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    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/department/SECURITIES_AND_EXCHANGE_COMMISSION/2006-11-20/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Tue, Dec 2 2008 11:00:00 GMT</pubDate>
    <lastBuildDate>Tue, Dec 2 2008 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[
Submissions for OMB Review; Comment Request ]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-20-E6-19520</link>
  <description><![CDATA[
</p><p>    Upon written request, copies available from: Securities and 
Exchange Commission, Office of Filings and Information Services,  Washington, DC 20549.<br/>
Extensions: Schedule 14D1F, OMB Control No. 32350376, SEC File No. 
270338. Schedule 14D9F, OMB Control No. 32350382, SEC File No.  270339.</p><p>    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission 
(``Commission'') has submitted to the Office of Management and Budget 
these requests for extension of the previously approved collections of  information discussed below.</p><p>    Schedule 14D1F (17 CFR 240.14d102) may be used by any person 
making a cash tender or exchange offer for securities of any issuer 
incorporated or organized under the laws of Canada or any Canadian 
province or territory that is a foreign private issuer, where less than 
40% of the outstanding class of such issuer's securities that is the 
subject of the offer is held by U.S. holders. Schedule 14D1F is 
d<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-20-E6-19520</guid>
  <pubDate>Mon, Nov 20 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; American Stock Exchange LLC;  Notice of Filing of Proposed Rule Change Relating to the]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-20-E6-19512</link>
  <description><![CDATA[ November 9, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 9, 2006, the American Stock Exchange LLC (``Amex'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been substantially prepared by the 
Amex. The Commission is publishing this notice to solicit comments on  the proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange is proposing to adopt a six month pilot program (the 
``Penny Quoting Pilot Program'') to quote a limited number of options  classes in a minimum price variation (``MPV'') of $0.01.</p><p>    The text of the proposed rule change, including Exhibit 2 (a draft 
Regulatory Circular, which sets forth the li<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-20-E6-19512</guid>
  <pubDate>Mon, Nov 20 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Notice of Filing and Immediate  Effectiveness of Proposed Rule Change by the Chicago]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-20-E6-19518</link>
  <description><![CDATA[  November 9, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 8, 2006, the Chicago Board Options Exchange, Incorporated 
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange 
Commission (``Commission'') the proposed rule change as described in 
Items I, II, and III below, which Items have been prepared by the CBOE. 
The Exchange has designated this proposal as one constituting a stated 
policy, practice, or interpretation with respect to the meaning, 
administration, or enforcement of an existing rule under Section 
19(b)(3)(A)(i) of the Act,\3\ and Rule 19b4(f)(1) thereunder,\4\ which 
renders the proposal effective upon filing with the Commission. The 
Commission is publishing this notice to solicit comments on the  proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(i).<br/>     \4\ 17 CFR 240.19b4(f)(1).<br/>
I.<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-20-E6-19518</guid>
  <pubDate>Mon, Nov 20 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; National Association of Securities  Dealers, Inc.; Notice of Filing and Immediate]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-20-E6-19516</link>
  <description><![CDATA[ November 13, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 1, 2006, the National Association of Securities Dealers, 
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. 
(``Nasdaq''), filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been substantially prepared by Nasdaq.  Nasdaq filed the proposed rule change pursuant to Section <br/>
19(b)(3)(A)(ii) of the Act,\3\ and Rule 19b4(f)(2) thereunder,\4\ 
which renders the proposal effective upon filing with the Commission. 
