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<rss version="2.0">
  <channel>
    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/agency/Securities_and_Exchange_Commission/2007-12-06/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Sat, Oct 11 2008 11:00:00 GMT</pubDate>
    <lastBuildDate>Sat, Oct 11 2008 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[
Submission for OMB Review; Comment Request ]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23607</link>
  <description><![CDATA[
Upon Written Request, Copies Available From: U.S. Securities and 
Exchange Commission, Office of Investor Education and Advocacy,  Washington, DC 205490213.</p>
<h3>Extension:</h3>
<p>    NAR Exemptive Request; OMB Control No. 3235XXXX; SEC File No.  270573.</p><p>    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for preapproval of an exemptive request 
by the National Association of Realtors[reg] (``NAR'') pursuant to the 
Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (``Exchange  Act'').</p>
<h3>Background</h3>
<p>    NAR has requested an exemption pursuant to Sections 15(a)(2) and 
36(a) of the Exchange Act from the brokerdealer registration 
requirements of Section 15(a)(1) and the reporting and other 
requirements of the Exchange Act (other than Sections 15(b)(4) and 
15(b)(6)), and the rules and regulations thereunder, that apply to a 
broker or<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23607</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Proposed Collection; Comment Request ]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23609</link>
  <description><![CDATA[
Upon written request, copies available from: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC  205490213.</p>
<h3>Extension:</h3>
<p>    Rule 425; OMB Control No. 32350521; SEC File No. 270462.
</p><p>    Notice is hereby given, that pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and  Budget for approval.</p><p>    Rule 425 (17 CFR 230.425) under the Securities Act of 1933 (15 
U.S.C. 77a et seq.) requires the filing of certain prospectuses and 
communications under Rule 135 (17 CFR 230.135) and Rule 165 (17 CFR 
230.165) in connection with business combination transactions. The 
purpose of the rule is to permit more oral and written communications 
with shareholders about tender offers, mergers and other business 
combination transacti<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23609</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Submission for OMB Review; Comment Request ]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23641</link>
  <description><![CDATA[
Upon written request, copies available from: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC  205490213.</p>
<h3>Extension:</h3>
<p>    Regulation C; OMB Control No. 32350074; SEC File No. 27068.
</p><p>    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 U.S.C. 3501 et seq.) the Securities and Exchange Commission 
(``Commission'') has submitted to the Office of Management and Budget 
the request for extension of the previously approved collection of  information discussed below.</p><p>    Regulation C (17 CFR 230.400 through 230.498) provides standard 
instructions to guide persons when filing registration statements under 
the Securities Act of 1933 (15 U.S.C. 77a et seq.). The information 
collected is intended to ensure the adequacy of information available 
to investors in the registration of securities. The information 
provided is mandatory. Regulation C is assigned one burden hour for 
administrative convenience because it does not directly impose 
inform<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23641</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Notice of Applications for Deregistration Under Section 8(f) of  the Investment Company Act of 1940]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23613</link>
  <description><![CDATA[ November 30, 2007.</p><p>    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
November, 2007. A copy of each application may be obtained for a fee at 
the SEC's Public Reference Branch (tel. 2025515850). An order 
granting each application will be issued unless the SEC orders a 
hearing. Interested persons may request a hearing on any application by 
writing to the SEC's Secretary at the address below and serving the  relevant applicant with a copy of the request,<br/> [[Page 68905]]<br/>
personally or by mail. Hearing requests should be received by the SEC 
by 5:30 p.m. on December 26, 2007, and should be accompanied by proof 
of service on the applicant, in the form of an affidavit or, for 
lawyers, a certificate of service. Hearing requests should state the 
nature of the writer's interest, the reason for the request, and the 
issues contested. Persons who wish to be notified of a hearing may 
request notification by writing to the Se<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23613</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Unified Series Trust and Envestnet Asset Management, Inc.; Notice  of Application]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23722</link>
  <description><![CDATA[
Summary of the Application: Applicants request an order permitting them 
to enter into and materially amend subadvisory agreements without 
shareholder approval and granting relief from certain disclosure  requirements.<br/>
Applicants: Unified Series Trust (``Trust'') and Envestnet Asset  Management, Inc. (``Adviser'').<br/>
Filing Dates: The application was filed on November 14, 2007. 
