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  <channel>
    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/department/SECURITIES_AND_EXCHANGE_COMMISSION/2006-11-22/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Tue, Dec 2 2008 11:00:00 GMT</pubDate>
    <lastBuildDate>Tue, Dec 2 2008 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[
Covered Securities Pursuant to Section 18 of the Securities Act  of 1933]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19740</link>
  <description><![CDATA[ The Securities and Exchange Commission (``SEC'' or 
``Commission'') proposes for comment an amendment to a Rule under 
Section 18 of the Securities Act of 1933 (``Securities Act''), as 
amended, to designate certain securities listed on The NASDAQ Stock 
Market LLC (``Nasdaq'') as covered securities for purposes of Section 
18 of the Securities Act. Covered securities under Section 18 of the 
Securities Act are exempt from state law registration requirements.
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19740</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Proposed Collection; Comment Request ]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19729</link>
  <description><![CDATA[
Upon Written Request, Copies Available From: Securities and Exchange 
Commission Office of Filings and Information Services, Extension:  Washington, DC 20549.</p>
<h3>Rule 154; SEC File No. 270438; OMB Control No. 32350495.</h3>
<p>    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 35013520), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit these 
existing collections of information to the Office of Management and  Budget (``OMB'') for extension and approval.</p><p>    The federal securities laws generally prohibit an issuer, 
underwriter, or dealer from delivering a security for sale unless a 
prospectus meeting certain requirements accompanies or precedes the 
security. Rule 154 (17 CFR 230.154) under the Securities Act of 1933 
(15 U.S.C. 77a) (the ``Securities Act'') permits, under certain 
circumstances, delivery of a single prospectus to investors who 
purchase securitie<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19729</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
The GMS Group, LLC, et al.; Notice of Application ]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19739</link>
  <description><![CDATA[
November 16, 2006.
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19739</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
In the Matter of Digital Gas, Inc.; Order of Suspension of  Trading]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-06-9332</link>
  <description><![CDATA[ November 17, 2006.</p><p>    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Digital Gas, Inc. (``Digital''), because of questions raised regarding 
the accuracy and adequacy of publicly disseminated information 
concerning, among other things, Digital's announced agreement with  Techno Rubber, Inc. and Digital's assets.</p><p>    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the  securities of the abovelisted company.</p><p>    Therefore, it is ordered, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the abovelisted 
company is suspended for the period from 9:30 a.m. EST, November 17,  2006, through 11:59 p.m. EST, on December 4, 2006.<br/> </p><p>    By the Commission.<br/> Nancy M. Morris,<br/> Secretary.<br/> [FR Doc. 069332 Filed 111706; 11:31 am]<br/>
BILLING CODE 801101P
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  <guid>http://thefederalregister.com/d.p/2006-11-22-06-9332</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Chicago Board Options Exchange,  Incorporated; Notice of Filing and Order Granting]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19725</link>
  <description><![CDATA[ November 16, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that  on November 8, 2006, the Chicago Board Options<br/> [[Page 67664]]<br/>
Exchange, Incorporated (``CBOE'' or ``Exchange''), filed with the 
Securities and Exchange Commission (``Commission'') the proposed rule 
change as described in Items I and II below, which Items have been 
prepared by the Exchange. The Commission is publishing this notice and 
order to solicit comments on the proposed rule change from interested 
persons and to grant accelerated approval to the proposed rule change.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    CBOE proposes to amend its rules regarding the opening of Quarterly 
Options Series to limit the number of strike prices that the Exchange 
may open for Quarterly Options Series and make minor clarifications. 
The text of<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19725</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Chicago Board Options Exchange,  Incorporated; Notice of Filing and Immediate]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19726</link>
  <description><![CDATA[ November 16, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on October 20, 2006, the Chicago Board Options Exchange, Incorporated 
(``Exchange'' or ``CBOE'') filed with the Securities and Exchange 
Commission (``Commission'') the proposed rule change as described in 
Items I and II below, which Items have been prepared by the Exchange. 
