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    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/department/SECURITIES_AND_EXCHANGE_COMMISSION/2006-12-08/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Mon, Dec 1 2008 11:00:00 GMT</pubDate>
    <lastBuildDate>Mon, Dec 1 2008 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[
Delegation of Authority to Chief Administrative Law Judge ]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20884</link>
  <description><![CDATA[ The Securities and Exchange Commission (``Commission'') is 
amending its rules to delegate authority to the Chief Administrative 
Law Judge to issue orders to discontinue administrative proceedings as 
to a particular respondent who has died or cannot be found, or because 
of a mistake in the identity of a respondent named in the order for 
proceedings. The delegation is intended to conserve Commission 
resources, as well as expedite disposition of administrative 
proceedings.
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20884</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Proposed Amendments to Municipal Securities Disclosure ]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20829</link>
  <description><![CDATA[ The Commission is publishing for comment proposed amendments 
to a rule under the Securities Exchange Act of 1934 (``Exchange Act'') 
relating to municipal securities disclosure which would delete 
references to the Municipal Securities Rulemaking Board (``MSRB'') as a 
recipient of material event notices filed by or on behalf of issuers of 
municipal securities or other obligated persons.
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20829</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Proposed Collection; Comment Request ]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20805</link>
  <description><![CDATA[
Upon written request, copies available from: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, DC  20549.</p>
<h3>Extension:</h3>
<p>    Rule 17f6; SEC File No. 270392; OMB Control No. 32350447.
</p><p>    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 35013520), the Securities and Exchange 
Commission (the ``Commission'') is soliciting comments on the 
collection of information summarized below. The Commission plans to 
submit this existing collection of information to the Office of 
Management and Budget (``OMB'') for extension and approval.
</p><p>    Rule 17f6 (17 CFR 270.17f6) under the Investment Company Act of 
1940 (15 U.S.C. 80a) permits registered investment companies 
(``funds'') to maintain assets (i.e., margin) with futures commission 
merchants (``FCMs'') in connection with commodity transactions effected 
on both domestic and foreign exchanges. \1\ Prior to the rule's 
adoption, funds generally were required to maintain these assets in 
sp<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20805</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Order Approving Public Company Accounting Oversight Board Budget  and Annual Accounting Support Fee for Calendar Year]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20878</link>
  <description><![CDATA[
</p><p>    The SarbanesOxley Act of 2002 (the ``Act'') established the Public 
Company Accounting Oversight Board (``PCAOB'') to oversee the audits of 
public companies and related matters, to protect investors, and to 
further the public interest in the preparation of informative, accurate 
and independent audit reports. The PCAOB is to accomplish these goals 
through registration of public accounting firms and standard setting, 
inspection, and disciplinary programs. Section 109 of the Act provides 
that the PCAOB shall establish a reasonable annual accounting support 
fee, as may be necessary or appropriate to establish and maintain the 
PCAOB. Section 109(h) amends Section 13(b)(2) of the Securities 
Exchange Act of 1934 to require issuers to pay the allocable share of a 
reasonable annual accounting support fee or fees, determined in 
accordance with Section 109 of the Act. Under Section 109(f), the 
aggregate annual accounting support fee shall not exceed the PCAOB's 
aggregate ``recoverable budget expenses,'<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20878</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; American Stock Exchange LLC;  Notice of Filing and Order Granting Accelerated Approval]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20804</link>
  <description><![CDATA[ November 30, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on May 17, 2006, the American Stock Exchange LLC (``Amex'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been substantially prepared by the Exchange. 
