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    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/agency/Securities_and_Exchange_Commission/2004-01-21/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Wed, May 22 2013 11:00:00 GMT</pubDate>
    <lastBuildDate>Wed, May 22 2013 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[
Self-Regulatory Organizations; Notice of Filing and Immediate  Effectiveness of Proposed Rule Change and Amendment Nos.]]></title>
  <link>http://thefederalregister.com/d.p/2004-01-21-04-1162</link>
  <description><![CDATA[ January 12, 2004.</p><p>    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 25, 2003, the National Association of Securities Dealers, 
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. 
(``Nasdaq''), filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been prepared by Nasdaq. On December 
18, 2003, December 23, 2003, December 29, 2003, and January 9, 2004, 
Nasdaq submitted Amendment Nos. 1, 2, 3, and 4, respectively, to the 
proposed rule change.\3\ Nasdaq has filed the proposed rule change as a 
``noncontroversial'' rule change under Rule 19b4(f)(6) under the 
Act,\4\ which renders the proposal effective upon filing with the 
Commission. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>
    \2\ <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2004-01-21-04-1162</guid>
  <pubDate>Wed, Jan 21 2004 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Notice of Filing and Immediate  Effectiveness of Proposed Rule Change and Amendment No.]]></title>
  <link>http://thefederalregister.com/d.p/2004-01-21-04-1212</link>
  <description><![CDATA[ January 13, 2004.</p><p>    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 18, 2003, the New York Stock Exchange, Inc. (``NYSE'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been prepared by the Exchange. On 
January 6, 2004, the Exchange submitted Amendment No. 1 to the proposed 
rule change.\3\ The Commission is publishing this notice to solicit 
comments on the proposed rule change, as amended, from interested  persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ See email from Karen Lorentz, Director of Intermarket 
Relations, NYSE, to Katherine England, Assistant Director, Division 
of Market Regulation, Commission, dated January 6, 2004 (``Amendment 
No. 1''). In Amendment No. 1, the NYSE clarified that the proposed 
interpretation will be added as rule text im<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2004-01-21-04-1212</guid>
  <pubDate>Wed, Jan 21 2004 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Pacific Exchange, Inc.; Order  Approving Proposed Rule Change and Amendments No. 1 and 2]]></title>
  <link>http://thefederalregister.com/d.p/2004-01-21-C3-30838</link>
  <description><![CDATA[ December 4, 2003.</p>
<h3>Correction</h3>
<p>    In notice document 0330838 beginning on page 69748 in the issue of  Monday, December 15, 2003, make the following correction:</p><p>    On page 69753, in the first column, under the heading ``IV. 
Solicitation of Comments'', in the last two lines, ``[insert date 21 
days from date of publication]'' should read ``January 5, 2004''. [FR Doc. C330838 Filed 12004; 8:45 am]<br/>
BILLING CODE 150501D
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  <guid>http://thefederalregister.com/d.p/2004-01-21-C3-30838</guid>
  <pubDate>Wed, Jan 21 2004 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Notice of Filing of a Proposed  Rule Change by the Philadelphia Stock Exchange, Inc. To]]></title>
  <link>http://thefederalregister.com/d.p/2004-01-21-04-1213</link>
  <description><![CDATA[ January 14, 2004.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on December 4, 2003, the Philadelphia Stock Exchange, Inc. (``Phlx'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III, below, which Items have been prepared by the Phlx. The 
Commission is publishing this notice to solicit comments on the  proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Phlx proposes to amend Phlx Rule 1101A (``Terms of Option 
Contracts'') to provide that strike price intervals for index options 
\3\ shall be $2.50 for the three consecutive nearterm months, $5 for 
the fourth month, and $10 for the fifth month. The text of the proposed 
rule change is available at the Office of<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2004-01-21-04-1213</guid>
  <pubDate>Wed, Jan 21 2004 11:00:00 GMT</pubDate>
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