The Commission is publishing this notice to solicit comments on the  proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(ii).<br/>     \4\ 17 CFR 240.19b4(f)(2).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance 
of th<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-20-E6-19516</guid>
  <pubDate>Mon, Nov 20 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; National Association of Securities  Dealers, Inc.; Order Approving a Proposed Rule]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-20-E6-19537</link>
  <description><![CDATA[ November 14, 2006.</p><p>    In FR Doc. No. E619167, beginning on page 66354 for Tuesday, 
November 14, 2006, the last sentence in part IV on page 66359 contained 
an error. The sentence refers incorrectly to Section 6(b)(5) of the Act 
rather than Section 15A(b)(6) of the Act. Accordingly, the sentence  should be revised to read as follows:<br/>
    ``Accordingly, the Commission finds that it is consistent with 
Sections 15A(b)(6) and 19(b) of the Act to approve Amendment No. 1 on  an accelerated basis.''</p><p>    For the Commission, by the Division of Market Regulation,  pursuant to delegated authority.\1\<br/>     \1\ 17 CFR 200.303(a)(12).<br/> Nancy M. Morris,<br/> Secretary.<br/> [FR Doc. E619537 Filed 111706; 8:45 am]<br/>
BILLING CODE 801101P
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  <guid>http://thefederalregister.com/d.p/2006-11-20-E6-19537</guid>
  <pubDate>Mon, Nov 20 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; National Association of Securities  Dealers, Inc.; Order Approving Proposed Rule Change]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-20-E6-19546</link>
  <description><![CDATA[  November 9, 2006.</p>
<h3>I. Introduction</h3>
<p>    On June 8, 2006, the National Association of Securities Dealers, 
Inc. (``NASD'') filed with the Securities and Exchange Commission 
(``SEC'' or ``Commission'') a proposed rule change, pursuant to Section 
19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 
19b4 thereunder,\2\ to amend NASD Interpretive Material 22104 to 
require certain member firms to provide a hyperlink to the NASD's 
internet home page. NASD filed Amendment No. 1 to the proposed rule 
change on June 26, 2006.\3\ The proposed rule change, as amended, was 
published for comment in the Federal Register on July 6, 2006.\4\ The 
Commission received three comments on the proposal, as amended.\5\ On 
August 30, 2006, the NASD filed Amendment No. 2 to amend the filing and 
respond to the comment letters. This order grants accelerated approval 
of the proposed rule change, as amended by Amendment No. 2 and solicits  comments from interested persons on Amendment No. 2.<br/>
    \1\ 15 U.S.C. 78<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-20-E6-19546</guid>
  <pubDate>Mon, Nov 20 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; National Securities Clearing  Corporation; Notice of Filing and Immediate Effectiveness]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-20-E6-19517</link>
  <description><![CDATA[  November 9, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ notice is hereby given that on September 29, 2006, the 
National Securities Clearing Corporation (``NSCC'') filed with the 
Securities and Exchange Commission (``Commission'') the proposed rule 
change described in Items I, II, and III below, which items have been 
prepared primarily by NSCC. NSCC filed the proposed rule change 
pursuant to Section 19(b)(3)(A)(i) of the Act \2\ and Rule 19b4(f)(1) 
thereunder \3\ so that the proposal was effective upon filing with the 
Commission. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested parties.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 15 U.S.C. 78s(b)(3)(A)(i).<br/>     \3\ 17 CFR 240.19b4(f)(1).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The proposed rule change would make clarifying and technical 
changes to NSCC's Rules principally as they relate to fun<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-20-E6-19517</guid>
  <pubDate>Mon, Nov 20 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-20-E6-19547</link>
  <description><![CDATA[ November 13, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on October 19, 2006, the New York Stock Exchange LLC (``Exchange'' or 
``NYSE'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been prepared by the Exchange. The Exchange 
has designated this proposal as noncontroversial under Section 
19(b)(3)(A)(iii) of the Act \3\ and Rule 19b4(f)(6) thereunder,\4\ 
which renders the proposed rule change effective upon filing with the 
Commission. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(iii).<br/>     \4\ 17 CFR 240.19b4(f)(6).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange proposes to amend <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-20-E6-19547</guid>
  <pubDate>Mon, Nov 20 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.;  Notice of Filing and Immediate Effectiveness of]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-20-E6-19548</link>
  <description><![CDATA[ November 14, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 7, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been prepared by the Exchange. The Phlx 
has designated this proposal as one changing a fee imposed by the Phlx 
under Section 19(b)(3)(A)(ii) of the Act \3\ and Rule 19b4(f)(2) 
thereunder,\4\ which renders the proposal effective upon filing with 
the Commission. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(ii).<br/>     \4\ 17 CFR 240.19b4(f)(2).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Phlx propo<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-20-E6-19548</guid>
  <pubDate>Mon, Nov 20 2006 11:00:00 GMT</pubDate>
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