Extension:

Rule 2032 and Form ADVW; SEC File No. 27040; OMB Control No. 32350313.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission (``Commission'') is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval.

The title for the collection of information is ``Rule 2032 (17 CFR 275.2032) and Form ADVW (17 CFR 279.2) under the Investment Advisers Act of 1940 (15 U.S.C. 80b).'' Rule 2032 under the Investment Advisers Act of 1940 establishes procedures for an investment adviser to withdraw its registration with the Commission. Rule 2032 requires every person withdrawing from investment adviser registratio ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22927 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22999

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold the following meetings during the week of November 26, 2007:

An Open Meeting will be held on Wednesday, November 28, 2007 at 10 a.m., in Room L002, the Auditorium, and a Closed Meeting will be held on Thursday, November 29, 2007 at 2 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the [[Page 65993]]
Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters may also be present.

The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(5), (7), (9)(B), and (10) and 17 CFR 200.402(a)(5), (7), 9(ii) and (10), permit consideration of the scheduled matters at the Closed Meeting.

Commissioner Casey, as duty officer, voted to consider the items l ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22999 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22891

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 13, 2007, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been prepared substantially by the Amex. The Amex has filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act \3\ and Rule 19b4(f)(5) thereunder \4\ as one that effects a change in an existing orderentry or trading system, which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ 15 U.S.C. 78s(b)(3)(A).
\4\ 17 CFR 240.19b4(f)(5).
I. SelfRegulatory Organization's Statement of the Terms of Substance of t ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22891 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22909

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on May 29, 2007, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been
[[Page 65995]]
substantially prepared by the Exchange. On July 31, 2007, Amex filed Amendment No. 1 to the proposed rule change, and on November 16, 2007, Amex filed Amendment No. 2 to the proposed rule change. The Commission is publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change

The Exchange proposes, pursuant to Commentary .07 to Amex Rule 1202, to list and trade shares of the GreenHaven Continuous ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22909 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22911

I. Introduction

On November 14, 2006, American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b4 thereunder,\2\ a proposal to eliminate the agency obligations of Exchange options specialists and establish Amex book clerks (``ABCs''). The Exchange filed Amendment No. 1 to the proposed rule change on March 29, 2007. The proposal as amended was published for comment in the Federal Register on April 13, 2007.\3\ The Commission received no comments on the proposal. This order approves the proposed rule change, as modified by Amendment No. 1.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ See Securities Exchange Act Release No. 55583 (April 5, 2007), 72 FR 18695 (``Notice'').

II. Description of the Proposal

The Exchange has proposed to eliminate the obligation and ability of an Exchan ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22911 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22916

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2007, September 19, 2007, October 9, 2007, October 1, 2007, October 18, 2007, and November 14, 2007, American Stock Exchange LLC (``Amex''), Boston Stock Exchange, Inc. (``BSE''), Chicago Board Options Exchange, Incorporated (``CBOE''), International Securities Exchange, LLC (``ISE''), NYSE Arca, Inc. (``NYSE Arca''), and Philadelphia Stock Exchange, Inc. (``Phlx'') (each, an ``Exchange'' and, collectively, the ``Exchanges''), respectively, filed with the Securities and Exchange Commission (``Commission'') the proposed rule changes as described in Items I and II below, which Items have been substantially prepared by the Exchanges. On November 13, 2007, November 6, 2007, and November 16, 2007, BSE, NYSE Arca, and Phlx respectively, filed Amendment No. 1 to their proposed rule changes. On November 16, 2007, BSE filed Amend ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22916 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22894

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 2, 2007, the Chicago Board Options Exchange, Incorporated (the ``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been substantially prepared by the CBOE. On November 9, 2007, CBOE filed Amendment No. 1 to the proposed rule change. The Commission is publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons.
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change

CBOE proposes to amend CBOE Rule 4.20, codifying the AntiMoney Laundering Compliance Program (the ``AML Program''), to: (1) Establish independent testing for compliance be conducted at least annually by members with a public business, or ev ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22894 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22946

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on July 25, 2007, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been substantially prepared by the Exchange. On November 19, 2007, CBOE filed Amendment No. 1 to the proposed rule change. The Commission is publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change

CBOE proposes to amend its rule pertaining to the Hybrid Opening System (``HOSS'') as well as related rules pertaining to the obligations of designated primary marketmakers (``DPMs''), electronic ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22946 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22890

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder\2\ notice is hereby given that on September 7, 2007, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in Items I, II, and III
[[Page 66010]]
below, which items have been prepared primarily by DTC. The Commission is publishing this notice to solicit comments on the proposed rule change from interested parties.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change

The proposed rule change seeks approval to amend DTC's Operational Arrangements as they apply to Structured Securities. DTC's Operational Arrangements is a contractual agreement between DTC, issuers, and paying agents that outlines the procedural and operational requirements for an issue to become and remain DTC eligible. ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22890 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22944

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 31, 2007, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule changes as described in Items I, II, and III below, which items have been substantially prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule changes from interested persons.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change

The Exchange proposes to amend section 806.02 of the Exchange's Listed Company Manual (``Manual'') to provide that indexlinked notes currently listed on the Exchange and voluntarily withdrawing from listing to transfer to another national securities exchange, need not provide the Exchange with a boa ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22944 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22898

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 13, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II below, which Items have been
[[Page 66014]]
substantially prepared by the Exchange. NYSE Arca has designated the proposed rule change as ``noncontroversial'' under Section 19(b)(3)(A)(iii) \3\ of the Act and Rule 19b4(f)(6) thereunder,\4\ which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ 15 U.S.C. 78s(b)(3)(A)(iii).
\4\ 17 CFR 240.19b4(f)(6).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change

The Exchang ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22898 Mon, Nov 26 2007 11:00:00 GMT http://thefederalregister.com/d.p/2007-11-26-E7-22910

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on
[[Page 66016]]
September 18, 2007, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which items have been prepared primarily by OCC. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
\1\ 15 U.S.C. 78s(b)(1).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change

The principal purpose of the rule change is to effect changes to the fees charged to clearing members and nonclearing members for Theoretical Profit and Loss Values.
II. SelfRegulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change

In its filing with the Commission, OCC included statements concerning the purpose of a ]]> http://thefederalregister.com/d.p/2007-11-26-E7-22910 Mon, Nov 26 2007 11:00:00 GMT