Applicants have agreed to file an amendment during the notice period,  the substance of which is reflected in this notice.<br/>
Hearing or Notification of Hearing: An order granting the application 
will be issued unless the Commission orders a hearing. Interested 
persons may request a hearing by writing to the Commission's Secretary 
and serving applicants with a copy of the request, personally or by 
mail. Hearing requests should be received by the Commission by December 
26, 2007 and should be accompanied by proof of service on applicants, 
in the form of an affidavit or, for lawyers, a certificate of service. 
Hearing requests should <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23722</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Notice of Sunshine Act Meeting ]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23789</link>
  <description><![CDATA[ Federal Register Citation of Previous Announcement: <br/> Status: Closed Meeting.<br/> Place: 100 F Street, NW., Washington, DC.<br/>
Date and Time of Previously Announced Meeting: Thursday, December 6,  2007 at 2 p.m.</p>
<h3>Change In the Meeting: Deletion of an Item.</h3>
<p>    The following item will not be considered during the Closed Meeting  on Thursday, December 6, 2007:<br/> </p><p>    A matter involving enforcement techniques</p><p>    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact the Office of the Secretary at (202) 5515400. </p><p>    Dated: December 4, 2007.<br/> Nancy M. Morris,<br/> Secretary.<br/>  [FR Doc. E723789 Filed 12407; 12:58 pm]<br/>
BILLING CODE 801101P
<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23789</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; American Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23589</link>
  <description><![CDATA[ November 29, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 28, 2007, the American Stock Exchange LLC (``Exchange'' or 
``Amex'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been substantially prepared by the Exchange. 
The Exchange has designated this proposal as noncontroversial under 
Section 19(b)(3)(A)(iii) of the Act \3\ and Rule 19b4(f)(6) 
thereunder,\4\ which renders the proposed rule change effective upon 
filing with the Commission. The Commission is publishing this notice to 
solicit comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(iii).<br/>     \4\ 17 CFR 240.19b4(f)(6).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange pr<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23589</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; American Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of a Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23593</link>
  <description><![CDATA[ November 29, 2007.</p><p>    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 16, 2007, the American Stock Exchange LLC (``Amex'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been prepared substantially by the Amex. The 
Amex has submitted the proposed rule change under section 19(b)(3)(A) 
of the Act \3\ and Rule 19b4(f)(6) thereunder,\4\ which renders the 
proposal effective upon filing with the Commission. The Commission is 
publishing this notice to solicit comments on the proposed rule change  from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A).<br/>     \4\ 17 CFR 240.19b4(f)(6).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Amex proposes to adopt changes to Rules 24AEMI, ``L<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23593</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; American Stock Exchange LLC;  Notice of Filing of Proposed Rule Change and Amendment No.]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23640</link>
  <description><![CDATA[ November 28, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given 
that on August 20, 2007, the American Stock Exchange LLC (``Amex'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been substantially prepared by the 
Exchange. On November 27, 2007, the Exchange filed Amendment No. 1. The 
Commission is publishing this notice to solicit comments on the  proposed rule change, as amended, from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange proposes to list and trade notes, the performance of 
which is linked to the CBOE S&P 500 PutWrite Index (PUT<SUP>SM</SUP>) 
(the ``PUT Index'' or ``Index''). The text of the proposed rule change 
is available at the Exch<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23640</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Chicago Board Options Exchange,  Incorporated; Notice of Filing and Immediate]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23590</link>
  <description><![CDATA[ November 29, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 16, 2007, the Chicago Board Options Exchange, Incorporated 
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange 
Commission (``Commission'') the proposed rule change as described in 
Items I, II, and III below, which Items have been substantially 
prepared by the CBOE. The Commission is publishing this notice to 
solicit comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange proposes to waive all transaction fees in options on 
the MiniSPX (``XSP''). The text of the proposed rule change is 
available at the CBOE, on the Exchange's Web site at <A HREF="/i.p/outbound/http://www.cb<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23590</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Chicago Board Options Exchange,  Incorporated; Order Approving a Proposed Rule Change To]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23608</link>