The Exchange has designated this proposal as noncontroversial under 
Section 19(b)(3)(A)(iii) of the Act \3\ and Rule 19b4(f)(6) 
thereunder,\4\ which renders the proposed rule change effective upon 
filing with the Commission. The Commission is publishing this notice to 
solicit comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(iii).<br/>     \4\ 17 CFR 240.19b4(f)(6).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    CBOE proposes<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19726</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Fixed Income Clearing Corporation;  Notice of Filing of Proposed Rule Change To Modify]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19727</link>
  <description><![CDATA[ November 17, 2006.</p>
<h3>Correction</h3>
<p>    In FR Doc. E618948, beginning on page 65855 for Thursday, November 
9, 2006, revise the number ``500,000'' to read ``5,000,000'' on page  65856, second column, sixth line.</p>
<h3>Extension</h3>
<p>    On October 4, 2006, the Fixed Income Clearing Corporation 
(``FICC'') filed with the Securities and Exchange Commission 
(``Commission'') a proposed rule change pursuant to Section 19(b)(1) of 
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 
thereunder \2\ that would modify the rules of both of the Government 
Securities Division (``GSD'') and the MortgageBacked Securities 
Division (``MBSD'') (collectively, the ``Divisions'') of FICC to 
diversify and standardize Clearing Fund collateral requirements across 
the Divisions. A complete description of the proposed rule change is 
found in the notice of filing, which was published in the Federal 
Register on November 9, 2006.\3\ The comment period expires on November  30, 2006.\4\<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>
    \2\ 17 CFR 240.<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19727</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; International Securities Exchange,  Inc.; Order Approving Proposed Rule Change and]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19734</link>
  <description><![CDATA[ November 14, 2006.</p>
<h3>I. Introduction</h3>
<p>    On September 20, 2006, the International Securities Exchange, Inc. 
(``ISE'' or ``Exchange'') filed with the Securities and Exchange 
Commission (``Commission''), pursuant to Section 19(b)(1) of the 
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 
thereunder,\2\ a proposed rule change to establish execution and 
comparison fees for customer Complex Orders that take liquidity from 
the ISE's complex order book. The ISE filed Amendment No. 1 to the  proposal on October 4, 2006.\3\ The<br/> [[Page 67668]]<br/>
proposed rule change, as amended, was published for comment in the 
Federal Register on October 13, 2006.\4\ The Commission received no 
comments regarding the proposal, as amended. This order approves the  proposed rule change, as amended.<br/>     \1\ 1 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ Amendment No. 1 revises the text of the ISE's Schedule of 
Fees to: (1) explain when an order takes liquidity from the ISE's 
complex order book; and (2) clarify t<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19734</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; The NASDAQ Stock Market LLC;  Notice of Filing and Order Granting Accelerated Approval]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19733</link>
  <description><![CDATA[ November 16, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on May 15, 2006 The NASDAQ Stock Market LLC (``Nasdaq'' or 
``Exchange''), filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been prepared by Nasdaq. On October 10, 
2006, the Exchange submitted Amendment No. 1 to the proposal,\3\ and on 
November 14, 2006, the Exchange submitted Amendment No. 2 to the 
proposal.\4\ The Commission is publishing this notice to solicit 
comments on the proposed rule change, as amended, from interested 
persons, and is granting accelerated approval to the proposal, as  amended.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ Amendment No. 1 replaced the original filing in its  entirety.<br/>
    \4\ Amendment No. 2 replaced Amendment No. 1 in its entirety.
