of Application To Withdraw From Listing  and Registration on the American Stock Exchange LLC]]></title>
  <link>http://thefederalregister.com/d.p/2001-10-10-01-25378</link>
  <description><![CDATA[ October 3, 2001.</p><p>    Media General, Inc., a Virginia Corporation (``Issuer''), has <strong>filed</strong> 
an application with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 12(d) of the Securities Exchange 
Act of 1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw 
its Class A Common Stock, $5.00 par value (``Security''), from listing 
and registration on the American Stock Exchange LLC (``Amex'').     \1\ 15 U.S.C. 78l(d).</p>
<h3>    \2\ 17 CFR 240.12d22(d).</h3>
<p>    The Issuer stated in its application that it has met the 
requirements of Amex Rule 18 by complying with all applicable laws in 
effect in the Commonwealth of Virginia, in which it is incorporated, 
and with the Amex's rules governing an issuer's voluntary withdrawal of 
a security from listing and registration. The Issuer's application 
relates solely to the Security's withdrawal from listing on the Amex 
and registration under Section 12(b) of the Act \3\ and shall not 
affect its obligation to be registered u<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2001-10-10-01-25378</guid>
  <pubDate>Wed, Oct 10 2001 11:00:00 GMT</pubDate>
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