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    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/agency/Securities_and_Exchange_Commission/2007-09-24/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Sun, May 19 2013 11:00:00 GMT</pubDate>
    <lastBuildDate>Sun, May 19 2013 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[
Self-Regulatory Organizations; American Stock Exchange, LLC;  Order Approving a Proposed Rule Change To Establish a New]]></title>
  <link>http://thefederalregister.com/d.p/2007-09-24-E7-18727</link>
  <description><![CDATA[ September 17, 2007.</p>
<h3>I. Introduction</h3>
<p>    On August 8, 2007, the American Stock Exchange, LLC. (``Amex'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a 
proposal to create a new class of offfloor market makers, called 
``Designated Amex Remote Traders'' or ``DARTs,'' in all ETF and equity
traded securities that trade on the Exchange. The proposed rule change 
was published for comment in the Federal Register on August 16, 
2007.\3\ The Commission received no comments regarding the proposal.  This order approves the proposed rule change.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ Securities Exchange Act Release No. 56236 (August 9, 2007),  72 FR 46113.</p>
<h3>II. Description</h3>
<p>    The Exchange proposes to adopt changes to its rules to create a new 
class of offfloor market makers in all ETF and equitytraded 
securities that trade on the Exchange, inc<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-09-24-E7-18727</guid>
  <pubDate>Mon, Sep 24 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Chicago Board Options Exchange,  Incorporated; Notice of Filing and Immediate]]></title>
  <link>http://thefederalregister.com/d.p/2007-09-24-E7-18728</link>
  <description><![CDATA[ September 17, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on September 11, 2007, the Chicago Board Options Exchange, Incorporated 
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange 
Commission (``Commission'') the proposed rule change as described in 
Items I, II, and III below, which Items have been substantially 
prepared by the Exchange. The Exchange has designated the proposed rule 
change as constituting a stated policy, practice or interpretation with 
respect to the meaning, administration or enforcement of an existing 
rule under Section 19(b)(3)(A)(i) of the Act,\3\ and Rule 19b4(f)(1) 
thereunder,\4\ which renders the proposal effective upon filing of this 
proposal with the Commission. The Commission is publishing this notice 
to solicit comments on the proposed rule change from interested  persons.<br/>     \1\1 15 U.S.C. 78s(b)(1).<br/>     \2\2 17 CFR 240.19b4.<br/>
    \3\3 15 U.S.C. 78s(<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-09-24-E7-18728</guid>
  <pubDate>Mon, Sep 24 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Chicago Board Options Exchange,  Incorporated; Notice of Filing of a Proposed Rule]]></title>
  <link>http://thefederalregister.com/d.p/2007-09-24-E7-18729</link>
  <description><![CDATA[ September 17, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on July 11, 2007, the Chicago Board Options Exchange, Incorporated 
(``Exchange'' or ``CBOE'') filed with the Securities and Exchange 
Commission (the ``Commission'') the proposed rule change as described 
in Items I, II, and III below, which Items have been prepared by the 
Exchange. On August 20, 2007, CBOE filed Amendment No. 1 to the 
proposed rule change. The Commission is publishing this notice to 
solicit comments on the proposed rule change, as amended, from  interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    CBOE proposes rules that would permit the Exchange to: (i) List and 
trade CBOE Dow Jones Industrial Average Volatility Index (``VXD'') 
options and Nasdaq100 Volatility Index (``VXN'') options in $1 strike 
pr<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-09-24-E7-18729</guid>
  <pubDate>Mon, Sep 24 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Chicago Board Options Exchange,  Incorporated; Notice of Filing and Immediate]]></title>
  <link>http://thefederalregister.com/d.p/2007-09-24-E7-18730</link>
  <description><![CDATA[ September 18, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on September 10, 2007, the Chicago Board Options Exchange, Incorporated 
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange 
Commission (``Commission'') the proposed rule change as described in 
Items I, II, and III below, which Items have been substantially 
prepared by the CBOE. The Exchange has designated this proposal as one 
constituting a stated policy, practice, or interpretation with respect 
to the meaning, administration, or enforcement of an existing rule 
under Section 19(b)(3)(A)(i) of the Act \3\ and Rule 19b4(f)(1) 
thereunder,\4\ which renders the proposal effective upon filing with 
the Commission. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(i).<br/>
    \4\ 17 CFR 2<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-09-24-E7-18730</guid>
  <pubDate>Mon, Sep 24 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2007-09-24-E7-18766</link>
  <description><![CDATA[ September 18, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on August 30, 2007, the New York Stock Exchange LLC (``Exchange'' or 
``NYSE'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been substantially prepared by the 
Exchange. The Exchange has designated this proposal as one establishing 
or changing a due, fee, or other charge applicable only to a member 
imposed by the Exchange under Section 19(b)(3)(A)(ii) of the Act \3\ 
and Rule 19b4(f)(2) thereunder,\4\ which renders the proposal 
effective upon filing with the Commission. The Commission is publishing 
this notice to solicit comments on the proposed rule change from  interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(ii) .<br/>     \4\ 17 CFR 240.19b4(f)(2).<br/>
I. SelfRegulatory Organization'<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-09-24-E7-18766</guid>
  <pubDate>Mon, Sep 24 2007 11:00:00 GMT</pubDate>
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