I. SelfRegulatory Organization's Statement of the Terms<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19733</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; National Association of Securities  Dealers, Inc.; Notice of Filing and Order Granting]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19728</link>
  <description><![CDATA[ November 16, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on September 19, 2006, the National Association of Securities Dealers, 
Inc. (``NASD'') filed with the Securities and Exchange Commission 
(``SEC'' or ``Commission'') the proposed rule change as described in 
Items I and II below, which Items have substantially been prepared by 
NASD. On September 27, 2006, NASD filed Amendment No. 1 to the proposed 
rule change.\3\ The Commission is publishing this notice to solicit 
comments \4\ on the proposed rule change, as amended, from interested 
persons and is approving the proposal on an accelerated basis.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ Amendment No. 1, which replaces and supersedes the original 
filing in its entirety, made various technical changes to the 
proposal and replaced a reference in the proposed rule text to 
NYSE's Automated Bond System with a reference to ``a <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19728</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; National Association of Securities  Dealers, Inc; Order Approving Proposed Rule Change]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19732</link>
  <description><![CDATA[  November 15, 2006.</p>
<h3>I. Introduction</h3>
<p>    On January 23, 2006, the National Association of Securities 
Dealers, Inc. (``NASD'') filed with the Securities and Exchange 
Commission (``Commission''), pursuant to Section 19(b)(1) of the 
Securities Exchange Act of 1934 (``Exchange Act'') \1\ and Rule 19b4 
thereunder,\2\ a proposed rule change to amend NASD Rule 2860, which 
relates to position and exercise limits and position reporting 
obligations for members that hold positions in index and equity options 
or that represent customers holding such positions. The proposed rule 
change was published for comment in the Federal Register on February 6, 
2006.\3\ The Commission received one comment on the proposal.\4\ In its 
comment letter, the Securities Industry Association (``SIA'') 
``endorse[d] the adoption of clear and objective criteria for 
identifying those index options that would be exempt from NASD option 
position and exercise limits.'' \5\ However, the SIA also recommended 
``streamlining the relevant s<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19732</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; National Stock Exchange, Inc.;  Notice of Filing and Immediate Effectiveness of a]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19731</link>
  <description><![CDATA[ November 14, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on October 31, 2006, the National Stock Exchange, Inc. (``NSX'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been substantially prepared by the 
Exchange. On November 13, 2006, NSX submitted Amendment No. 1 to the 
proposed rule change. The Exchange has designated this proposal as one 
establishing or changing a due, fee, or other charge applicable only to 
a member imposed by the Exchange under Section 19(b)(3)(A)(ii) of the 
Act \3\ and Rule 19b4(f)(2) thereunder,\4\ which renders the proposal 
effective upon filing with the Commission. The Commission is publishing 
this notice to solicit comments on the proposed rule change, as  amended, from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
   <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19731</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC; Order  Approving Proposed Rule Change and Amendment No. 1]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19723</link>
  <description><![CDATA[  November 16, 2006.</p>
<h3>I. Introduction</h3>
<p>    On December 3, 2004, the New York Stock Exchange LLC (f/k/a New 
York Stock Exchange, Inc.) (``NYSE'' or ``Exchange'') filed with the 
Securities and Exchange Commission (``Commission''), pursuant to 
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange 
Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to 
establish rules for the trading of unlisted debt securities on the 
Exchange's Automated Bond System (``ABS''). In connection with this 
proposed rule change, NYSE submitted an application for a Commission 
exemption pursuant to Section 36 of the Exchange Act \3\ that would 
permit its members, brokers, and dealers to trade certain unregistered 
corporate debt securities on ABS.\4\ On March 15, 2005, NYSE filed 
Amendment No. 1 to the proposed rule change.\5\ The proposal, as 
amended, was published for comment in the Federal Register on July 15, 
2005.\6\ The Commission received 19 comments from 16 different 
commenters on the NYSE Exemp<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19723</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing  and Immediate Effectiveness of a Proposed Rule Change]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19735</link>
  <description><![CDATA[ November 15, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 3, 2006, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') 
