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    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/agency/Securities_and_Exchange_Commission/2007-12-17/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Sat, Oct 11 2008 11:00:00 GMT</pubDate>
    <lastBuildDate>Sat, Oct 11 2008 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[
Sunshine Act Meetings ]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-17-E7-24447</link>
  <description><![CDATA[
</p><p>    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94409, that the Securities and 
Exchange Commission will hold the following meetings during the week of  December 17, 2007:</p><p>    An Open Meeting will be held on Tuesday, December 18, 2007, at 
10 a.m., in Room L002, the Auditorium, and a Closed Meeting will be  held on Thursday, December 20, 2007 at 2 p.m.</p><p>    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters may also be  present.</p><p>    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B), and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the  scheduled matters at the Closed Meeting.</p><p>    Commissioner Nazareth, as duty officer, voted to consider the items 
listed<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-17-E7-24447</guid>
  <pubDate>Mon, Dec 17 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Chicago Board Options Exchange,  Incorporated; Notice of Filing and Immediate]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-17-E7-24310</link>
  <description><![CDATA[ December 10, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 71466]]<br/>
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 1, 2007, the Chicago Board Options Exchange, Incorporated 
(the ``CBOE'' or the ``Exchange'') filed with the Securities and 
Exchange Commission (``Commission'') the proposed rule change as 
described in Items I and II below, which Items have been substantially 
prepared by the CBOE. On November 30, 2007, CBOE filed Amendment No. 1 
to the proposed rule change. The CBOE has filed the proposed rule 
change as one establishing or changing a due, fee, or other charge 
imposed by the Exchange under Section 19(b)(3)(A)(ii) of the Act \3\ 
and Rule 19b4(f)(2) thereunder,\4\ which renders the proposal 
effective upon filing with the Commission. The Commission is publishing 
this notice, as amended, to solicit comments on the proposed rule  change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
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  <guid>http://thefederalregister.com/d.p/2007-12-17-E7-24310</guid>
  <pubDate>Mon, Dec 17 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Financial Industry Regulatory  Authority, Inc.; Notice of Filing and Order Granting]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-17-E7-24309</link>
  <description><![CDATA[ December 10, 2007.</p><p>    Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (``Act'') and Rule 19b4 thereunder,\2\ notice is hereby given 
that on November 9, 2007, the Financial Industry Regulatory Authority, 
Inc. (``FINRA'') (f/k/a National Association of Securities Dealers, 
Inc. (``NASD'')) filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been substantially prepared by FINRA. This 
order provides notice of the proposed rule change and approves the  proposed rule change on an accelerated basis.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    FINRA is proposing to amend FINRA's New York Stock Exchange LLC 
(``NYSE'') Rule 342.13 (Acceptability of Supervisors) \3\ to eliminate 
the requirement that the General Securities Principal Examination 
(``Series 24 Examination'') be passed a<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-17-E7-24309</guid>
  <pubDate>Mon, Dec 17 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; the Options Clearing Corporation;  Order Granting Approval of a Proposed Rule Change]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-17-E7-24307</link>
  <description><![CDATA[ December 7, 2007.</p>
<h3>I. Introduction</h3>
<p>    On May 22, 2006, The Options Clearing Corporation (``OCC'') filed 
with the Securities and Exchange Commission (``Commission'') proposed 
rule change SROCC200609 pursuant to Section 19(b)(1) of the 
Securities Exchange Act of 1934 (``Act'').\1\ Notice of the proposal 
was published in the Federal Register on April 27, 2007.\2\ No comment 
letters were received. For the reasons discussed below, the Commission  is granting approval of the proposed rule change.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>
    \2\ Securities Exchange Act Release No. 55653, (April 20, 2007),  72 FR 21062.</p>
<h3>II. Description</h3>
<p>    The proposed rule change will add new general choice of law and 
forum selection provisions to OCC's ByLaws. The purpose of the 
proposed rule change is to ensure there are appropriate choice of law 
and forum selection provisions governing all contractual relations 
between OCC and each of its clearing members. The proposed provisions 
should provide greater clarity, consistency, and pr<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-17-E7-24307</guid>
  <pubDate>Mon, Dec 17 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; The Options Clearing Corporation;  Notice of Filing and Immediate Effectiveness of a]]></title>
  <link>http://thefederalregister.com/d.p/2007-12-17-E7-24308</link>
  <description><![CDATA[ December 7, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ notice is hereby given that on May 24, 2007, The Options 
Clearing Corporation (``OCC'') filed with the Securities and Exchange 
Commission (``Commission'') the proposed rule change as described in 
Items I, II, and III below, which items have been prepared primarily by 
OCC. OCC filed the proposed rule change pursuant to Section 
19(b)(3)(A)(iii) of the Act\2\ and Rule 19b4(f)(4) \3\ thereunder so 
that the proposal was effective upon filing with the Commission. The 
Commission is publishing this notice to solicit comments on the  proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 15 U.S.C. 78q1(b)(3)(A)(iii).<br/>     \3\ 17 CFR 240.19b4(f)(4).<br/> [[Page 71465]]<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The proposed rule change would make minor technical changes to 
Sections 3 and 4 of Article XVI of OCC's ByLaws pertain<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-12-17-E7-24308</guid>
  <pubDate>Mon, Dec 17 2007 11:00:00 GMT</pubDate>
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