Amex filed Amendment No. 1 with the Commission on September 25, 
2006.\3\ The Commission is publishing this notice to solicit comments 
on the proposed rule change, as amended, from interested persons and to  approve the proposal on an accelerated basis.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ Amendment No. 1 replaced and superseded the original filing 
in its entirety. Amendment No. 1 clarified certain details of the 
Exchange's initial proposal, and conformed it with recent revisions 
to the corporate governance standards of The NASDAQ Stock Market LLC 
(``<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20804</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; The Depository Trust Company;  Notice of Filing of a Proposed Rule Change Relating to]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20868</link>
  <description><![CDATA[ December 1, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on October 10, 2006, The Depository Trust Company (``DTC'') filed with 
the Securities and Exchange Commission (``Commission'') the proposed 
rule change as described in Items I, II, and III, below, which Items 
have been prepared by DTC. The Commission is publishing this notice to 
solicit comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The proposed rule change would amend DTC's Rule 30, CanadianLink 
Service, to allow certain CanadianLink transactions to settle in U.S.  dollars.<br/>
II. SelfRegulatory Organization's Statement of the Purpose of, and  Statutory Basis for, the Proposed Rule Change</p><p>    In its filing with the Commission, DTC included statements 
concerning the purpose of <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20868</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; The NASDAQ Stock Market LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20806</link>
  <description><![CDATA[ December 1, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 7, 2006, The NASDAQ Stock Market LLC (``Nasdaq''), filed 
with the Securities and Exchange Commission (``Commission'') the 
proposed rule change as described in Items I and II below, which Items 
have been prepared by Nasdaq. Nasdaq filed the proposal as a ``non
controversial'' rule change pursuant to Section 19(b)(3)(A) of the 
Act,\3\ and Rule 19b4(f)(6) thereunder,\4\ which renders the proposal 
effective upon filing with the Commission. The Commission is publishing 
this notice to solicit comments on the proposed rule change from  interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A).<br/>     \4\ 17 CFR 240.19b4(f)(6).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    Nasdaq is providing guidance regarding factors it generally 
conside<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20806</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; National Association of Securities  Dealers, Inc.; Notice of Filing of Proposed Rule]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20873</link>
  <description><![CDATA[ December 1, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on August 23, 2006, the National Association of Securities Dealers, 
Inc. (``NASD'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been prepared by NASD. On November 13, 
2006, NASD filed Amendment No. 1 to the proposed rule change.\3\ The 
Commission is publishing this notice to solicit comments on the  proposed rule change, as amended, from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ In Amendment No. 1, NASD clarified provisions to the  proposed rule change.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    NASD is proposing to provide for the payment of a $200 honorarium 
per case for each arbitrator who considers contested motions for the 
issuance <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20873</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20872</link>
  <description><![CDATA[ December 1, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 30, 2006, the New York Stock Exchange LLC (``Exchange'' or 
``NYSE'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been prepared by the Exchange. NYSE has 
designated this proposal as one establishing or changing a due, fee, or 
other charge imposed by NYSE under Section 19(b)(3)(A)(ii) of the Act 
\3\ and Rule 19b4(f)(2) thereunder,\4\ which renders the proposed rule 
change effective upon filing with the Commission. The Commission is 
publishing this notice to solicit comments on the proposed rule change  from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(ii).<br/>     \4\ 17 CFR 240.19b4(f)(2).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance 
of the Pr<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20872</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20874</link>
  <description><![CDATA[ November 30, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 30, 2006, the New York Stock Exchange LLC (``Exchange'' or 
``NYSE'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been substantially prepared by the Exchange. 
The Exchange has designated this proposal as noncontroversial under 
Section 19(b)(3)(A)(iii) of the Act \3\ and Rule 19b4(f)(6) 
thereunder,\4\ which renders the proposed rule change effective upon 
filing with the Commission. The Commission is publishing this notice to 
solicit comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A)(iii).<br/>     \4\ 17 CFR 240.19b4(f)(6).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange pr<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20874</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20885</link>
  <description><![CDATA[ November 30, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given 
that on November 29, 2006, The New York Stock Exchange LLC 
(``Exchange'' or ``NYSE'') filed with the Securities and Exchange 
Commission (``Commission'') the proposed rule change as described in 
Items I and II below, which Items have been prepared substantially by 
NYSE. The Exchange filed the proposal as a ``noncontroversial'' 
proposed rule change pursuant to Section 19(b)(3)(A) of the Act,\3\ and 
Rule 19b4(f)(6) thereunder,\4\ which renders the proposal effective 
upon filing with the Commission.\5\ The Commission is publishing this 
notice to solicit comments on the proposed rule change from interested  persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A).<br/>     \4\ 17 CFR 240.19b4(f)(6).<br/>
    \5\ NYSE gave the Commission written notice of its intention to 
file the proposed rule change on November 29, 2<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20885</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC;  Notice of Filing and Order Granting Accelerated Approval]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-08-E6-20886</link>
  <description><![CDATA[ December 1, 2006.</p>
<h3>I. Introduction</h3>
<p>    On September 22, 2006, the New York Stock Exchange LLC (``NYSE'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a 
proposed rule change to amend specialist stabilization requirements set 
forth in NYSE Rule 104.10 (``Dealings by Specialists''). The proposed 
rule change was published for comment in the Federal Register on 
September 28, 2006.\3\ The Commission received five comment letters \4\ 
from one commenter and two comment response letters from NYSE.\5\ On 
October 25, 2006, NYSE filed Amendment No. 1 to the proposed rule 
change.\6\ This notice and order approves the proposed rule change, as  modified by Amendment No. 1, on an accelerated basis.\7\<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ See Securities Exchange Act Release No. 54504 (September 26, 
2006), 71 FR 57011 (``Stabilization Proposal'<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-08-E6-20886</guid>
  <pubDate>Fri, Dec 8 2006 11:00:00 GMT</pubDate>
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