  <description><![CDATA[ November 29, 2007.</p><p>    On September 17, 2007, the Chicago Board Options Exchange, 
Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and 
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of 
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 
thereunder,\2\ a proposed rule change to amend its minimum quote size 
requirements that are applicable to trading rotations conducted via the 
Hybrid Opening System (``HOSS''). The proposed rule change was 
published for comment in the Federal Register on October 25, 2007.\3\ 
The Commission received no comments on the proposal. This order  approves the proposed rule change.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ See Securities Exchange Act Release No. 56680 (October 19,  2007), 72 FR 60697 (``Notice'').</p><p>    Currently, CBOE Rule 8.7 generally requires that the initial size a 
market maker electronically quotes must be at least ten contracts 
(undecremented size) (the ``10up'' requirement).\4\ The Exc<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23608</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; The Depository Trust Company;  Notice of Filing of Proposed Rule Change To Amend the]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23591</link>
  <description><![CDATA[ November 29, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on April 30, 2007, The Depository Trust Company (``DTC'') filed with 
the Securities and Exchange Commission (``Commission'') the proposed 
rule change described in Items I, II, and III below, which items have 
been prepared primarily by DTC. The Commission is publishing this 
notice to solicit comments on the proposed rule change from interested  parties.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The proposed rule change seeks (1) to modify DTC's rules regarding 
hearing procedures afforded to Interested Persons \3\ and (2) where 
practicable or beneficial, to harmonize them with similar rules of 
DTC's affiliates, the National Securities Clearing Corporation [[Page 68921]]<br/>
(``NSCC'') and the Fixed Income Clearing Corporation (``FICC'<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23591</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Fixed Income Clearing Corporation;  Notice of Filing of Proposed Rule Change To Modify]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23592</link>
  <description><![CDATA[ November 29, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on April 30, 2007, the Fixed Income Clearing Corporation (``FICC'') 
filed with the Securities and Exchange Commission (``Commission'') and 
on July 24, 2007, amended \3\ the proposed rule change described in 
Items I, II, and III below, which items have been prepared primarily by 
FICC. The Commission is publishing this notice to solicit comments on  the proposed rule change from interested parties.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ The amendment corrected a typographical error in the  proposed rule text.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The proposed rule change seeks (1) to modify the rules of FICC's 
Government Securities Division (``GSD'') and MortgageBacked Securities 
Division (``MBSD'') (GSD and MBSD are collectively referred to as the 
``Divisi<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23592</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; International Securities Exchange,  LLC; Notice of Filing and Order Granting Accelerated]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23586</link>
  <description><![CDATA[ November 30, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 29, 2007, the International Securities Exchange, LLC 
(``ISE'' or ``Exchange'') filed with the Securities and Exchange 
Commission (``Commission'') the proposed rule change as described in 
Items I and II below, which Items have been substantially prepared by 
the Exchange. This order provides notice of the proposed rule change 
and approves the proposed rule change on an accelerated basis.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The ISE proposes to permit the initial and continued listing and 
trading on the Exchange of options on Index Multiple Exchange Traded 
Fund Shares (``Index Multiple ETFs'') and Index Inverse Exchange Traded 
Fund Shares (``Index Inverse ETFs''). The text of the proposed rule 
change is available<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23586</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; International Securities Exchange,  LLC; Notice of Filing and Order Granting Accelerated]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23611</link>
  <description><![CDATA[ November 29, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on October 25, 2007, the International Securities Exchange, LLC 
(``Exchange'' or ``ISE'') filed with the Securities and Exchange 
Commission (``Commission'') the proposed rule change as described in 
Items I and II below, which Items have been substantially prepared by 
the Exchange. On November 29, 2007, ISE filed Amendment No. 1 to the 
proposed rule change.\3\ This order provides notice of the proposed 
