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    <title>The Federal Register</title>
    <link>http://thefederalregister.com/b.p/department/SECURITIES_AND_EXCHANGE_COMMISSION/2007-11-19/</link>
    <description>Daily Publications of Meetings and Rules Changes for the Federal Government</description>
    <pubDate>Fri, Aug 22 2008 11:00:00 GMT</pubDate>
    <lastBuildDate>Fri, Aug 22 2008 11:00:00 GMT</lastBuildDate>
    <webMaster>info@thefederalregister.com</webMaster>
    <item>
  <title><![CDATA[
Self-Regulatory Organizations; New York Stock Exchange LLC;  Notice of Filing of Proposed Rule Change, as Modified by]]></title>
  <link>http://thefederalregister.com/d.p/2007-11-19-E7-22509</link>
  <description><![CDATA[ November 9, 2007.</p><p>    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 65118]]<br/>
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on September 28, 2007, the New York Stock Exchange LLC (``NYSE'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'' or ``SEC'') the proposed rule change as described in 
Items I, II, and III below, which Items have been substantially 
prepared by the Exchange. On October 29, 2007, the Exchange filed 
Amendment No. 1 to the proposed rule change. The Commission is 
publishing this notice to solicit comments on the proposed rule, as  amended, change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1)<br/>     \2\ 17 CFR 240.19b4<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange is proposing to amend NYSE Rule 460 to reference Rules 
13d1(i) and (j), and 13d3, under the Act for the purpose of 
determining whether a specialist is a beneficial own<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-11-19-E7-22509</guid>
  <pubDate>Mon, Nov 19 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.;  Notice of Filing of a Proposed Rule Change Relating]]></title>
  <link>http://thefederalregister.com/d.p/2007-11-19-E7-22481</link>
  <description><![CDATA[ November 9, 2007.</p><p>    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on October 29, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been substantially prepared by the 
Exchange. The Commission is publishing this notice to solicit comments  on the proposed rule change from interested persons.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    Phlx proposes to expand the type of business that certain members 
of the Exchange's Business Conduct Committee (``Committee'') must 
conduct in order to qualify as a Committee member. The text of the 
proposed rule change is available at the Exchange, the Commission's 
Public Reference Room, and <A <script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-11-19-E7-22481</guid>
  <pubDate>Mon, Nov 19 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
 Self-Regulatory Organizations; Philadelphia Stock Exchange,  Inc.; Notice of Filing and Immediate Effectiveness of a]]></title>
  <link>http://thefederalregister.com/d.p/2007-11-19-E7-22484</link>
  <description><![CDATA[ November 9, 2007.</p><p>    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on October 16, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been substantially prepared by the Exchange. 
The Exchange filed the proposal as a ``noncontroversial'' proposed 
rule change pursuant to Section 19(b)(3)(A) \3\ of the Act and Rule 
19b4(f)(6) thereunder,\4\ which renders the proposal effective upon 
filing with the Commission. The Commission is publishing this notice to 
solicit comments on the proposed rule change from interested persons.     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>     \3\ 15 U.S.C. 78s(b)(3)(A).<br/>     \4\ 17 CFR 240.19b4(f)(6).<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchan<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-11-19-E7-22484</guid>
  <pubDate>Mon, Nov 19 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Submissions for OMB Review; Comment Request ]]></title>
  <link>http://thefederalregister.com/d.p/2007-11-19-E7-22510</link>
  <description><![CDATA[
Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC  205490213.</p>
<h3>Extensions:</h3>
<p>    Form 3, OMB Control No. 32350104, SEC File No. 270125.
</p><p>    Form 4 , OMB Control No. 32350287, SEC File No. 270126.
</p><p>    Form 5 , OMB Control No. 32350362, SEC File No. 270323.
</p><p>    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget requests for extension of the previously approved  collections of information discussed below.</p><p>    Under the Exchange Act of 1934 (15 U.S.C. 78a et seq.) Forms 3, 4, 
and 5 (17 CFR 249.103, 249.104 and 249.105) are filed by insiders of 
public companies that have a class of securities registered under 
Section 12 of the Exchange Act (15 U.S.C. 78l). Form 3 is an initial 
statement of beneficial ownership of securities, Form 4 is a statement 
of changes in b<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-11-19-E7-22510</guid>
  <pubDate>Mon, Nov 19 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Submission for OMB Review; Comment Request ]]></title>
  <link>http://thefederalregister.com/d.p/2007-11-19-E7-22511</link>
  <description><![CDATA[
Upon Written Request, Copies Available From: U.S. Securities and 
Exchange Commission, Office of Investor Education and Advocacy,  Washington, DC 205490213.</p>
<h3>Extension:</h3>
<p>    Rule 8c1, SEC File No. 270455 , OMB Control No. 32350514.
