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    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/department/DEPARTMENT_OF_LABOR/2003-12-09/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Fri, Dec 5 2008 11:00:00 GMT</pubDate>
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  <title><![CDATA[  Electronic Registration Requirements for Investment Advisers To  Be Investment Managers Under Title I of ERISA]]></title>
  <link>http://thefederalregister.com/d.p/2003-12-09-03-30435</link>
  <description><![CDATA[ This document contains a proposed regulation relating to the 
definition of investment manager in section 3(38)(B) of Title I of the 
Employee Retirement Income Security Act of 1974 (ERISA). Under the 
proposed regulation, in lieu of filing a copy of their state 
registration forms with the Secretary of Labor, stateregistered 
investment advisers seeking to obtain or maintain investment manager 
status under Title I of ERISA would have to electronically register 
through the Investment Adviser Registration Depository (IARD) as an 
investment adviser with the state in which they maintain their 
principal office and place of business. The IARD is a centralized 
electronic filing system, established by the Securities and Exchange 
Commission (SEC) in conjunction with state securities authorities. The 
IARD enables investment advisers to satisfy SEC and state registration 
obligations through the use of the Internet, and current filing 
information in the IARD database is readily available to the Department 
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  <guid>http://thefederalregister.com/d.p/2003-12-09-03-30435</guid>
  <pubDate>Tue, Dec 9 2003 11:00:00 GMT</pubDate>
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