rule change and approves the proposal, as modified by Amendment No. 1,  on an accelerated basis.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ Amendment No. 1 supersedes and replaces the original filing  in its entirety.<br/> [[Page 68927]]<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange proposes to trade shares (``Shares'') of the 93 funds 
identified below (collecti<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23611</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; National Securities Clearing  Corporation; Notice of Filing of Proposed Rule Change To]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23594</link>
  <description><![CDATA[ November 29, 2007.</p><p>    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on April 30, 2007, the National Securities Clearing Corporation 
(``NSCC'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change described in Items I, II, and 
III below, which items have been prepared primarily by NSCC. The 
Commission is publishing this notice to solicit comments on the  proposed rule change from interested parties.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The proposed rule change seeks (1) to modify NSCC's rules regarding 
hearing procedures afforded to members and applicants for membership 
and (2) where practicable or beneficial, to harmonize them with similar 
rules of NSCC's affiliates, The Depository Trust Company (``DTC'') and 
the Fixed Income Clearing Corporation (``F<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23594</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23587</link>
  <description><![CDATA[ November 28, 2007.</p><p>    Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (``Act'') and Rule 19b4 thereunder,\2\ notice is hereby given 
that on November 16, 2007, the New York Stock Exchange LLC (``NYSE'' or 
the ``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been substantially prepared by the 
Exchange. The NYSE has designated the proposed rule change as one 
concerned solely with the administration of the Exchange pursuant to 
section 19(b)(3)(A)(iii) of the Act,\3\ and Rule 19b4(f)(3) 
thereunder,\4\ which renders the proposal effective upon filing with 
the Commission. On November 26, 2007, the Exchange submitted Amendment 
No. 1 to the proposed rule change. The Exchange withdrew Amendment No. 
1 on November 27, 2007. The Exchange submitted Amendment No. 2 to the 
proposed rule change on November 27, 2007.\5\ The Commission is 
publishing this notice to solicit <script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23587</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23599</link>
  <description><![CDATA[ November 30, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 14, 2007, the New York Stock Exchange LLC (``NYSE'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been substantially prepared by the NYSE. The 
Commission is publishing this notice to solicit comments on the  proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The NYSE proposes to reduce from $0.15 to $0.10 per trade the fee 
charged with respect to trades submitted to the OnLine Comparison 
System (``OCS'') for trade date comparison.\3\ At the same time, the 
Exchange will eliminate all OCS access fees. The text of the proposed 
rule change is available at the Exchange<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23599</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23651</link>
  <description><![CDATA[ November 28, 2007.</p><p>    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 14, 2007, the New York Stock Exchange LLC (``NYSE'' or 
``Exchange''), filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been substantially prepared by the 
NYSE. The Exchange has filed the proposal pursuant to section 
19(b)(3)(A) of the Act,\3\ and Rule 19b4(f)(5) thereunder,\4\ which 
renders the proposal effective upon filing with the Commission. The 
Commission is publishing this notice to solicit comments on the  proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A).<br/>     \4\ 17 CFR 240.19b4(f)(5).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange proposes to amend Exchange Rule 124 (OddL<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23651</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; The Options Clearing Corporation;  Notice of Filing and Order Granting Accelerated]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-06-E7-23610</link>
  <description><![CDATA[ November 28, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ notice is hereby given that on October 9, 2007, The 
Options Clearing Corporation (``OCC'') filed with the Securities and 
Exchange Commission (``Commission'') the proposed rule change described 
in Items I, II, and III below, which items have been prepared primarily 
by OCC. The Commission is publishing this notice and order to solicit 
comments from interested persons and to grant approval of the proposal.     \1\ 15 U.S.C. 78s(b)(1).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The proposed rule change would permit OCC to clear and settle 
delayed start options (``DSOs'') by the Chicago Board Options Exchange  (``CBOE'').<br/>
II. SelfRegulatory Organization's Statement of the Purpose of, and  Statutory Basis for, the Proposed Rule Change</p><p>    In its filing with the Commission, OCC included statements 
concerning the purpose of and basis for the propo<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2007-12-06-E7-23610</guid>
  <pubDate>Thu, Dec 6 2007 11:00:00 GMT</pubDate>
</item>
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