filed with the Securities and Exchange Commission (``Commission'') the 
proposed rule change as described in Items I, II, and III below, which 
Items have been prepared by the Exchange. The Exchange has filed the 
proposal as one effecting a change in an existing orderentry or 
trading system pursuant to Section 19(b)(3)(A)(iii) of the Act \3\ and 
Rule 19b4(f)(5) thereunder,\4\ which renders the proposed rule change 
effective upon filing with the Commission. The Commission is publishing 
this notice to solicit comments on the proposed rule change from  interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(iii).<br/>     \4\ 17 CFR 240.19b4(f)(5).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance 
of the Proposed <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19735</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing  and Immediate Effectiveness of Proposed Rule Change]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19737</link>
  <description><![CDATA[ November 15, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 3, 2006, the NYSE Arca, Inc. (``NYSE Arca'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been prepared by the Exchange. The Exchange 
filed the proposal pursuant to Section 19(b)(3)(A)(iii) of the Act \3\  and Rule<br/> [[Page 67686]]<br/>
19b4(f)(6) thereunder,\4\ which renders the proposal effective upon 
filing with the Commission. The Commission is publishing this notice to 
solicit comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(iii).<br/>     \4\ 17 CFR 240.19b4(f)(6).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    NYSE Arca proposes to amend its rules governing Complex Orde<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19737</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.;  Notice of Filing and Immediate Effectiveness of]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19730</link>
  <description><![CDATA[ November 15, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 13, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' 
or ``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II, below, which Items have been prepared by the Phlx. The Exchange 
filed the proposal as a ``noncontroversial'' rule change pursuant to 
Section 19(b)(3)(A) of the Act \3\ and Rule 19b4(f)(6) thereunder,\4\ 
which rendered the proposal effective upon filing with the Commission. 
The Commission is publishing this notice to solicit comments on the  proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A).<br/>     \4\ 17 CFR 240.19b4(f)(6).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Phlx proposes to adopt Phlx R<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19730</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Stock Clearing Corporation of  Philadelphia; Notice of Filing and Immediate]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19736</link>
  <description><![CDATA[ November 15, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on September 26, 2006, Stock Clearing Corporation of Philadelphia 
(``SCCP'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III, below, which Items have been prepared by SCCP. The Commission 
is publishing this notice to solicit comments on the proposed rule  change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    SCCP, pursuant to Section 19(b)(1) of the Act \3\ and Rule 19b4 
thereunder,\4\ is amending its Trade Recording Fee and its Value Fee 
(together ``Fees'') that are set forth in its Fee Schedule. The 
amendment extends the application of the Fees to an order that is 
executed by way of an outbound NMS Linkage order when such outb<script type="text/javascript">
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]]></description>
  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19736</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Order Granting the New York Stock Exchange Inc.'s (n/k/a the New  York Stock Exchange LLC) Application for an Exemption]]></title>
  <link>http://thefederalregister.com/d.p/2006-11-22-E6-19738</link>
  <description><![CDATA[ November 16, 2006.</p>
<h3>I. Introduction</h3>
<p>    On May 26, 2005, the Securities and Exchange Commission (the 
``Commission'') received an application from the New York Stock 
Exchange, Inc. (n/k/a the New York Stock Exchange LLC) (``NYSE'' or 
``Exchange'') \1\ for an exemption pursuant to section 36 \2\ of the 
Securities Exchange Act of 1934 (the ``Exchange Act''),\3\ in 
accordance with the procedures set forth in Exchange Act Rule 012.\4\ 
The NYSE has requested exemptive relief from section 12(a) of the 
Exchange Act \5\ to permit its members and brokers or dealers to trade 
certain unregistered debt securities on its facilities.\6\ On July 8, 
2005, the Commission approved publication of a notice of the 
application submitted by the NYSE, a proposed exemption order,\7\ and a 
proposed rule change by the NYSE that would incorporate the terms of 
the proposed exemption into the NYSE's rules.\8\ We received 19 comment 
letters on the proposed exemption order.\9\ The responses are discussed [[Page 67658]]<br/>
more full<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-11-22-E6-19738</guid>
  <pubDate>Wed, Nov 22 2006 11:00:00 GMT</pubDate>
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