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    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/department/SECURITIES_AND_EXCHANGE_COMMISSION/2006-12-11/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Tue, Dec 2 2008 11:00:00 GMT</pubDate>
    <lastBuildDate>Tue, Dec 2 2008 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[
Sunshine Act Meeting Notice ]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-11-06-9638</link>
  <description><![CDATA[
</p><p>    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94409, that the Securities and 
Exchange Commission will hold the following meeting during the week of  December 11, 2006:</p><p>    An Open Meeting will be held on Wednesday, December 13, 2006 at 10  a.m. in Room L002, the Auditorium.</p><p>    The subject matters of the Open Meeting scheduled for Wednesday,  December 13, 2006, will be:</p><p>    1. The Commission will consider whether to propose, jointly with 
the Board of Governors of the Federal Reserve System, new rules 
under the Securities Exchange Act of 1934 (``Exchange Act'') to  implement the GrammLeachBliley Act bank exceptions to the <br/>
definition of ``broker.'' The Commission will also consider 
extending the temporary exemption of banks from the definition of 
``broker.'' In addition, the Commission will consider whether to 
propose additional related rules, including rules exempting banks  from the definition of ``dealer'' under the Exchange Act.</p><p>    2. The Com<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-11-06-9638</guid>
  <pubDate>Mon, Dec 11 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Options Price Reporting Authority; Notice of Filing of Proposed  Amendment to the Plan for Reporting of Consolidated]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-11-E6-20964</link>
  <description><![CDATA[ December 5, 2006.</p><p>    Pursuant to Section 11A of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given that 
on November 17, 2006, the Options Price Reporting Authority (``OPRA'') 
submitted to the Securities and Exchange Commission (``Commission'') an 
amendment to the Plan for Reporting of Consolidated Options Last Sale 
Reports and Quotation Information (``OPRA Plan'').\3\ The proposed OPRA 
Plan amendment would provide that classes of Foreign Currency Options 
(``FCO Securities'' or ``FCOs''), newly introduced for trading in the 
securities markets maintained by any of the parties to the OPRA Plan, 
will be treated by OPRA under the provision ``Special Temporary 
Provision for Newly Traded FCO Securities'' during a temporary period 
ending on December 31, 2007. The Commission is publishing this notice 
to solicit comments from interested persons on the proposed OPRA Plan  amendment.<br/>     \1\ 15 U.S.C. 78k1.<br/>     \2\ 17 CFR 242.608.<br/>
    \3\ The OPRA Plan is a <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-11-E6-20964</guid>
  <pubDate>Mon, Dec 11 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; American Stock Exchange LLC;  Notice of Filing and Immediate Effectiveness of Proposed]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-11-E6-20966</link>
  <description><![CDATA[ December 4, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 29, 2006, the American Stock Exchange LLC (``Amex'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been substantially prepared by the 
Exchange. Amex has filed this proposal pursuant to Section 19(b)(3)(A) 
of the Act \3\ and Rule 19b4(f)(5) thereunder,\4\ which renders it 
effective upon filing with the Commission. The Commission is publishing  this notice to solicit<br/> [[Page 71599]]<br/>
comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A).<br/>     \4\ 17 CFR 240.19b4(f)(5).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange proposes to adopt changes to its AEMIOne ru<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-11-E6-20966</guid>
  <pubDate>Mon, Dec 11 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; National Association of Securities  Dealers, Inc.; Notice of Filing and Immediate]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-11-E6-20965</link>
  <description><![CDATA[ December 5, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 7, 2006, the National Association of Securities Dealers, 
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. 
(``Nasdaq''), filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been prepared by Nasdaq. On November 30, 
2006, Nasdaq filed Amendment No. 1.\3\ Nasdaq filed the proposal as a 
``noncontroversial'' rule change pursuant to Section 19(b)(3)(A) of 
the Act,\4\ and Rule 19b4(f)(6) thereunder,\5\ which renders the 
proposal effective upon filing with the Commission. The Commission is 
publishing this notice to solicit comments on the proposed rule change  from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
    \3\ Amendment No. 1 replaced the text of the original filing in 
its entirety in <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-11-E6-20965</guid>
  <pubDate>Mon, Dec 11 2006 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.;  Notice of Filing of Proposed Rule Change Relating to]]></title>
  <link>http://thefederalregister.com/d.p/2006-12-11-E6-20963</link>
  <description><![CDATA[ December 1, 2006.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on November 22, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' 
or ``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III, below, which Items have been substantially prepared by the 
Phlx. The Commission is publishing this notice to solicit comments on  the proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Phlx, pursuant to Section 19(b)(1) of the Act \3\ and Rule 19b
4 thereunder,\4\ proposes to adopt Phlx Rule 510, SQT and RSQT 
Performance Evaluation, to establish performance requirements for 
Streaming Quote Traders (``SQTs'') \5\ and Remote Streaming Quote 
Traders (``RSQTs'').\6\ The text of th<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2006-12-11-E6-20963</guid>
  <pubDate>Mon, Dec 11 2006 11:00:00 GMT</pubDate>
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