</p><p>    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission has submitted to the Office of Management and Budget  requests for approval of the following rule: Rule 8c1.</p><p>    Rule 8c1 (17 CFR 240.8c1) under the Securities Exchange Act of 
1934 (15 U.S.C. 78a et seq.) generally prohibits a brokerdealer from 
using its customers' securities as collateral to finance its own 
trading, speculating, or underwriting transactions. More specifically, 
the rule states three main principles: first, that a brokerdealer is 
prohibited from commingling the securities of different customers as 
collateral for a loan without the consent of each customer; second, 
that a brokerdealer cannot commingle customers' secu<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-11-19-E7-22511</guid>
  <pubDate>Mon, Nov 19 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Joint Industry Plan; Order Approving Joint Amendment No. 23 to  the Plan for the Purpose of Creating and Operating an]]></title>
  <link>http://thefederalregister.com/d.p/2007-11-19-E7-22533</link>
  <description><![CDATA[ November 13, 2007.</p>
<h3>I. Introduction</h3>
<p>    On September 14, 2007, September 19, 2007, August 29, 2007, August 
30, 2007, August 29, 2007, and September 26, 2007, the American Stock 
Exchange LLC (``Amex''), the Boston Stock Exchange, Inc. (``BSE''), the 
Chicago Board Options Exchange, Incorporated (``CBOE''), the 
International Securities Exchange, LLC (``ISE''), the NYSE Arca, Inc. 
(``NYSE Arca''), and the Philadelphia Stock Exchange, Inc. (``Phlx'') 
(collectively, ``Participants''), respectively, filed with the 
Securities and Exchange Commission (``Commission'') pursuant to section 
11A of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 608 
thereunder \2\ an amendment (``Joint Amendment No. 23'') to the Plan 
for the Purpose of Creating and Operating an Intermarket Option Linkage 
(``Linkage Plan'').\3\ In Joint Amendment No. 23, the Participants 
propose to modify section 7(a)(i) of the Linkage Plan to permit trading 
on Linkage prior to the opening of trading. The proposed Joint 
Amendment No<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-11-19-E7-22533</guid>
  <pubDate>Mon, Nov 19 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; Chicago Board Options Exchange,  Incorporated; Notice of Filing and Order Granting]]></title>
  <link>http://thefederalregister.com/d.p/2007-11-19-E7-22482</link>
  <description><![CDATA[ November 9, 2007.</p><p>    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on August 27, 2007, the American Stock Exchange LLC (the ``Amex'' or 
the ``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been substantially prepared by the Exchange. 
The Commission is publishing this notice and order to solicit comments 
on the proposal from interested persons and to approve the proposed  rule change on an accelerated basis.<br/>     \1\ 15 U.S.C. 78s(b)(1).<br/>     \2\ 17 CFR 240.19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The Exchange proposes to list and trade options on shares of the  iShares MSCI Mexico Index Fund (the ``Fund Options'').</p><p>    The text of the proposed rule change is available on the Amex's Web 
site at <A HREF="http://frwebgate.access.gpo.gov/<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-11-19-E7-22482</guid>
  <pubDate>Mon, Nov 19 2007 11:00:00 GMT</pubDate>
</item>
<item>
  <title><![CDATA[
Self-Regulatory Organizations; International Securities Exchange,  LLC; Notice of Filing and Order Granting Accelerated]]></title>
  <link>http://thefederalregister.com/d.p/2007-11-19-E7-22552</link>
  <description><![CDATA[ November 13, 2007.</p><p>    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that 
on October 1, 2007, the International Securities Exchange, LLC 
(``Exchange'' or ``ISE'') filed with the Securities and Exchange 
Commission (``Commission'') the proposed rule change as described in 
Items I and II below, which items have been substantially prepared by 
the ISE. The Commission is publishing this notice to solicit comments 
on the proposed rule change from interested persons and is approving  the proposed rule change on an accelerated basis.<br/>     \1\ 15 U.S.C. 78s(b)(l).<br/>     \2\ 17 CFR 240. 19b4.<br/>
I. SelfRegulatory Organization's Statement of the Terms of Substance  of the Proposed Rule Change</p><p>    The ISE proposes to amend ISE Rule 701 to permit the sending of 
Principal Acting as Agent Orders (``P/A Orders'')\3\ through the 
Intermarket Options Linkage (``Linkage'') prior to the opening of 
trading. This proposal would conform ISE Ru<script type="text/javascript">
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  <guid>http://thefederalregister.com/d.p/2007-11-19-E7-22552</guid>
  <pubDate>Mon, Nov 19 2007 11:00:00 GMT</pubDate>
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